Rockefeller Capital Management’s NEOS Nasdaq-100 Hedged Equity Income ETF QQQH Stock Holding History

Rockefeller Capital Management’s Portfolio QQQH Stock Details QQQH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-2,542	Closed	-$110K	–	1848
2023 Q2	$110K	Buy	+2,542	New	+$103K	﹤0.01%	1766
2023 Q1	–	Sell	-2,542	Closed	-$94K	–	3964
2022 Q4	$94K	Hold	2,542	–	–	﹤0.01%	2060
2022 Q3	$98K	Hold	2,542	–	–	﹤0.01%	2007
2022 Q2	$97K	Sell	2,542 -4,237	-63%	-$188K	﹤0.01%	1970
2022 Q1	$332K	Sell	6,779 -5,871	-46%	-$296K	﹤0.01%	1486
2021 Q4	$706K	Buy	12,650 +46	+0.4%	+$2.58K	﹤0.01%	1188
2021 Q3	$692K	Buy	12,604 +10,259	+437%	+$583K	﹤0.01%	1141
2021 Q2	$131K	Hold	2,345	–	–	﹤0.01%	1681
2021 Q1	$125K	Buy	2,345 +1,640	+233%	+$90.1K	﹤0.01%	1515
2020 Q4	$38K	Buy	+705	New	+$37.8K	﹤0.01%	1763

Other funds holding QQQH

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Wealthstar Advisors Plano, Texas $213M AUM 27.52% 1-Year Est. Return

Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

PFG Investments Woodbury, New York $2.15B AUM 25.5% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Rockefeller Capital Management's QQQH Position: Q3 2023 in Review

Rockefeller Capital Management sold out of NEOS Nasdaq-100 Hedged Equity Income ETF (QQQH) in Q3 2023, closing a stake of 2,542 shares — an estimated $110K sold.

Rockefeller Capital Management first reported a position in QQQH in Q4 2020 and held it in 10 quarters. The position peaked at $706K in Q4 2021. 59 funds tracked by Wall St. Rank hold QQQH as of Q3 2023.

Rockefeller Capital Management reported no remaining NEOS Nasdaq-100 Hedged Equity Income ETF position as of Q3 2023 after selling out during the quarter.
Rockefeller Capital Management sold 2,542 NEOS Nasdaq-100 Hedged Equity Income ETF shares in Q3 2023, an estimated $110K.
Rockefeller Capital Management first reported a position in NEOS Nasdaq-100 Hedged Equity Income ETF in Q4 2020 and held it in 10 quarters.
Rockefeller Capital Management's NEOS Nasdaq-100 Hedged Equity Income ETF position peaked at $706K in Q4 2021.
59 funds tracked by Wall St. Rank held NEOS Nasdaq-100 Hedged Equity Income ETF as of Q3 2023.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.