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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1726
Agilysys
AGYS
$3.05B
| $235K | ﹤0.01% |
2,855
+2,847
| +35,588% | +$230K |
|
1727
Invesco KBW Bank ETF
KBWB
$6.76B
| $235K | ﹤0.01% |
5,600
-22,671
| -80% | -$1.19M |
|
1728
Assurant
AIZ
$14.2B
| $234K | ﹤0.01% |
1,959
+667
| +52% | +$83.5K |
|
1729
Royal Caribbean
RCL
$82.8B
| $234K | ﹤0.01% |
3,605
+367
| +11% | +$24.2K |
|
1730
Caesars Entertainment
CZR
$6.14B
| $233K | ﹤0.01% |
4,786
+1,146
| +31% | +$56.2K |
|
1731
Doximity
DOCS
$4.6B
| $233K | ﹤0.01% |
7,246
+6,841
| +1,689% | +$227K |
|
1732
InterContinental Hotels
IHG
$23B
| $233K | ﹤0.01% |
3,505
+2,983
| +571% | +$202K |
|
|
EXAS
1733
DELISTED
Exact Sciences
EXAS
| $232K | ﹤0.01% |
3,432
-67
| -2% | -$4.31K |
|
1734
iShares Currency Hedged MSCI Japan ETF
HEWJ
$750M
| $232K | ﹤0.01% |
8,053
| – | – |
|
1735
SITE Centers
SITC
$160M
| $232K | ﹤0.01% |
24,316
+23,997
| +7,523% | +$244K |
|
1736
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
| $231K | ﹤0.01% |
7,778
+2,501
| +47% | +$74.6K |
|
1737
iPath Series B Carbon Exchange-Traded Notes
GRN
$24.3M
| $231K | ﹤0.01% |
6,490
| – | – |
|
|
MIO
1738
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
| $231K | ﹤0.01% |
21,212
+20,000
| +1,650% | +$222K |
|
1739
Essex Property Trust
ESS
$18.2B
| $230K | ﹤0.01% |
1,101
+180
| +20% | +$39.7K |
|
|
PTRA
1740
DELISTED
Proterra Inc. Common Stock
PTRA
| $230K | ﹤0.01% |
151,796
-5,162
| -3% | -$19.4K |
|
1741
STAAR Surgical
STAA
$1.25B
| $229K | ﹤0.01% |
3,590
+1,467
| +69% | +$95.7K |
|
1742
Dutch Bros
BROS
$9B
| $228K | ﹤0.01% |
7,234
+5,674
| +364% | +$192K |
|
1743
Janus Henderson AAA CLO ETF
JAAA
$29.8B
| $228K | ﹤0.01% |
4,621
+765
| +20% | +$38K |
|
1744
Upwork
UPWK
$1.2B
| $227K | ﹤0.01% |
20,126
+14,485
| +257% | +$172K |
|
|
LTHM
1745
DELISTED
Livent Corporation
LTHM
| $227K | ﹤0.01% |
10,475
-2,084
| -17% | -$48.2K |
|
1746
iShares S&P India Nifty 50 Index Fund
INDY
$566M
| $226K | ﹤0.01% |
5,506
+4,141
| +303% | +$173K |
|
1747
Sanara MedTech
SMTI
$314M
| $226K | ﹤0.01% |
5,500
| – | – |
|
1748
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
| $225K | ﹤0.01% |
11,764
+1,687
| +17% | +$32.1K |
|
1749
Davis Select Financial ETF
DFNL
$492M
| $225K | ﹤0.01% |
8,673
+515
| +6% | +$14.5K |
|
|
FFA
1750
First Trust Enhanced Equity Income Fund
FFA
$472M
| $225K | ﹤0.01% |
13,667
-434
| -3% | -$7.16K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.