Rockefeller Capital Management’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

Rockefeller Capital Management’s Portfolio FFA Stock Details FFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$199K	Buy	8,905 +14	+0.2%	+$310	﹤0.01%	2603
2026 Q1	$181K	Buy	8,891 +15	+0.2%	+$324	﹤0.01%	2553
2025 Q4	$195K	Buy	8,876 +14	+0.2%	+$303	﹤0.01%	2383
2025 Q3	$191K	Buy	+8,862	New	+$186K	﹤0.01%	2254
2024 Q2	–	Sell	-12,202	Closed	-$231K	–	1662
2024 Q1	$231K	Buy	12,202 +11	+0.1%	+$203	﹤0.01%	1638
2023 Q4	$223K	Buy	12,191 +2	+0%	+$35	﹤0.01%	1523
2023 Q3	$211K	Buy	12,189 +12	+0.1%	+$213	﹤0.01%	1477
2023 Q2	$213K	Sell	12,177 -1,490	-11%	-$25.2K	﹤0.01%	1631
2023 Q1	$225K	Sell	13,667 -434	-3%	-$7.16K	﹤0.01%	1752
2022 Q4	$222K	Sell	14,101 -79,140	-85%	-$1.24M	﹤0.01%	1617
2022 Q3	$1.37M	Sell	93,241 -3,873	-4%	-$65.3K	0.01%	902
2022 Q2	$1.59M	Buy	97,114 +23,145	+31%	+$418K	0.01%	836
2022 Q1	$1.5M	Buy	73,969 +59,790	+422%	+$1.21M	0.01%	912
2021 Q4	$301K	Buy	14,179 +13,608	+2,383%	+$285K	﹤0.01%	1498
2021 Q3	$11K	Buy	571 +9	+2%	+$187	﹤0.01%	2842
2021 Q2	$11K	Buy	+562	New	+$11.1K	﹤0.01%	2736

Other funds holding FFA

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Exeter Financial Scottsdale, Arizona $261M AUM 20.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

NSIM

North Star Investment Management Chicago, Illinois $1.84B AUM 28.81% 1-Year Est. Return

Rockefeller Capital Management's FFA Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Enhanced Equity Income Fund (FFA) stake by 0.16% in Q2 2026, buying an estimated $310 and bringing the position to 8,905 shares worth $199K. The position accounts for ﹤0.01% of the portfolio, ranked #2603.

Rockefeller Capital Management first reported a position in FFA in Q2 2021 and has held it in 16 quarters since. The position peaked at $1.59M in Q2 2022. 72 funds tracked by Wall St. Rank hold FFA as of Q2 2026.

Rockefeller Capital Management held 8,905 shares of First Trust Enhanced Equity Income Fund worth $199K as of Q2 2026.
Rockefeller Capital Management bought 14 First Trust Enhanced Equity Income Fund shares in Q2 2026, an estimated $310.
First Trust Enhanced Equity Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2603 holding.
Rockefeller Capital Management first reported a position in First Trust Enhanced Equity Income Fund in Q2 2021 and has held it in 16 quarters since.
Rockefeller Capital Management's First Trust Enhanced Equity Income Fund position peaked at $1.59M in Q2 2022.
72 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.