Rockefeller Capital Management
FFA

Rockefeller Capital Management’s First Trust Enhanced Equity Income Fund FFA Stock Holding History

Rockefeller Capital Management’s Portfolio FFA Stock Details FFA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$181K Buy
8,891
+15
+0.2% +$324 ﹤0.01% 2553
2025
Q4 		$195K Buy
8,876
+14
+0.2% +$303 ﹤0.01% 2383
2025
Q3 		$191K Buy
+8,862
New +$186K ﹤0.01% 2254
2024
Q2 		– Sell
-12,202
Closed -$231K – 1662
2024
Q1 		$231K Buy
12,202
+11
+0.1% +$203 ﹤0.01% 1638
2023
Q4 		$223K Buy
12,191
+2
+0% +$35 ﹤0.01% 1523
2023
Q3 		$211K Buy
12,189
+12
+0.1% +$213 ﹤0.01% 1477
2023
Q2 		$213K Sell
12,177
-1,490
-11% -$25.2K ﹤0.01% 1631
2023
Q1 		$225K Sell
13,667
-434
-3% -$7.16K ﹤0.01% 1752
2022
Q4 		$222K Sell
14,101
-79,140
-85% -$1.24M ﹤0.01% 1617
2022
Q3 		$1.37M Sell
93,241
-3,873
-4% -$65.3K 0.01% 902
2022
Q2 		$1.59M Buy
97,114
+23,145
+31% +$418K 0.01% 836
2022
Q1 		$1.5M Buy
73,969
+59,790
+422% +$1.21M 0.01% 912
2021
Q4 		$301K Buy
14,179
+13,608
+2,383% +$285K ﹤0.01% 1498
2021
Q3 		$11K Buy
571
+9
+2% +$187 ﹤0.01% 2842
2021
Q2 		$11K Buy
+562
New +$11.1K ﹤0.01% 2736

Other funds holding FFA

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
EF
Exeter Financial Scottsdale, Arizona $261M AUM 20.48% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
NSIM
North Star Investment Management Chicago, Illinois $1.65B AUM 20.56% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Rockefeller Capital Management's FFA Position: Q1 2026 in Review

Rockefeller Capital Management increased its First Trust Enhanced Equity Income Fund (FFA) stake by 0.17% in Q1 2026, buying an estimated $324 and bringing the position to 8,891 shares worth $181K. The position accounts for ﹤0.01% of the portfolio, ranked #2553.

Rockefeller Capital Management first reported a position in FFA in Q2 2021 and has held it in 15 quarters since. The position peaked at $1.59M in Q2 2022. 65 funds tracked by Wall St. Rank hold FFA as of Q1 2026.

  • Rockefeller Capital Management held 8,891 shares of First Trust Enhanced Equity Income Fund worth $181K as of Q1 2026.
  • Rockefeller Capital Management bought 15 First Trust Enhanced Equity Income Fund shares in Q1 2026, an estimated $324.
  • First Trust Enhanced Equity Income Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #2553 holding.
  • Rockefeller Capital Management first reported a position in First Trust Enhanced Equity Income Fund in Q2 2021 and has held it in 15 quarters since.
  • Rockefeller Capital Management's First Trust Enhanced Equity Income Fund position peaked at $1.59M in Q2 2022.
  • 65 funds tracked by Wall St. Rank held First Trust Enhanced Equity Income Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.