Rockefeller Capital Management
JAAA icon

Rockefeller Capital Management’s Janus Henderson AAA CLO ETF JAAA Stock Holding History

Rockefeller Capital Management’s Portfolio JAAA Stock Details JAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$50.2M Sell
996,991
-387,967
-28% -$19.6M 0.09% 212
2025
Q4 		$70.1M Buy
1,384,958
+780,199
+129% +$39.5M 0.13% 151
2025
Q3 		$30.7M Sell
604,759
-1,458
-0.2% -$73.9K 0.06% 294
2025
Q2 		$30.8M Sell
606,217
-70,896
-10% -$3.58M 0.07% 270
2025
Q1 		$34.3M Buy
677,113
+117,265
+21% +$5.96M 0.08% 231
2024
Q4 		$28.4M Buy
559,848
+127,178
+29% +$6.46M 0.07% 257
2024
Q3 		$22M Buy
432,670
+65,575
+18% +$3.33M 0.06% 311
2024
Q2 		$18.7M Buy
367,095
+113,801
+45% +$5.77M 0.05% 338
2024
Q1 		$12.9M Buy
253,294
+136,135
+116% +$6.88M 0.04% 436
2023
Q4 		$5.89M Buy
+117,159
New +$5.88M 0.02% 595
2023
Q3 		– Sell
-7,043
Closed -$351K – 1664
2023
Q2 		$351K Buy
7,043
+2,422
+52% +$120K ﹤0.01% 1469
2023
Q1 		$228K Buy
4,621
+765
+20% +$38K ﹤0.01% 1745
2022
Q4 		$189K Sell
3,856
-2,272
-37% -$111K ﹤0.01% 1690
2022
Q3 		$300K Sell
6,128
-1,421
-19% -$69.9K ﹤0.01% 1466
2022
Q2 		$370K Buy
7,549
+7,396
+4,834% +$367K ﹤0.01% 1377
2022
Q1 		$7K Buy
+153
New +$7.7K ﹤0.01% 3216

Other funds holding JAAA

Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
A
Allianz Munich, Germany $9.02B AUM 28.63% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Rockefeller Capital Management's JAAA Position: Q1 2026 in Review

Rockefeller Capital Management reduced its Janus Henderson AAA CLO ETF (JAAA) stake by 28% in Q1 2026, selling an estimated $19.6M and leaving 996,991 shares worth $50.2M. The position accounts for 0.09% of the portfolio, ranked #212.

Rockefeller Capital Management first reported a position in JAAA in Q1 2022 and has held it in 16 quarters since. The position peaked at $70.1M in Q4 2025. 838 funds tracked by Wall St. Rank hold JAAA as of Q1 2026.

  • Rockefeller Capital Management held 996,991 shares of Janus Henderson AAA CLO ETF worth $50.2M as of Q1 2026.
  • Rockefeller Capital Management sold 387,967 Janus Henderson AAA CLO ETF shares in Q1 2026, an estimated $19.6M.
  • Janus Henderson AAA CLO ETF made up 0.09% of Rockefeller Capital Management's portfolio in Q1 2026, its #212 holding.
  • Rockefeller Capital Management first reported a position in Janus Henderson AAA CLO ETF in Q1 2022 and has held it in 16 quarters since.
  • Rockefeller Capital Management's Janus Henderson AAA CLO ETF position peaked at $70.1M in Q4 2025.
  • 838 funds tracked by Wall St. Rank held Janus Henderson AAA CLO ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.