Rockefeller Capital Management
JAAA icon

Rockefeller Capital Management’s Janus Henderson AAA CLO ETF JAAA Stock Holding History

Rockefeller Capital Management’s Portfolio JAAA Stock Details JAAA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$63.1M Buy
1,250,125
+92,589
+8% +$4.69M 0.09% 195
2026
Q2 		$58.4M Buy
1,157,536
+160,545
+16% +$8.12M 0.09% 210
2026
Q1 		$50.2M Sell
996,991
-387,967
-28% -$19.6M 0.09% 212
2025
Q4 		$70.1M Buy
1,384,958
+780,199
+129% +$39.5M 0.13% 151
2025
Q3 		$30.7M Sell
604,759
-1,458
-0.2% -$73.9K 0.06% 294
2025
Q2 		$30.8M Sell
606,217
-70,896
-10% -$3.58M 0.07% 270
2025
Q1 		$34.3M Buy
677,113
+117,265
+21% +$5.96M 0.08% 231
2024
Q4 		$28.4M Buy
559,848
+127,178
+29% +$6.46M 0.07% 257
2024
Q3 		$22M Buy
432,670
+65,575
+18% +$3.33M 0.06% 311
2024
Q2 		$18.7M Buy
367,095
+113,801
+45% +$5.77M 0.05% 338
2024
Q1 		$12.9M Buy
253,294
+136,135
+116% +$6.88M 0.04% 436
2023
Q4 		$5.89M Buy
+117,159
New +$5.88M 0.02% 595
2023
Q3 		– Sell
-7,043
Closed -$351K – 1664
2023
Q2 		$351K Buy
7,043
+2,422
+52% +$120K ﹤0.01% 1469
2023
Q1 		$228K Buy
4,621
+765
+20% +$38K ﹤0.01% 1745
2022
Q4 		$189K Sell
3,856
-2,272
-37% -$111K ﹤0.01% 1690
2022
Q3 		$300K Sell
6,128
-1,421
-19% -$69.9K ﹤0.01% 1466
2022
Q2 		$370K Buy
7,549
+7,396
+4,834% +$367K ﹤0.01% 1377
2022
Q1 		$7K Buy
+153
New +$7.7K ﹤0.01% 3216

Other funds holding JAAA

Allianz
Allianz Munich, Germany $9.7B AUM 12.94% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $96.6B AUM 22.52% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return
RPOA Advisors
RPOA Advisors Plano, Texas $3.35B AUM 8.19% 1-Year Est. Return
Barings
Barings Charlotte, North Carolina $5.84B AUM 11.61% 1-Year Est. Return
KeyBank National Association
KeyBank National Association Cleveland, Ohio $30.6B AUM 20.91% 1-Year Est. Return
Sage Mountain Advisors
Sage Mountain Advisors Atlanta, Georgia $1.69B AUM 11.4% 1-Year Est. Return

Rockefeller Capital Management's JAAA Position: Q3 2026 in Review

Rockefeller Capital Management increased its Janus Henderson AAA CLO ETF (JAAA) stake by 8% in Q3 2026, buying an estimated $4.69M and bringing the position to 1,250,125 shares worth $63.1M. The position accounts for 0.09% of the portfolio, ranked #195.

Rockefeller Capital Management first reported a position in JAAA in Q1 2022 and has held it in 18 quarters since. The position peaked at $70.1M in Q4 2025. 854 funds tracked by Wall St. Rank hold JAAA as of Q3 2026.

  • Rockefeller Capital Management held 1,250,125 shares of Janus Henderson AAA CLO ETF worth $63.1M as of Q3 2026.
  • Rockefeller Capital Management bought 92,589 Janus Henderson AAA CLO ETF shares in Q3 2026, an estimated $4.69M.
  • Janus Henderson AAA CLO ETF made up 0.09% of Rockefeller Capital Management's portfolio in Q3 2026, its #195 holding.
  • Rockefeller Capital Management first reported a position in Janus Henderson AAA CLO ETF in Q1 2022 and has held it in 18 quarters since.
  • Rockefeller Capital Management's Janus Henderson AAA CLO ETF position peaked at $70.1M in Q4 2025.
  • 854 funds tracked by Wall St. Rank held Janus Henderson AAA CLO ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.