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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$14.8B
AUM Growth
+$1.57B
Cap. Flow
+$949M
Cap. Flow %
6.42%
Top 10 Hldgs %
22.33%
Holding
3,495
New
549
Increased
1,508
Reduced
769
Closed
174

Top Buys

Rank Stock Value
1
LLY icon
Eli Lilly
LLY
+$106M
2
URI icon
United Rentals
URI
+$71.2M
3
FIS icon
Fidelity National Information Services
FIS
+$51.8M
4
NEWR
New Relic, Inc.
NEWR
+$47.7M
5
DFS
Discover Financial Services
DFS
+$42.7M

Top Sells

Rank Stock Value
1
VZ icon
Verizon
VZ
+$178M
2
CHL
China Mobile Limited
CHL
+$68.9M
3
ACC
American Campus Communities, Inc.
ACC
+$54.8M
4
ILMN icon
Illumina
ILMN
+$47.8M
5
PGR icon
Progressive
PGR
+$43.3M

Sector Composition

Rank Sector Weight
1 Technology 20.41%
2 Financials 15.55%
3 Healthcare 12.83%
4 Consumer Discretionary 8.8%
5 Industrials 7.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSTR icon
1676
Strategy Inc
MSTR
$37.6B
$85K ﹤0.01%
1,260
+920
+271% +$65K
ODFL icon
1677
Old Dominion Freight Line
ODFL
$44.2B
$85K ﹤0.01%
712
-58
-8% -$6.22K
QABA icon
1678
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.4M
$85K ﹤0.01%
+1,505
New +$79.3K
FSR
1679
DELISTED
Fisker Inc.
FSR
$85K ﹤0.01%
+4,976
New +$91K
HYT icon
1680
BlackRock Corporate High Yield Fund
HYT
$1.37B
$84K ﹤0.01%
7,212
+212
+3% +$2.42K
NUS icon
1681
Nu Skin
NUS
$253M
$84K ﹤0.01%
1,597
+1,589
+19,863% +$86.6K
DLN icon
1682
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$83K ﹤0.01%
1,454
+60
+4% +$3.3K
FNDE icon
1683
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10.1B
$83K ﹤0.01%
2,733
+2,063
+308% +$62K
FVRR icon
1684
Fiverr
FVRR
$325M
$83K ﹤0.01%
383
-32
-8% -$7.84K
FXF icon
1685
Invesco CurrencyShares Swiss Franc Trust
FXF
$397M
$83K ﹤0.01%
+868
New +$87.2K
LAZR
1686
DELISTED
Luminar Technologies
LAZR
$83K ﹤0.01%
230
+40
+21% +$18.1K
TXT icon
1687
Textron
TXT
$15.4B
$83K ﹤0.01%
1,498
+208
+16% +$10.5K
DISCK
1688
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$83K ﹤0.01%
2,266
-10
-0.4% -$424
FBIN icon
1689
Fortune Brands Innovations
FBIN
$5.74B
$82K ﹤0.01%
1,018
+12
+1% +$908
MUFG icon
1690
Mitsubishi UFJ Financial
MUFG
$250B
$82K ﹤0.01%
15,418
+257
+2% +$1.33K
SHOO icon
1691
Steven Madden
SHOO
$3.56B
$82K ﹤0.01%
2,205
-1,095
-33% -$39.9K
CAF
1692
Morgan Stanley China A Share Fund
CAF
$328M
$81K ﹤0.01%
3,605
– –
HLI icon
1693
Houlihan Lokey
HLI
$8.61B
$81K ﹤0.01%
1,218
-14
-1% -$945
IGI
1694
Western Asset Investment Grade Defined Opportunity Trust
IGI
$94.9M
$81K ﹤0.01%
3,800
– –
PFLT icon
1695
PennantPark Floating Rate Capital
PFLT
$728M
$81K ﹤0.01%
6,855
– –
PMM
1696
Franklin Managed Municipal Income Trust
PMM
$272M
$81K ﹤0.01%
10,000
+4,500
+82% +$36.5K
UAVS icon
1697
AgEagle Aerial Systems
UAVS
$58.6M
$81K ﹤0.01%
13
– –
BGH
1698
Barings Global Short Duration High Yield Fund
BGH
$286M
$80K ﹤0.01%
5,000
– –
IFN
1699
Aberdeen India Fund
IFN
$504M
$80K ﹤0.01%
3,742
-646
-15% -$13.5K
SPIB icon
1700
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$80K ﹤0.01%
2,219
+257
+13% +$9.43K
66 67
68
69 70

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Rockefeller Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rockefeller Capital Management held 3,495 positions worth $14.8B, up 12% from $13.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $949M of net new capital in Q1 2021, opening 549 new positions and adding to 1,508 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Verizon, an estimated $178M trimmed.

  • Rockefeller Capital Management's largest Q1 2021 buy was iShares Core 80/20 Aggressive Allocation ETF: 369,854 shares worth $24.8M.
  • Rockefeller Capital Management added most to Eli Lilly in Q1 2021, an estimated $106M increase.
  • Rockefeller Capital Management's biggest Q1 2021 reduction was Verizon, cutting an estimated $178M.
  • Rockefeller Capital Management fully exited China Mobile Limited in Q1 2021, selling an estimated $68.9M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $14.8B portfolio in Q1 2021.
  • Rockefeller Capital Management opened 549 new positions and closed 174 in Q1 2021.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $14.8B.

Based on Rockefeller Capital Management's 13F filing for Q1 2021, filed 11 May 2021.