We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
1651
VanEck BDC Income ETF
BIZD
$1.69B
$802K ﹤0.01%
56,552
+22,257
+65% +$319K
IGR
1652
CBRE Global Real Estate Income Fund
IGR
$713M
$800K ﹤0.01%
182,546
-9,097
-5% -$42.8K
EVRG icon
1653
Evergy
EVRG
$19.2B
$798K ﹤0.01%
11,007
+6,344
+136% +$481K
GSBD icon
1654
Goldman Sachs BDC
GSBD
$1.1B
$795K ﹤0.01%
85,665
+5,389
+7% +$52.8K
YSEP icon
1655
FT Vest International Equity Buffer ETF September
YSEP
$121M
$795K ﹤0.01%
30,556
+17,802
+140% +$456K
DBMF icon
1656
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.15B
$792K ﹤0.01%
28,216
+20,161
+250% +$575K
RWX icon
1657
State Street SPDR Dow Jones International Real Estate ETF
RWX
$270M
$790K ﹤0.01%
28,232
-33
-0.1% -$918
IYG icon
1658
iShares US Financial Services ETF
IYG
$2.2B
$790K ﹤0.01%
8,558
+1,630
+24% +$145K
JBHT icon
1659
JB Hunt Transport Services
JBHT
$25.2B
$789K ﹤0.01%
4,058
-1,004
-20% -$172K
SNDK
1660
Sandisk
SNDK
$177B
$786K ﹤0.01%
3,313
+89
+3% +$17.8K
QJUN icon
1661
FT Vest Growth-100 Buffer ETF June
QJUN
$678M
$786K ﹤0.01%
24,697
– –
FNDX icon
1662
Schwab Fundamental US Large Company Index ETF
FNDX
$27.3B
$784K ﹤0.01%
28,795
+9,645
+50% +$258K
RYLD icon
1663
Global X Russell 2000 Covered Call ETF
RYLD
$1.39B
$780K ﹤0.01%
50,977
+27,563
+118% +$422K
FAB icon
1664
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$780K ﹤0.01%
8,745
+2
+0% +$175
EQAL icon
1665
Invesco Russell 1000 Equal Weight ETF
EQAL
$838M
$779K ﹤0.01%
14,801
+44
+0.3% +$2.3K
HIX
1666
Western Asset High Income Fund II
HIX
$355M
$779K ﹤0.01%
187,188
-3,653
-2% -$15.4K
CGDG icon
1667
Capital Group Dividend Growers ETF
CGDG
$5.62B
$779K ﹤0.01%
21,846
+17,653
+421% +$621K
BBHL
1668
BBH Select Large Cap ETF
BBHL
$545M
$777K ﹤0.01%
+48,195
New +$771K
SCHJ icon
1669
Schwab 1-5 Year Corporate Bond ETF
SCHJ
$848M
$772K ﹤0.01%
+31,008
New +$772K
LENZ
1670
LENZ Therapeutics
LENZ
$168M
$769K ﹤0.01%
48,071
+30,071
+167% +$876K
MGRC icon
1671
McGrath RentCorp
MGRC
$2.92B
$769K ﹤0.01%
7,329
+617
+9% +$66.9K
ZWS icon
1672
Zurn Elkay Water Solutions
ZWS
$8.53B
$766K ﹤0.01%
16,465
+13,817
+522% +$648K
CZR icon
1673
Caesars Entertainment
CZR
$6.14B
$764K ﹤0.01%
32,662
-2,977
-8% -$66.9K
EMCB icon
1674
WisdomTree Emerging Markets Corporate Bond Fund
EMCB
$98.8M
$762K ﹤0.01%
11,464
+8,246
+256% +$552K
CPNG icon
1675
Coupang
CPNG
$29.2B
$761K ﹤0.01%
32,240
-10,432
-24% -$297K
65 66
67
68 69

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.