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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
1626
Invesco Senior Income Trust
VVR
$457M
$241K ﹤0.01%
+60,901
New +$240K
TXG icon
1627
10x Genomics
TXG
$5.91B
$240K ﹤0.01%
16,705
-799
-5% -$12.6K
FGD icon
1628
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$239K ﹤0.01%
10,764
+13
+0.1% +$305
DBO icon
1629
Invesco DB Oil Fund
DBO
$365M
$239K ﹤0.01%
16,725
+142
+0.9% +$2.05K
BSCW icon
1630
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.51B
$239K ﹤0.01%
11,900
-1,475
-11% -$30.2K
BUFZ icon
1631
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.02B
$239K ﹤0.01%
10,000
– –
BCX icon
1632
BlackRock Resources & Commodities Strategy Trust
BCX
$921M
$236K ﹤0.01%
27,589
-71
-0.3% -$658
PEY icon
1633
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$235K ﹤0.01%
+11,040
New +$242K
XNCR icon
1634
Xencor
XNCR
$1.48B
$234K ﹤0.01%
10,190
-21
-0.2% -$483
NVST icon
1635
Envista
NVST
$4.41B
$233K ﹤0.01%
12,066
+34
+0.3% +$672
BFZ
1636
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$231K ﹤0.01%
20,615
– –
CCC
1637
CCC Intelligent Solutions
CCC
$3.92B
$231K ﹤0.01%
+19,657
New +$228K
PML
1638
PIMCO Municipal Income Fund II
PML
$491M
$227K ﹤0.01%
28,107
-29,070
-51% -$256K
BKN
1639
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$226K ﹤0.01%
20,232
+378
+2% +$4.63K
KBWD icon
1640
Invesco KBW High Dividend Yield Financial ETF
KBWD
$422M
$224K ﹤0.01%
15,274
+14
+0.1% +$211
FTRI icon
1641
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$221K ﹤0.01%
18,407
-1,167
-6% -$15.2K
CLM icon
1642
Cornerstone Strategic Value Fund
CLM
$2.23B
$221K ﹤0.01%
+26,113
New +$216K
BLE
1643
DELISTED
BlackRock Municipal Income Trust II
BLE
$218K ﹤0.01%
20,785
+338
+2% +$3.68K
PSEC icon
1644
Prospect Capital
PSEC
$1.12B
$213K ﹤0.01%
49,358
-378,831
-88% -$1.82M
XRX icon
1645
Xerox
XRX
$425M
$212K ﹤0.01%
25,106
-336
-1% -$3.1K
NIO icon
1646
NIO
NIO
$11.8B
$211K ﹤0.01%
48,479
-21,016
-30% -$107K
BHR
1647
Braemar Hotels & Resorts
BHR
$145M
$210K ﹤0.01%
70,000
-88,255
-56% -$286K
RGNX icon
1648
Regenxbio
RGNX
$729M
$210K ﹤0.01%
27,108
-13,864
-34% -$130K
BGT icon
1649
BlackRock Floating Rate Income Trust
BGT
$324M
$208K ﹤0.01%
16,200
– –
DMB
1650
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$196M
$207K ﹤0.01%
20,000
– –
64 65
66
67 68

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.