We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+10.52%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$34.3B
AUM Growth
+$4.33B
Cap. Flow
+$1.6B
Cap. Flow %
4.66%
Top 10 Hldgs %
20.81%
Holding
1,745
New
213
Increased
906
Reduced
495
Closed
86

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$98.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$51M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.1M
5
BOXX icon
Alpha Architect 1-3 Month Box ETF
BOXX
+$37M

Top Sells

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$53.7M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$44.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$40.7M
4
NVDA icon
NVIDIA
NVDA
+$39.2M
5
KBWB icon
Invesco KBW Bank ETF
KBWB
+$37.4M

Sector Composition

Rank Sector Weight
1 Technology 19.7%
2 Financials 11.21%
3 Healthcare 8.91%
4 Consumer Discretionary 6.49%
5 Industrials 6.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
1626
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$251K ﹤0.01%
11,022
+300
+3% +$6.65K
DBO icon
1627
Invesco DB Oil Fund
DBO
$366M
$251K ﹤0.01%
+16,133
New +$236K
QSPT icon
1628
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$638M
$250K ﹤0.01%
10,000
-3,693
-27% -$90.1K
INFY icon
1629
Infosys
INFY
$50.7B
$247K ﹤0.01%
+13,766
New +$267K
GRNB icon
1630
VanEck Green Bond ETF
GRNB
$185M
$240K ﹤0.01%
10,100
– –
BKN
1631
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$240K ﹤0.01%
19,303
+184
+1% +$2.21K
FEN
1632
DELISTED
First Trust Energy Income and Growth Fund
FEN
$240K ﹤0.01%
+14,657
New +$219K
OPEN icon
1633
Opendoor
OPEN
$3.38B
$235K ﹤0.01%
+80,094
New +$250K
SDHY
1634
PGIM Short Duration High Yield Opportunities Fund
SDHY
$401M
$234K ﹤0.01%
15,200
+200
+1% +$3.04K
NN icon
1635
NextNav
NN
$2.23B
$231K ﹤0.01%
+35,169
New +$157K
FFA
1636
First Trust Enhanced Equity Income Fund
FFA
$467M
$231K ﹤0.01%
12,202
+11
+0.1% +$203
KBWD icon
1637
Invesco KBW High Dividend Yield Financial ETF
KBWD
$428M
$229K ﹤0.01%
14,803
+1,335
+10% +$20.4K
MLN icon
1638
VanEck Long Muni ETF
MLN
$683M
$229K ﹤0.01%
12,727
+1,508
+13% +$27.2K
MEI icon
1639
Methode Electronics
MEI
$592M
$229K ﹤0.01%
18,792
+836
+5% +$15.8K
GSG icon
1640
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
$229K ﹤0.01%
10,363
-875
-8% -$18.4K
FEI
1641
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$225K ﹤0.01%
23,293
-6,904
-23% -$61.1K
BUFZ icon
1642
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.02B
$223K ﹤0.01%
+10,000
New +$218K
KD icon
1643
Kyndryl
KD
$3.05B
$222K ﹤0.01%
10,207
-488
-5% -$10.4K
MQT
1644
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$222K ﹤0.01%
21,132
-35,454
-63% -$368K
AVK
1645
Advent Convertible and Income Fund
AVK
$563M
$222K ﹤0.01%
19,096
-4,839
-20% -$55.3K
DB icon
1646
Deutsche Bank
DB
$71.5B
$221K ﹤0.01%
+13,997
New +$191K
REAL icon
1647
The RealReal
REAL
$1.48B
$219K ﹤0.01%
+56,020
New +$134K
CRGY icon
1648
Crescent Energy
CRGY
$3.82B
$218K ﹤0.01%
18,342
-400
-2% -$4.5K
NVTS icon
1649
Navitas Semiconductor
NVTS
$3.63B
$214K ﹤0.01%
+44,886
New +$264K
DSP icon
1650
Viant Technology
DSP
$265M
$212K ﹤0.01%
+19,875
New +$173K
64 65
66
67 68

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rockefeller Capital Management held 1,745 positions worth $34.3B, up 14% from $29.9B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.6B of net new capital in Q1 2024, opening 213 new positions and adding to 906 existing holdings. Its largest new stake was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Amgen, an estimated $53.7M trimmed.

  • Rockefeller Capital Management's largest Q1 2024 buy was Alpha Architect 1-3 Month Box ETF: 350,000 shares worth $37.3M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q1 2024, an estimated $98.2M increase.
  • Rockefeller Capital Management's biggest Q1 2024 reduction was Amgen, cutting an estimated $53.7M.
  • Rockefeller Capital Management fully exited Chemours in Q1 2024, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $34.3B portfolio in Q1 2024.
  • Rockefeller Capital Management opened 213 new positions and closed 86 in Q1 2024.
  • Rockefeller Capital Management's portfolio value rose 14% quarter-over-quarter to $34.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2024, filed 14 May 2024.