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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+4.44%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$38.6B
AUM Growth
+$1.46B
Cap. Flow
+$1.06B
Cap. Flow %
2.74%
Top 10 Hldgs %
24.35%
Holding
1,747
New
139
Increased
851
Reduced
618
Closed
95

Top Buys

Rank Stock Value
1
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$752M
2
RGEF
Rockefeller Global Equity ETF
RGEF
+$734M
3
SHOP icon
Shopify
SHOP
+$46.8M
4
UBER icon
Uber
UBER
+$44.7M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$43.7M

Top Sells

Rank Stock Value
1
CL icon
Colgate-Palmolive
CL
+$192M
2
CNC icon
Centene
CNC
+$92.3M
3
LLY icon
Eli Lilly
LLY
+$85.3M
4
RGA icon
Reinsurance Group of America
RGA
+$78.6M
5
MSFT icon
Microsoft
MSFT
+$70.8M

Sector Composition

Rank Sector Weight
1 Technology 20.42%
2 Financials 9.67%
3 Healthcare 6.64%
4 Consumer Discretionary 6.39%
5 Industrials 6.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBRA icon
1601
Sabra Healthcare REIT
SBRA
$5.35B
$293K ﹤0.01%
16,890
+1,521
+10% +$27.8K
OLPX
1602
DELISTED
Olaplex Holdings
OLPX
$290K ﹤0.01%
167,557
-884
-0.5% -$1.76K
ARKG icon
1603
ARK Genomic Revolution ETF
ARKG
$1.7B
$286K ﹤0.01%
12,150
+1,439
+13% +$35.4K
NXP icon
1604
Nuveen Select Tax-Free Income Portfolio
NXP
$898M
$285K ﹤0.01%
18,800
– –
LBTYK icon
1605
Liberty Global Class C
LBTYK
$3.54B
$283K ﹤0.01%
21,510
-8
-0% -$138
EFT
1606
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$283K ﹤0.01%
22,024
– –
GPK icon
1607
Graphic Packaging
GPK
$3.57B
$278K ﹤0.01%
10,213
-2,739
-21% -$79.2K
EWZ icon
1608
iShares MSCI Brazil ETF
EWZ
$8.97B
$278K ﹤0.01%
12,369
+1,423
+13% +$38.1K
LGOV icon
1609
First Trust Long Duration Opportunities ETF
LGOV
$622M
$271K ﹤0.01%
13,016
-337
-3% -$7.21K
CODI icon
1610
Compass Diversified
CODI
$831M
$271K ﹤0.01%
11,748
-18
-0.2% -$404
NML
1611
Neuberger Energy Infrastructure and Income Fund Inc
NML
$574M
$271K ﹤0.01%
30,643
+5,001
+20% +$43.5K
SNOV icon
1612
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$118M
$270K ﹤0.01%
11,700
– –
NCV
1613
Virtus Convertible & Income Fund
NCV
$387M
$270K ﹤0.01%
19,441
+617
+3% +$8.74K
UEC icon
1614
Uranium Energy
UEC
$5.58B
$268K ﹤0.01%
+40,060
New +$307K
AEF
1615
abrdn Emerging Markets Equity Income Fund
AEF
$365M
$264K ﹤0.01%
50,800
-2,748
-5% -$14.9K
PID icon
1616
Invesco International Dividend Achievers ETF
PID
$921M
$263K ﹤0.01%
14,361
– –
CPRX
1617
DELISTED
Catalyst Pharmaceutical
CPRX
$261K ﹤0.01%
12,516
+45
+0.4% +$967
PCN
1618
PIMCO Corporate & Income Strategy Fund
PCN
$885M
$260K ﹤0.01%
+19,372
New +$269K
FTGC icon
1619
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.01B
$252K ﹤0.01%
10,544
-7,301
-41% -$173K
BSCQ icon
1620
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.64B
$251K ﹤0.01%
12,922
-574
-4% -$11.2K
HUMA icon
1621
Humacyte
HUMA
$195M
$251K ﹤0.01%
+49,662
New +$246K
PCQ
1622
Pimco California Municipal Income Fund
PCQ
$167M
$244K ﹤0.01%
27,000
– –
GHI icon
1623
Greystone Housing Impact Investors LP
GHI
$137M
$243K ﹤0.01%
23,720
-1,079
-4% -$13K
REM icon
1624
iShares Mortgage Real Estate ETF
REM
$549M
$243K ﹤0.01%
11,366
-129
-1% -$2.93K
OGN icon
1625
Organon & Co
OGN
$3.56B
$242K ﹤0.01%
16,098
-1,841
-10% -$30K
63 64
65
66 67

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Rockefeller Capital Management's Q4 2024 Portfolio in Review

As of Q4 2024, Rockefeller Capital Management held 1,747 positions worth $38.6B, up 3.9% from $37.2B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management's Q4 2024 filing shows 139 new, 851 increased, 618 reduced and 95 closed positions. Its largest new stake was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M. The largest sale was Colgate-Palmolive, an estimated $192M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q4 2024 buy was Rockefeller U.S. Small-Mid Cap ETF: 28,967,794 shares worth $739M.
  • Rockefeller Capital Management added most to Shopify in Q4 2024, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q4 2024 reduction was Colgate-Palmolive, cutting an estimated $192M.
  • Rockefeller Capital Management fully exited Signet Jewelers in Q4 2024, selling an estimated $22.5M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $38.6B portfolio in Q4 2024.
  • Rockefeller Capital Management opened 139 new positions and closed 95 in Q4 2024.
  • Rockefeller Capital Management's portfolio value rose 3.9% quarter-over-quarter to $38.6B.

Based on Rockefeller Capital Management's 13F filing for Q4 2024, filed 13 Feb 2025.