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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAPR icon
1551
FT Vest US Equity Deep Buffer ETF April
DAPR
$315M
$1.02M ﹤0.01%
26,002
-4,060
-14% -$158K
NVMI
1552
Nova
NVMI
$12.5B
$1.01M ﹤0.01%
3,084
+501
+19% +$161K
FYX icon
1553
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$1.01M ﹤0.01%
8,933
+2,980
+50% +$331K
RQI icon
1554
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$1.01M ﹤0.01%
88,280
+4,724
+6% +$56.2K
CSM icon
1555
ProShares Large Cap Core Plus
CSM
$534M
$1.01M ﹤0.01%
12,626
+30
+0.2% +$2.34K
BLDR icon
1556
Builders FirstSource
BLDR
$8.04B
$1M ﹤0.01%
9,735
+3,519
+57% +$395K
HYLS icon
1557
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$999K ﹤0.01%
23,871
+11,294
+90% +$472K
ACHC icon
1558
Acadia Healthcare
ACHC
$2.94B
$999K ﹤0.01%
70,368
+69,441
+7,491% +$1.31M
FNDE icon
1559
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$995K ﹤0.01%
27,592
-560
-2% -$20.4K
SDSI icon
1560
American Century Short Duration Strategic Income ETF
SDSI
$256M
$995K ﹤0.01%
19,283
+3,523
+22% +$182K
RMD icon
1561
ResMed
RMD
$30.7B
$994K ﹤0.01%
4,126
+1,855
+82% +$474K
ICVT icon
1562
iShares Convertible Bond ETF
ICVT
$7.46B
$994K ﹤0.01%
10,089
+5,460
+118% +$549K
ESAB icon
1563
ESAB
ESAB
$5.71B
$986K ﹤0.01%
8,822
-105
-1% -$12K
ESML icon
1564
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.92B
$984K ﹤0.01%
21,410
+12,365
+137% +$564K
VCLT icon
1565
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.81B
$983K ﹤0.01%
12,954
-1,125
-8% -$86.8K
WTFC icon
1566
Wintrust Financial
WTFC
$10.7B
$980K ﹤0.01%
7,012
+876
+14% +$117K
EVV
1567
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$979K ﹤0.01%
98,815
+80,188
+430% +$804K
NTSX icon
1568
WisdomTree US Efficient Core Fund
NTSX
$1.4B
$968K ﹤0.01%
17,669
+53
+0.3% +$2.9K
ZETA icon
1569
Zeta Global
ZETA
$6.69B
$968K ﹤0.01%
47,553
-14,526
-23% -$271K
NPB
1570
Northpointe Bancshares
NPB
$592M
$965K ﹤0.01%
+57,538
New +$974K
CAVA icon
1571
CAVA Group
CAVA
$7.27B
$959K ﹤0.01%
16,332
+12,710
+351% +$709K
PMO
1572
Franklin Municipal Opportunities Trust
PMO
$285M
$957K ﹤0.01%
89,447
-4,329
-5% -$45K
GPN icon
1573
Global Payments
GPN
$22.8B
$957K ﹤0.01%
12,361
-427
-3% -$34.4K
ADM icon
1574
Archer Daniels Midland
ADM
$36.9B
$956K ﹤0.01%
16,622
+174
+1% +$10.4K
AMG icon
1575
Affiliated Managers Group
AMG
$9.76B
$955K ﹤0.01%
3,311
+135
+4% +$34.9K
61 62
63
64 65

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.