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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAYC icon
1501
Paycom
PAYC
$9.69B
$1.14M ﹤0.01%
7,161
+65
+0.9% +$11.5K
DCOM icon
1502
Dime Commercial Bancshares
DCOM
$1.78B
$1.14M ﹤0.01%
37,756
+37,664
+40,939% +$1.09M
HUM icon
1503
Humana
HUM
$46.2B
$1.14M ﹤0.01%
4,432
-51
-1% -$13.4K
WDI
1504
Western Asset Diversified Income Fund
WDI
$681M
$1.13M ﹤0.01%
82,102
– –
RJF icon
1505
Raymond James Financial
RJF
$34B
$1.13M ﹤0.01%
7,015
+1,107
+19% +$179K
FLNC icon
1506
Fluence Energy
FLNC
$2.44B
$1.13M ﹤0.01%
56,949
-56,046
-50% -$1.06M
IIM icon
1507
Invesco Value Municipal Income Trust
IIM
$598M
$1.12M ﹤0.01%
91,154
-3,791
-4% -$47.3K
XPH icon
1508
State Street SPDR S&P Pharmaceuticals ETF
XPH
$515M
$1.12M ﹤0.01%
20,043
+627
+3% +$32.5K
ODFL icon
1509
Old Dominion Freight Line
ODFL
$44.9B
$1.12M ﹤0.01%
7,157
+2,083
+41% +$299K
HXL icon
1510
Hexcel
HXL
$7.82B
$1.12M ﹤0.01%
15,173
+2,077
+16% +$147K
PSFD icon
1511
Pacer Swan SOS Flex January ETF
PSFD
$59.9M
$1.12M ﹤0.01%
30,000
– –
BURL icon
1512
Burlington
BURL
$23.2B
$1.12M ﹤0.01%
3,873
+1,309
+51% +$355K
XSOE icon
1513
WisdomTree Emerging Markets ex-State-Owned Enterprises Fund
XSOE
$2.09B
$1.12M ﹤0.01%
28,583
-275
-1% -$10.6K
JOBY icon
1514
Joby Aviation
JOBY
$8.55B
$1.11M ﹤0.01%
84,308
+14,469
+21% +$222K
FUTY icon
1515
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$1.11M ﹤0.01%
20,083
+1,014
+5% +$58.1K
CEV
1516
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$1.11M ﹤0.01%
110,426
+40,826
+59% +$419K
BPRE
1517
Bluerock Private Real Estate Fund
BPRE
$1.11M ﹤0.01%
+73,720
New +$1.14M
GTOP
1518
Goldman Sachs Technology Opportunities ETF
GTOP
$736M
$1.1M ﹤0.01%
+27,924
New +$1.11M
FSEP icon
1519
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
$1.1M ﹤0.01%
21,379
+9,270
+77% +$472K
SPLB icon
1520
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$1.1M ﹤0.01%
48,602
+4,518
+10% +$104K
DJUL icon
1521
FT Vest US Equity Deep Buffer ETF July
DJUL
$457M
$1.09M ﹤0.01%
22,974
-3,985
-15% -$187K
CVNA icon
1522
Carvana
CVNA
$77.9B
$1.09M ﹤0.01%
12,940
+2,670
+26% +$199K
RIVN icon
1523
Rivian
RIVN
$23.2B
$1.09M ﹤0.01%
55,391
+3,119
+6% +$49.5K
MQ icon
1524
Marqeta
MQ
$1.66B
$1.09M ﹤0.01%
57,377
-11,373
-17% -$219K
VNQI icon
1525
Vanguard Global ex-US Real Estate ETF
VNQI
$3.57B
$1.09M ﹤0.01%
23,774
-725
-3% -$34.3K
59 60
61
62 63

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NAMI
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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.