Rockefeller Capital Management’s FT Vest US Equity Buffer ETF September FSEP Stock Holding History

Rockefeller Capital Management’s Portfolio FSEP Stock Details FSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.79M	Sell	32,507 -1,867	-5%	-$100K	﹤0.01%	1440
2026 Q1	$1.73M	Buy	34,374 +12,995	+61%	+$670K	﹤0.01%	1371
2025 Q4	$1.1M	Buy	21,379 +9,270	+77%	+$472K	﹤0.01%	1519
2025 Q3	$612K	Buy	+12,109	New	+$597K	﹤0.01%	1676
2025 Q2	–	Sell	-45,488	Closed	-$2.03M	–	1746
2025 Q1	$2.03M	Buy	+45,488	New	+$2.09M	0.01%	1037
2023 Q1	–	Sell	-1,588	Closed	-$53K	–	2682
2022 Q4	$53K	Buy	1,588 +540	+52%	+$18K	﹤0.01%	2355
2022 Q3	$33K	Buy	+1,048	New	+$34.8K	﹤0.01%	2547

Other funds holding FSEP

WAP

Wealthcare Advisory Partners West Chester, Pennsylvania $5.27B AUM 22.23% 1-Year Est. Return

AssetMark Inc Concord, California $58.2B AUM 22.78% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

Rockefeller Capital Management's FSEP Position: Q2 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Buffer ETF September (FSEP) stake by 5.4% in Q2 2026, selling an estimated $100K and leaving 32,507 shares worth $1.79M. The position accounts for ﹤0.01% of the portfolio, ranked #1440.

Rockefeller Capital Management first reported a position in FSEP in Q3 2022 and has held it in 7 quarters since. The position peaked at $2.03M in Q1 2025. 150 funds tracked by Wall St. Rank hold FSEP as of Q2 2026.

Rockefeller Capital Management held 32,507 shares of FT Vest US Equity Buffer ETF September worth $1.79M as of Q2 2026.
Rockefeller Capital Management sold 1,867 FT Vest US Equity Buffer ETF September shares in Q2 2026, an estimated $100K.
FT Vest US Equity Buffer ETF September made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1440 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Buffer ETF September in Q3 2022 and has held it in 7 quarters since.
Rockefeller Capital Management's FT Vest US Equity Buffer ETF September position peaked at $2.03M in Q1 2025.
150 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF September as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.