Rockefeller Capital Management’s Pacer Swan SOS Flex January ETF PSFD Stock Holding History

Rockefeller Capital Management’s Portfolio PSFD Stock Details PSFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.05M	Hold	25,530	–	–	﹤0.01%	1715
2026 Q2	$1.02M	Sell	25,530 -1,470	-5%	-$57.3K	﹤0.01%	1690
2026 Q1	$986K	Sell	27,000 -3,000	-10%	-$112K	﹤0.01%	1621
2025 Q4	$1.12M	Hold	30,000	–	–	﹤0.01%	1511
2025 Q3	$1.09M	Hold	30,000	–	–	﹤0.01%	1388
2025 Q2	$1.04M	Hold	30,000	–	–	﹤0.01%	1312
2025 Q1	$974K	Hold	30,000	–	–	﹤0.01%	1273
2024 Q4	$993K	Hold	30,000	–	–	﹤0.01%	1249
2024 Q3	$971K	Sell	30,000 -1,500	-5%	-$47.6K	﹤0.01%	1232
2024 Q2	$991K	Hold	31,500	–	–	﹤0.01%	1203
2024 Q1	$961K	Hold	31,500	–	–	﹤0.01%	1276
2023 Q4	$910K	Hold	31,500	–	–	﹤0.01%	1176
2023 Q3	$834K	Hold	31,500	–	–	﹤0.01%	1146
2023 Q2	$848K	Sell	31,500 -2,000	-6%	-$51.7K	﹤0.01%	1154
2023 Q1	$847K	Hold	33,500	–	–	﹤0.01%	1139
2022 Q4	$800K	Hold	33,500	–	–	﹤0.01%	1091
2022 Q3	$717K	Hold	33,500	–	–	﹤0.01%	1135
2022 Q2	$723K	Buy	33,500 +6,000	+22%	+$135K	﹤0.01%	1109
2022 Q1	$660K	Buy	+27,500	New	+$650K	﹤0.01%	1210

Other funds holding PSFD

Swan Global Investments Durango, Colorado $3.5B AUM 15.48% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

SEP

Signature Equity Partners Columbus, Ohio $287M AUM 21.26% 1-Year Est. Return

Financial Network Wealth Advisors Murray, Utah $101M AUM 11.91% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Gladstone Institutional Advisory Palm Beach Gardens, Florida $3.49B AUM 21.31% 1-Year Est. Return

Calton & Associates Tampa, Florida $903M AUM 21.29% 1-Year Est. Return

World Equity Group Schaumburg, Illinois $242M AUM 28.18% 1-Year Est. Return

Patriot Financial Group Insurance Agency Westborough, Massachusetts $1.05B AUM 21.28% 1-Year Est. Return

Rockefeller Capital Management's PSFD Position: Q3 2026 in Review

Rockefeller Capital Management held its Pacer Swan SOS Flex January ETF (PSFD) position steady in Q3 2026 at 25,530 shares worth $1.05M. The position accounts for ﹤0.01% of the portfolio, ranked #1715.

Rockefeller Capital Management first reported a position in PSFD in Q1 2022 and has held it in 19 quarters since. The position peaked at $1.12M in Q4 2025. 17 funds tracked by Wall St. Rank hold PSFD as of Q3 2026.

Rockefeller Capital Management held 25,530 shares of Pacer Swan SOS Flex January ETF worth $1.05M as of Q3 2026.
Rockefeller Capital Management left its Pacer Swan SOS Flex January ETF share count unchanged in Q3 2026.
Pacer Swan SOS Flex January ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #1715 holding.
Rockefeller Capital Management first reported a position in Pacer Swan SOS Flex January ETF in Q1 2022 and has held it in 19 quarters since.
Rockefeller Capital Management's Pacer Swan SOS Flex January ETF position peaked at $1.12M in Q4 2025.
17 funds tracked by Wall St. Rank held Pacer Swan SOS Flex January ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.