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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STEL
1451
DELISTED
Stellar Bancorp
STEL
$237K ﹤0.01%
11,097
– –
PID icon
1452
Invesco International Dividend Achievers ETF
PID
$919M
$236K ﹤0.01%
14,132
+690
+5% +$12.2K
SITC icon
1453
SITE Centers
SITC
$165M
$234K ﹤0.01%
24,348
+6
+0% +$63
FTRI icon
1454
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$234K ﹤0.01%
18,529
+150
+0.8% +$1.94K
FIP icon
1455
FTAI Infrastructure
FIP
$505M
$232K ﹤0.01%
72,094
– –
HYEM icon
1456
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
$232K ﹤0.01%
13,017
-350
-3% -$6.31K
CRGY icon
1457
Crescent Energy
CRGY
$3.82B
$232K ﹤0.01%
18,342
-145
-0.8% -$1.77K
COUR icon
1458
Coursera
COUR
$1.54B
$232K ﹤0.01%
12,400
-4,956
-29% -$79K
DMO
1459
Western Asset Mortgage Opportunity Fund
DMO
$120M
$229K ﹤0.01%
21,405
-3,592
-14% -$39.1K
BSCW icon
1460
Invesco BulletShares 2032 Corporate Bond ETF
BSCW
$1.5B
$228K ﹤0.01%
11,900
-100
-0.8% -$1.98K
MUE
1461
DELISTED
BlackRock MuniHoldings Quality Fund II
MUE
$223K ﹤0.01%
25,380
-2,176
-8% -$20.7K
SBLK icon
1462
Star Bulk Carriers
SBLK
$3.22B
$222K ﹤0.01%
11,498
+394
+4% +$7.02K
AVO icon
1463
Mission Produce
AVO
$1.17B
$221K ﹤0.01%
22,872
-2,514
-10% -$26.7K
FGD icon
1464
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$221K ﹤0.01%
10,708
+9
+0.1% +$194
BSM icon
1465
Black Stone Minerals
BSM
$3B
$217K ﹤0.01%
+12,593
New +$215K
QSPT icon
1466
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$638M
$217K ﹤0.01%
10,000
– –
INGN icon
1467
Inogen
INGN
$164M
$216K ﹤0.01%
41,465
-1,296
-3% -$9.21K
BSCN
1468
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$216K ﹤0.01%
10,167
-763
-7% -$16.2K
AAAU icon
1469
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.64B
$216K ﹤0.01%
11,776
– –
CADE
1470
DELISTED
Cadence Bank
CADE
$214K ﹤0.01%
10,093
-124
-1% -$2.8K
CODI icon
1471
Compass Diversified
CODI
$828M
$213K ﹤0.01%
11,335
+3,990
+54% +$83.9K
THQ
1472
abrdn Healthcare Opportunities Fund
THQ
$796M
$212K ﹤0.01%
+12,482
New +$232K
PFLD icon
1473
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$212K ﹤0.01%
10,169
+969
+11% +$20.3K
FFA
1474
First Trust Enhanced Equity Income Fund
FFA
$467M
$211K ﹤0.01%
12,189
+12
+0.1% +$213
CEE
1475
Central and Eastern Europe Fund
CEE
$139M
$209K ﹤0.01%
24,341
– –
57 58
59
60 61

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.