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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LSXMK
1451
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$314K ﹤0.01%
10,762
+3,202
+42% +$99.6K
MEAR icon
1452
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$312K ﹤0.01%
+6,296
New +$313K
DXJ icon
1453
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$311K ﹤0.01%
5,047
-53
-1% -$3.41K
FIP icon
1454
FTAI Infrastructure
FIP
$505M
$311K ﹤0.01%
+129,615
New +$370K
DMO
1455
Western Asset Mortgage Opportunity Fund
DMO
$120M
$310K ﹤0.01%
27,921
-6,009
-18% -$71.9K
ZG icon
1456
Zillow
ZG
$7.63B
$310K ﹤0.01%
10,839
-1,303
-11% -$45.4K
FUTY icon
1457
Fidelity MSCI Utilities Index ETF
FUTY
$2.29B
$309K ﹤0.01%
7,334
-93
-1% -$4.39K
HQH
1458
abrdn Healthcare Investors
HQH
$1.32B
$309K ﹤0.01%
17,918
+4
+0% +$76
VOYA icon
1459
Voya Financial
VOYA
$9.19B
$309K ﹤0.01%
5,114
-43
-0.8% -$2.63K
AFCG
1460
AFC Gamma
AFCG
$63.4M
$308K ﹤0.01%
29,410
+710
+2% +$8.19K
FPX icon
1461
First Trust US Equity Opportunities ETF
FPX
$1.49B
$305K ﹤0.01%
3,770
+1,886
+100% +$166K
HEWJ icon
1462
iShares Currency Hedged MSCI Japan ETF
HEWJ
$747M
$305K ﹤0.01%
8,278
+4,337
+110% +$167K
NDAQ icon
1463
Nasdaq
NDAQ
$52.9B
$305K ﹤0.01%
5,413
-221
-4% -$13K
XES icon
1464
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$304K ﹤0.01%
5,535
+1
+0% +$60
EFX icon
1465
Equifax
EFX
$21.4B
$303K ﹤0.01%
1,770
-35
-2% -$6.86K
JAAA icon
1466
Janus Henderson AAA CLO ETF
JAAA
$29.8B
$300K ﹤0.01%
6,128
-1,421
-19% -$69.9K
KW
1467
DELISTED
Kennedy-Wilson Holdings
KW
$300K ﹤0.01%
19,469
+225
+1% +$4.21K
PEN icon
1468
Penumbra
PEN
$12.8B
$300K ﹤0.01%
1,585
-10
-0.6% -$1.6K
PFTA
1469
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
$300K ﹤0.01%
30,660
– –
BIO icon
1470
Bio-Rad Laboratories Class A
BIO
$9.42B
$299K ﹤0.01%
719
+124
+21% +$61.8K
NSA
1471
DELISTED
National Storage Affiliates Trust
NSA
$299K ﹤0.01%
7,212
-13
-0.2% -$663
SDAC
1472
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$298K ﹤0.01%
30,300
-65,900
-69% -$649K
AXON
1473
Axon Enterprise
AXON
$46.4B
$296K ﹤0.01%
2,570
+1,004
+64% +$114K
IOVA icon
1474
Iovance Biotherapeutics
IOVA
$2.87B
$295K ﹤0.01%
30,873
-682
-2% -$7.87K
MAV
1475
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$295K ﹤0.01%
39,197
-40
-0.1% -$352
57 58
59
60 61

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.