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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOCT icon
1301
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$1.8M ﹤0.01%
36,816
+11,706
+47% +$566K
KNX icon
1302
Knight Transportation
KNX
$11.4B
$1.8M ﹤0.01%
34,388
+2,084
+6% +$97.7K
GHY
1303
PGIM Global High Yield Fund
GHY
$483M
$1.79M ﹤0.01%
145,361
-2,204
-1% -$27.5K
SOUN icon
1304
SoundHound AI
SOUN
$3.49B
$1.79M ﹤0.01%
179,327
+6,096
+4% +$87.7K
IYM icon
1305
iShares US Basic Materials ETF
IYM
$1.25B
$1.79M ﹤0.01%
11,606
+835
+8% +$124K
ZBRA icon
1306
Zebra Technologies
ZBRA
$17.8B
$1.79M ﹤0.01%
7,355
-14,033
-66% -$3.75M
NN icon
1307
NextNav
NN
$2.23B
$1.78M ﹤0.01%
107,053
-112,706
-51% -$1.6M
SCZ icon
1308
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.78M ﹤0.01%
22,952
+6,467
+39% +$496K
EMO
1309
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$1.78M ﹤0.01%
39,767
+3,058
+8% +$134K
NYT icon
1310
New York Times
NYT
$10.2B
$1.77M ﹤0.01%
25,549
-28
-0.1% -$1.74K
SIL icon
1311
Global X Silver Miners ETF NEW
SIL
$4.75B
$1.77M ﹤0.01%
21,165
+14,850
+235% +$1.1M
SNAP icon
1312
Snap
SNAP
$9.01B
$1.77M ﹤0.01%
218,887
-17,919
-8% -$142K
BAM icon
1313
Brookfield Asset Management
BAM
$83.8B
$1.76M ﹤0.01%
33,658
+3,070
+10% +$165K
ETV
1314
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$1.76M ﹤0.01%
122,773
+26,475
+27% +$378K
DNP icon
1315
DNP Select Income Fund
DNP
$4.09B
$1.76M ﹤0.01%
176,190
-6,355
-3% -$64K
FNDC icon
1316
Schwab Fundamental International Small Company Index ETF
FNDC
$3.16B
$1.76M ﹤0.01%
39,449
+15,319
+63% +$681K
AVY icon
1317
Avery Dennison
AVY
$13.4B
$1.75M ﹤0.01%
9,646
+2,600
+37% +$450K
GUNR icon
1318
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$1.75M ﹤0.01%
38,265
-3,981
-9% -$177K
UCON icon
1319
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$1.75M ﹤0.01%
69,625
+15,899
+30% +$401K
GFL icon
1320
GFL Environmental
GFL
$14.9B
$1.75M ﹤0.01%
40,688
+784
+2% +$35K
CAG icon
1321
Conagra Brands
CAG
$7.23B
$1.74M ﹤0.01%
100,490
-11,862
-11% -$211K
TCHP icon
1322
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.22B
$1.74M ﹤0.01%
34,877
+32,050
+1,134% +$1.59M
FENI icon
1323
Fidelity Enhanced International ETF
FENI
$11.2B
$1.73M ﹤0.01%
47,322
+2,054
+5% +$73.5K
MSDL icon
1324
Morgan Stanley Direct Lending Fund
MSDL
$1.3B
$1.73M ﹤0.01%
104,768
+6,911
+7% +$117K
PFG icon
1325
Principal Financial Group
PFG
$24.3B
$1.72M ﹤0.01%
19,543
+446
+2% +$37.6K
51 52
53
54 55

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.