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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
1276
AB InBev
BUD
$165B
$560K ﹤0.01%
9,266
+365
+4% +$21.2K
BL icon
1277
BlackLine
BL
$1.72B
$558K ﹤0.01%
5,391
+118
+2% +$13.7K
WU icon
1278
Western Union
WU
$2.21B
$555K ﹤0.01%
31,157
+10,965
+54% +$202K
NID
1279
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$554K ﹤0.01%
37,151
-5,017
-12% -$74.6K
DMO
1280
Western Asset Mortgage Opportunity Fund
DMO
$120M
$546K ﹤0.01%
35,961
+5,137
+17% +$80.9K
WES icon
1281
Western Midstream Partners
WES
$19.3B
$546K ﹤0.01%
24,547
+205
+0.8% +$4.38K
IVZ icon
1282
Invesco
IVZ
$13.9B
$542K ﹤0.01%
23,565
-2,171
-8% -$52.8K
DNMR
1283
DELISTED
Danimer Scientific, Inc.
DNMR
$542K ﹤0.01%
1,595
+888
+126% +$489K
FINS
1284
Angel Oak Financial Strategies Income Term Trust
FINS
$421M
$541K ﹤0.01%
31,756
-45,246
-59% -$761K
EWC icon
1285
iShares MSCI Canada ETF
EWC
$6.33B
$540K ﹤0.01%
14,074
-2,848
-17% -$109K
IXJ icon
1286
iShares Global Healthcare ETF
IXJ
$4.18B
$539K ﹤0.01%
5,980
+3,972
+198% +$343K
OIH icon
1287
VanEck Oil Services ETF
OIH
$1.92B
$539K ﹤0.01%
2,917
-1,522
-34% -$307K
EMLC icon
1288
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$538K ﹤0.01%
18,839
-2,094
-10% -$61K
JHEM icon
1289
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$538K ﹤0.01%
18,527
+1,057
+6% +$31.4K
DTEC icon
1290
ALPS Disruptive Technologies ETF
DTEC
$75.7M
$537K ﹤0.01%
+11,120
New +$551K
KBE icon
1291
State Street SPDR S&P Bank ETF
KBE
$1.66B
$537K ﹤0.01%
9,855
+514
+6% +$28.5K
GMAB icon
1292
Genmab
GMAB
$19.5B
$527K ﹤0.01%
13,343
-308
-2% -$12.8K
CACI icon
1293
CACI
CACI
$14.2B
$523K ﹤0.01%
1,946
-34
-2% -$9.31K
GTY
1294
Getty Realty Corp
GTY
$2.07B
$522K ﹤0.01%
16,272
+222
+1% +$7.02K
GRUB
1295
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
$519K ﹤0.01%
48,410
+47,063
+3,494% +$629K
LEO
1296
BNY Mellon Strategic Municipals
LEO
$387M
$517K ﹤0.01%
61,076
-3,000
-5% -$25.4K
NOMD icon
1297
Nomad Foods
NOMD
$1.68B
$517K ﹤0.01%
20,399
+189
+0.9% +$4.88K
QFTA
1298
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
$517K ﹤0.01%
52,350
-20,800
-28% -$205K
ICF icon
1299
iShares Select U.S. REIT ETF
ICF
$2.09B
$514K ﹤0.01%
6,761
-60
-0.9% -$4.24K
AVK
1300
Advent Convertible and Income Fund
AVK
$563M
$513K ﹤0.01%
28,567
+13,416
+89% +$243K
50 51
52
53 54

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.