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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$17.8B
AUM Growth
+$2.97B
Cap. Flow
+$1.92B
Cap. Flow %
10.82%
Top 10 Hldgs %
20.72%
Holding
3,755
New
435
Increased
1,757
Reduced
754
Closed
214

Top Buys

Rank Stock Value
1
COHR icon
Coherent
COHR
+$66.3M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$61.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$56M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$41.3M
5
WTW icon
Willis Towers Watson
WTW
+$38.3M

Top Sells

Rank Stock Value
1
AFL icon
Aflac
AFL
+$122M
2
CERN
Cerner Corp
CERN
+$79.8M
3
MSFT icon
Microsoft
MSFT
+$76.7M
4
AEM icon
Agnico Eagle Mines
AEM
+$60.1M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$47.2M

Sector Composition

Rank Sector Weight
1 Technology 20.15%
2 Financials 14.33%
3 Healthcare 12.64%
4 Consumer Discretionary 8.27%
5 Industrials 6.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSM icon
1276
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.3B
$403K ﹤0.01%
9,173
-3,128
-25% -$136K
FALN icon
1277
iShares Fallen Angels USD Bond ETF
FALN
$1.62B
$402K ﹤0.01%
13,430
+2,271
+20% +$67K
NWSA icon
1278
News Corp Class A
NWSA
$16B
$400K ﹤0.01%
15,552
+702
+5% +$18.5K
CXSE icon
1279
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$500M
$399K ﹤0.01%
5,935
+2,195
+59% +$143K
IYT icon
1280
iShares US Transportation ETF
IYT
$2.27B
$399K ﹤0.01%
6,144
+5,372
+696% +$359K
FLQL icon
1281
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.09B
$398K ﹤0.01%
+9,300
New +$390K
MCO icon
1282
Moody's
MCO
$81.9B
$397K ﹤0.01%
1,097
-32
-3% -$10.7K
LBAI
1283
DELISTED
Lakeland Bancorp Inc
LBAI
$396K ﹤0.01%
22,700
+20,995
+1,231% +$381K
DVYA icon
1284
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
$395K ﹤0.01%
+9,752
New +$403K
SMB icon
1285
VanEck Short Muni ETF
SMB
$312M
$395K ﹤0.01%
21,883
– –
RDS.B
1286
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$395K ﹤0.01%
10,188
+6,134
+151% +$231K
COUP
1287
DELISTED
Coupa Software Incorporated
COUP
$394K ﹤0.01%
1,505
-9,891
-87% -$2.45M
DTH icon
1288
WisdomTree International High Dividend Fund
DTH
$658M
$392K ﹤0.01%
+9,907
New +$403K
LEAP
1289
DELISTED
Ribbit LEAP, Ltd.
LEAP
$392K ﹤0.01%
+36,745
New +$397K
BYND icon
1290
Beyond Meat
BYND
$272M
$391K ﹤0.01%
2,483
-282
-10% -$37.5K
LMND icon
1291
Lemonade
LMND
$4.01B
$391K ﹤0.01%
3,576
+214
+6% +$19.4K
CDK
1292
DELISTED
CDK Global, Inc.
CDK
$389K ﹤0.01%
7,861
+772
+11% +$40.9K
FLC
1293
Flaherty & Crumrine Total Return Fund
FLC
$175M
$387K ﹤0.01%
15,881
+12,350
+350% +$300K
LQDH icon
1294
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$531M
$387K ﹤0.01%
4,022
+2,244
+126% +$215K
HYS icon
1295
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$385K ﹤0.01%
3,856
+896
+30% +$88.9K
MTN icon
1296
Vail Resorts
MTN
$5.23B
$385K ﹤0.01%
1,220
+75
+7% +$23.9K
XMMO icon
1297
Invesco S&P MidCap Momentum ETF
XMMO
$7.41B
$385K ﹤0.01%
4,500
+3,000
+200% +$252K
ARKQ icon
1298
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.02B
$384K ﹤0.01%
4,469
+279
+7% +$22.9K
DEI icon
1299
Douglas Emmett
DEI
$1.93B
$382K ﹤0.01%
11,378
– –
FXU icon
1300
First Trust Utilities AlphaDEX Fund
FXU
$821M
$381K ﹤0.01%
12,730
-2,055
-14% -$63K
50 51
52
53 54

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Rockefeller Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rockefeller Capital Management held 3,755 positions worth $17.8B, up 20% from $14.8B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Rockefeller Capital Management deployed $1.92B of net new capital in Q2 2021, opening 435 new positions and adding to 1,757 existing holdings. Its largest new stake was Mueller Industries: 1,424,220 shares worth $15.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Aflac, an estimated $122M trimmed.

  • Rockefeller Capital Management's largest Q2 2021 buy was Mueller Industries: 1,424,220 shares worth $15.4M.
  • Rockefeller Capital Management added most to Coherent in Q2 2021, an estimated $66.3M increase.
  • Rockefeller Capital Management's biggest Q2 2021 reduction was Aflac, cutting an estimated $122M.
  • Rockefeller Capital Management fully exited NIC Inc in Q2 2021, selling an estimated $30.3M.
  • Rockefeller Capital Management's ten largest holdings make up 21% of its $17.8B portfolio in Q2 2021.
  • Rockefeller Capital Management opened 435 new positions and closed 214 in Q2 2021.
  • Rockefeller Capital Management's portfolio value rose 20% quarter-over-quarter to $17.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2021, filed 10 Aug 2021.