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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
1201
United States Oil Fund
USO
$1.84B
$1.11M ﹤0.01%
15,887
+3,918
+33% +$294K
BBEU icon
1202
JPMorgan BetaBuilders Europe ETF
BBEU
$9.54B
$1.11M ﹤0.01%
+17,789
New +$1.08M
EZM icon
1203
WisdomTree US MidCap Fund
EZM
$956M
$1.11M ﹤0.01%
17,756
+1,115
+7% +$66.9K
VGLT icon
1204
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$1.1M ﹤0.01%
17,891
-976
-5% -$59K
DB icon
1205
Deutsche Bank
DB
$71.5B
$1.1M ﹤0.01%
63,328
-180
-0.3% -$2.89K
DJUN icon
1206
FT Vest US Equity Deep Buffer ETF June
DJUN
$353M
$1.09M ﹤0.01%
25,705
+5,547
+28% +$230K
DIM icon
1207
WisdomTree International MidCap Dividend Fund
DIM
$170M
$1.09M ﹤0.01%
16,444
+504
+3% +$32K
KNX icon
1208
Knight Transportation
KNX
$11.4B
$1.08M ﹤0.01%
20,109
+7,666
+62% +$397K
DEA
1209
Easterly Government Properties
DEA
$1.18B
$1.08M ﹤0.01%
31,862
-5,964
-16% -$200K
NTNX icon
1210
Nutanix
NTNX
$16.9B
$1.05M ﹤0.01%
17,758
-416
-2% -$22.9K
BBIO icon
1211
BridgeBio Pharma
BBIO
$16.5B
$1.05M ﹤0.01%
41,259
+4,317
+12% +$113K
ZM icon
1212
Zoom
ZM
$30.6B
$1.04M ﹤0.01%
14,956
-193,536
-93% -$12.1M
DXCM icon
1213
DexCom
DXCM
$32B
$1.04M ﹤0.01%
15,394
-100,313
-87% -$8.24M
NUMV icon
1214
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
$1.04M ﹤0.01%
28,280
– –
NU icon
1215
Nu Holdings
NU
$66.9B
$1.04M ﹤0.01%
76,186
-257,366
-77% -$3.46M
GLDD
1216
DELISTED
Great Lakes Dredge & Dock
GLDD
$1.04M ﹤0.01%
98,721
-93,779
-49% -$872K
JHSC icon
1217
John Hancock Multifactor Small Cap ETF
JHSC
$744M
$1.04M ﹤0.01%
25,858
-286
-1% -$11K
UAA icon
1218
Under Armour
UAA
$2.6B
$1.03M ﹤0.01%
115,447
+9,439
+9% +$70.2K
CGXU icon
1219
Capital Group International Focus Equity ETF
CGXU
$6.49B
$1.03M ﹤0.01%
38,069
+511
+1% +$13.3K
PFXF icon
1220
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$1.02M ﹤0.01%
55,760
+32,986
+145% +$581K
FJAN icon
1221
FT Vest US Equity Buffer ETF January
FJAN
$1.45B
$1.02M ﹤0.01%
22,699
-565
-2% -$24.8K
FCAL icon
1222
First Trust California Municipal High income ETF
FCAL
$220M
$1M ﹤0.01%
+20,000
New +$999K
FLG
1223
Flagstar Bank National Association
FLG
$5.82B
$997K ﹤0.01%
88,769
+11,208
+14% +$119K
VKI icon
1224
Invesco Advantage Municipal Income Trust II
VKI
$401M
$987K ﹤0.01%
106,003
-5,926
-5% -$53.7K
WTAI icon
1225
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$661M
$986K ﹤0.01%
49,476
-11,413
-19% -$225K
47 48
49
50 51

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.