Rockefeller Capital Management’s Nuveen ESG Mid-Cap Value ETF NUMV Stock Holding History

Rockefeller Capital Management’s Portfolio NUMV Stock Details NUMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$4.6M	Sell	108,720 -115	-0.1%	-$5.1K	0.01%	1028
2026 Q2	$4.73M	Sell	108,835 -74	-0.1%	-$3.09K	0.01%	992
2026 Q1	$4.22M	Buy	108,909 +8,963	+9%	+$360K	0.01%	988
2025 Q4	$3.91M	Buy	99,946 +77,210	+340%	+$3M	0.01%	961
2025 Q3	$880K	Sell	22,736 -5,544	-20%	-$208K	﹤0.01%	1481
2025 Q2	$1.02M	Hold	28,280	–	–	﹤0.01%	1319
2025 Q1	$967K	Hold	28,280	–	–	﹤0.01%	1276
2024 Q4	$984K	Hold	28,280	–	–	﹤0.01%	1256
2024 Q3	$1.04M	Hold	28,280	–	–	﹤0.01%	1214
2024 Q2	$934K	Hold	28,280	–	–	﹤0.01%	1229
2024 Q1	$967K	Hold	28,280	–	–	﹤0.01%	1273
2023 Q4	$892K	Hold	28,280	–	–	﹤0.01%	1185
2023 Q3	$804K	Hold	28,280	–	–	﹤0.01%	1159
2023 Q2	$838K	Hold	28,280	–	–	﹤0.01%	1157
2023 Q1	$811K	Hold	28,280	–	–	﹤0.01%	1153
2022 Q4	$841K	Hold	28,280	–	–	﹤0.01%	1075
2022 Q3	$802K	Hold	28,280	–	–	﹤0.01%	1089
2022 Q2	$866K	Hold	28,280	–	–	﹤0.01%	1043
2022 Q1	$1.02M	Buy	28,280 +2,830	+11%	+$101K	﹤0.01%	1043
2021 Q4	$940K	Hold	25,450	–	–	﹤0.01%	1065
2021 Q3	$923K	Hold	25,450	–	–	﹤0.01%	1030
2021 Q2	$922K	Buy	+25,450	New	+$924K	0.01%	953

Other funds holding NUMV

Morgan Stanley New York $1.96T AUM 27.49% 1-Year Est. Return

Abacus Wealth Partners Santa Monica, California $886M AUM 14.95% 1-Year Est. Return

TIAA-CREF Individual & Institutional Services New York $29.5B AUM

Bank of New York Mellon New York $608B AUM 32.77% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $765B AUM 28.39% 1-Year Est. Return

Empirical Wealth Management Seattle, Washington $7.38B AUM 22.9% 1-Year Est. Return

Jones Financial Companies Des Peres, Missouri $273B AUM 15.34% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Rockefeller Capital Management's NUMV Position: Q3 2026 in Review

Rockefeller Capital Management reduced its Nuveen ESG Mid-Cap Value ETF (NUMV) stake by 0.11% in Q3 2026, selling an estimated $5.1K and leaving 108,720 shares worth $4.6M. The position accounts for 0.01% of the portfolio, ranked #1028.

Rockefeller Capital Management first reported a position in NUMV in Q2 2021 and has held it in 22 quarters since. The position peaked at $4.73M in Q2 2026. 112 funds tracked by Wall St. Rank hold NUMV as of Q3 2026.

Rockefeller Capital Management held 108,720 shares of Nuveen ESG Mid-Cap Value ETF worth $4.6M as of Q3 2026.
Rockefeller Capital Management sold 115 Nuveen ESG Mid-Cap Value ETF shares in Q3 2026, an estimated $5.1K.
Nuveen ESG Mid-Cap Value ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #1028 holding.
Rockefeller Capital Management first reported a position in Nuveen ESG Mid-Cap Value ETF in Q2 2021 and has held it in 22 quarters since.
Rockefeller Capital Management's Nuveen ESG Mid-Cap Value ETF position peaked at $4.73M in Q2 2026.
112 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Value ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.