Rockefeller Capital Management’s Nuveen ESG Mid-Cap Value ETF NUMV Stock Holding History

Rockefeller Capital Management’s Portfolio NUMV Stock Details NUMV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$4.22M	Buy	108,909 +8,963	+9%	+$360K	0.01%	988
2025 Q4	$3.91M	Buy	99,946 +77,210	+340%	+$3M	0.01%	961
2025 Q3	$880K	Sell	22,736 -5,544	-20%	-$208K	﹤0.01%	1481
2025 Q2	$1.02M	Hold	28,280	–	–	﹤0.01%	1319
2025 Q1	$967K	Hold	28,280	–	–	﹤0.01%	1276
2024 Q4	$984K	Hold	28,280	–	–	﹤0.01%	1256
2024 Q3	$1.04M	Hold	28,280	–	–	﹤0.01%	1214
2024 Q2	$934K	Hold	28,280	–	–	﹤0.01%	1229
2024 Q1	$967K	Hold	28,280	–	–	﹤0.01%	1273
2023 Q4	$892K	Hold	28,280	–	–	﹤0.01%	1185
2023 Q3	$804K	Hold	28,280	–	–	﹤0.01%	1159
2023 Q2	$838K	Hold	28,280	–	–	﹤0.01%	1157
2023 Q1	$811K	Hold	28,280	–	–	﹤0.01%	1153
2022 Q4	$841K	Hold	28,280	–	–	﹤0.01%	1075
2022 Q3	$802K	Hold	28,280	–	–	﹤0.01%	1089
2022 Q2	$866K	Hold	28,280	–	–	﹤0.01%	1043
2022 Q1	$1.02M	Buy	28,280 +2,830	+11%	+$101K	﹤0.01%	1043
2021 Q4	$940K	Hold	25,450	–	–	﹤0.01%	1065
2021 Q3	$923K	Hold	25,450	–	–	﹤0.01%	1030
2021 Q2	$922K	Buy	+25,450	New	+$924K	0.01%	953

Other funds holding NUMV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AWP

Abacus Wealth Partners Santa Monica, California $952M AUM 22.68% 1-Year Est. Return

TCIIS

TIAA-CREF Individual & Institutional Services New York $26B AUM

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Rockefeller Capital Management's NUMV Position: Q1 2026 in Review

Rockefeller Capital Management increased its Nuveen ESG Mid-Cap Value ETF (NUMV) stake by 9% in Q1 2026, buying an estimated $360K and bringing the position to 108,909 shares worth $4.22M. The position accounts for 0.01% of the portfolio, ranked #988.

Rockefeller Capital Management first reported a position in NUMV in Q2 2021 and has held it in 20 quarters since. 132 funds tracked by Wall St. Rank hold NUMV as of Q1 2026.

Rockefeller Capital Management held 108,909 shares of Nuveen ESG Mid-Cap Value ETF worth $4.22M as of Q1 2026.
Rockefeller Capital Management bought 8,963 Nuveen ESG Mid-Cap Value ETF shares in Q1 2026, an estimated $360K.
Nuveen ESG Mid-Cap Value ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #988 holding.
Rockefeller Capital Management first reported a position in Nuveen ESG Mid-Cap Value ETF in Q2 2021 and has held it in 20 quarters since.
132 funds tracked by Wall St. Rank held Nuveen ESG Mid-Cap Value ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.