Rockefeller Capital Management’s FT Vest US Equity Buffer ETF January FJAN Stock Holding History

Rockefeller Capital Management’s Portfolio FJAN Stock Details FJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$23.4M	Sell	413,092 -5,725	-1%	-$321K	0.03%	441
2026 Q2	$23.1M	Sell	418,817 -786	-0.2%	-$42.4K	0.04%	447
2026 Q1	$21.2M	Buy	419,603 +256,240	+157%	+$13.2M	0.04%	429
2025 Q4	$8.45M	Buy	163,363 +137,997	+544%	+$7M	0.02%	714
2025 Q3	$1.27M	Sell	25,366 -477	-2%	-$23.3K	﹤0.01%	1318
2025 Q2	$1.23M	Sell	25,843 -121	-0.5%	-$5.44K	﹤0.01%	1262
2025 Q1	$1.15M	Buy	25,964 +3,441	+15%	+$157K	﹤0.01%	1215
2024 Q4	$1.03M	Sell	22,523 -176	-0.8%	-$7.98K	﹤0.01%	1235
2024 Q3	$1.02M	Sell	22,699 -565	-2%	-$24.8K	﹤0.01%	1221
2024 Q2	$1.01M	Sell	23,264 -651	-3%	-$27.5K	﹤0.01%	1196
2024 Q1	$1M	Sell	23,915 -296	-1%	-$12.1K	﹤0.01%	1258
2023 Q4	$964K	Sell	24,211 -1,037	-4%	-$39.1K	﹤0.01%	1150
2023 Q3	$922K	Sell	25,248 -59	-0.2%	-$2.2K	﹤0.01%	1106
2023 Q2	$941K	Sell	25,307 -99	-0.4%	-$3.53K	﹤0.01%	1109
2023 Q1	$886K	Buy	25,406 +10,406	+69%	+$355K	﹤0.01%	1125
2022 Q4	$491K	Hold	15,000	–	–	﹤0.01%	1294
2022 Q3	$458K	Hold	15,000	–	–	﹤0.01%	1303
2022 Q2	$468K	Hold	15,000	–	–	﹤0.01%	1284
2022 Q1	$523K	Buy	+15,000	New	+$514K	﹤0.01%	1301

Other funds holding FJAN

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

AssetMark Inc Concord, California $59.5B AUM 15.92% 1-Year Est. Return

Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $52.3B AUM 19.7% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Arax Advisory Partners Denver, Colorado $17.7B AUM 20.22% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $83.6B AUM 19.78% 1-Year Est. Return

FSA

Financial Services Advisory Rockville, Maryland $368M AUM 19.83% 1-Year Est. Return

Rockefeller Capital Management's FJAN Position: Q3 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Buffer ETF January (FJAN) stake by 1.4% in Q3 2026, selling an estimated $321K and leaving 413,092 shares worth $23.4M. The position accounts for 0.03% of the portfolio, ranked #441.

Rockefeller Capital Management first reported a position in FJAN in Q1 2022 and has held it in 19 quarters since. 149 funds tracked by Wall St. Rank hold FJAN as of Q3 2026.

Rockefeller Capital Management held 413,092 shares of FT Vest US Equity Buffer ETF January worth $23.4M as of Q3 2026.
Rockefeller Capital Management sold 5,725 FT Vest US Equity Buffer ETF January shares in Q3 2026, an estimated $321K.
FT Vest US Equity Buffer ETF January made up 0.03% of Rockefeller Capital Management's portfolio in Q3 2026, its #441 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Buffer ETF January in Q1 2022 and has held it in 19 quarters since.
149 funds tracked by Wall St. Rank held FT Vest US Equity Buffer ETF January as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.