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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCOR icon
1176
Procore
PCOR
$8.67B
$767K ﹤0.01%
+11,740
New +$784K
WES icon
1177
Western Midstream Partners
WES
$19.3B
$765K ﹤0.01%
28,095
+322
+1% +$8.74K
SMMU icon
1178
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.15B
$764K ﹤0.01%
15,612
– –
IYE icon
1179
iShares US Energy ETF
IYE
$1.71B
$760K ﹤0.01%
16,023
-119
-0.7% -$5.49K
RODM icon
1180
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$760K ﹤0.01%
29,626
-238,851
-89% -$6.29M
DWX icon
1181
State Street SPDR S&P International Dividend ETF
DWX
$533M
$756K ﹤0.01%
22,986
-71
-0.3% -$2.44K
TSLX icon
1182
Sixth Street Specialty
TSLX
$1.81B
$753K ﹤0.01%
36,829
+6,664
+22% +$133K
K
1183
DELISTED
Kellanova
K
$752K ﹤0.01%
13,457
-16,010
-54% -$952K
CTSH icon
1184
Cognizant
CTSH
$26B
$749K ﹤0.01%
11,057
-2,283
-17% -$158K
BOTZ icon
1185
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
$740K ﹤0.01%
29,945
+4,606
+18% +$124K
XME icon
1186
State Street SPDR S&P Metals & Mining ETF
XME
$4.42B
$738K ﹤0.01%
14,048
+3,039
+28% +$157K
SCHB icon
1187
Schwab US Broad Market ETF
SCHB
$44.9B
$737K ﹤0.01%
44,340
+7,932
+22% +$137K
BAUG icon
1188
Innovator US Equity Buffer ETF August
BAUG
$199M
$733K ﹤0.01%
22,202
+10,982
+98% +$372K
KNG icon
1189
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$732K ﹤0.01%
+14,839
New +$779K
SEMR
1190
DELISTED
Semrush
SEMR
$732K ﹤0.01%
86,161
+1,910
+2% +$17.8K
BFK
1191
DELISTED
BlackRock Municipal Income Trust
BFK
$732K ﹤0.01%
82,525
-4,820
-6% -$46.8K
FDEC icon
1192
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$732K ﹤0.01%
20,790
-60
-0.3% -$2.17K
RVT icon
1193
Royce Value Trust
RVT
$2.3B
$729K ﹤0.01%
56,647
+512
+0.9% +$7.01K
BBJP icon
1194
JPMorgan BetaBuilders Japan ETF
BBJP
$18.8B
$728K ﹤0.01%
14,488
-751
-5% -$38.6K
IEP icon
1195
Icahn Enterprises
IEP
$5.3B
$727K ﹤0.01%
36,778
-3,304
-8% -$83.5K
AVTR icon
1196
Avantor
AVTR
$9.19B
$727K ﹤0.01%
34,501
-899
-3% -$19.1K
TOTL icon
1197
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
$727K ﹤0.01%
18,807
-13
-0.1% -$516
FMAR icon
1198
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$723K ﹤0.01%
20,552
– –
FAUG icon
1199
FT Vest US Equity Buffer ETF August
FAUG
$1.2B
$721K ﹤0.01%
19,292
+1,244
+7% +$47.9K
HPE icon
1200
Hewlett Packard
HPE
$70.5B
$715K ﹤0.01%
41,143
-2,014
-5% -$34.6K
46 47
48
49 50

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.