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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEM icon
1151
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
$1.24M ﹤0.01%
51,862
-50
-0.1% -$1.17K
BOTZ icon
1152
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.51B
$1.24M ﹤0.01%
38,642
-326
-0.8% -$9.98K
STX icon
1153
Seagate
STX
$184B
$1.24M ﹤0.01%
+11,314
New +$1.16M
DSEP icon
1154
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$1.24M ﹤0.01%
30,857
-2,112
-6% -$83.3K
FLRN icon
1155
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.09B
$1.23M ﹤0.01%
39,780
+4,323
+12% +$133K
CNOB icon
1156
Center Bancorp
CNOB
$1.78B
$1.23M ﹤0.01%
48,958
-112
-0.2% -$2.58K
FMAR icon
1157
FT Vest US Equity Buffer ETF March
FMAR
$1.15B
$1.23M ﹤0.01%
29,009
-200
-0.7% -$8.22K
FJUL icon
1158
FT Vest US Equity Buffer ETF July
FJUL
$1.25B
$1.22M ﹤0.01%
25,458
+13,140
+107% +$612K
ONT
1159
Onterris Inc
ONT
$580M
$1.22M ﹤0.01%
46,512
+30,437
+189% +$984K
FTA icon
1160
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$1.22M ﹤0.01%
15,400
-1,232
-7% -$94.2K
SCZ icon
1161
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
$1.21M ﹤0.01%
17,933
-1,201
-6% -$77.3K
GUNR icon
1162
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.32B
$1.2M ﹤0.01%
29,122
+1,147
+4% +$46K
SPYI icon
1163
NEOS S&P 500 High Income ETF
SPYI
$11.3B
$1.19M ﹤0.01%
23,309
+7,559
+48% +$380K
WBA
1164
DELISTED
Walgreens Boots Alliance
WBA
$1.19M ﹤0.01%
132,926
-9,445
-7% -$97.2K
CMF icon
1165
iShares California Muni Bond ETF
CMF
$4.62B
$1.19M ﹤0.01%
+20,506
New +$1.18M
FXH icon
1166
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$1.19M ﹤0.01%
10,628
-201
-2% -$22K
FHN icon
1167
First Horizon
FHN
$12.1B
$1.19M ﹤0.01%
76,545
-1,839
-2% -$29.2K
ITM icon
1168
VanEck Intermediate Muni ETF
ITM
$2.15B
$1.19M ﹤0.01%
25,291
-1,514
-6% -$70.3K
EMLC icon
1169
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$1.19M ﹤0.01%
46,741
+2,030
+5% +$49.9K
VALE icon
1170
Vale
VALE
$62.6B
$1.18M ﹤0.01%
101,301
-20,467
-17% -$219K
PPA icon
1171
Invesco Aerospace & Defense ETF
PPA
$8.7B
$1.18M ﹤0.01%
10,276
-8,663
-46% -$942K
MP icon
1172
MP Materials
MP
$9.1B
$1.18M ﹤0.01%
66,834
-2,706
-4% -$36.8K
TTP
1173
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$1.18M ﹤0.01%
27,929
+2,683
+11% +$105K
DJUL icon
1174
FT Vest US Equity Deep Buffer ETF July
DJUL
$451M
$1.18M ﹤0.01%
28,428
+16,978
+148% +$683K
LDP icon
1175
Cohen & Steers Duration Preferred & Income Fund
LDP
$600M
$1.18M ﹤0.01%
54,093
– –
45 46
47
48 49

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.