Rockefeller Capital Management’s FT Vest US Equity Deep Buffer ETF September DSEP Stock Holding History

Rockefeller Capital Management’s Portfolio DSEP Stock Details DSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.1M	Sell	23,192 -3,935	-15%	-$183K	﹤0.01%	1647
2026 Q1	$1.19M	Sell	27,127 -1,426	-5%	-$64K	﹤0.01%	1533
2025 Q4	$1.28M	Sell	28,553 -8	-0%	-$356	﹤0.01%	1449
2025 Q3	$1.26M	Sell	28,561 -1,841	-6%	-$79.8K	﹤0.01%	1321
2025 Q2	$1.29M	Sell	30,402 -4,727	-13%	-$191K	﹤0.01%	1250
2025 Q1	$1.39M	Sell	35,129 -2,465	-7%	-$100K	﹤0.01%	1163
2024 Q4	$1.52M	Buy	37,594 +6,737	+22%	+$273K	﹤0.01%	1111
2024 Q3	$1.24M	Sell	30,857 -2,112	-6%	-$83.3K	﹤0.01%	1154
2024 Q2	$1.29M	Sell	32,969 -1,023	-3%	-$39.3K	﹤0.01%	1124
2024 Q1	$1.3M	Sell	33,992 -412	-1%	-$15.4K	﹤0.01%	1166
2023 Q4	$1.25M	Buy	34,404 +2,959	+9%	+$103K	﹤0.01%	1072
2023 Q3	$1.07M	Buy	31,445 +10,537	+50%	+$363K	﹤0.01%	1056
2023 Q2	$715K	Sell	20,908 -54,616	-72%	-$1.79M	﹤0.01%	1218
2023 Q1	$2.42M	Buy	75,524 +979	+1%	+$30.8K	0.01%	754
2022 Q4	$2.28M	Buy	74,545 +53,521	+255%	+$1.63M	0.01%	708
2022 Q3	$617K	Buy	+21,024	New	+$642K	﹤0.01%	1188

Other funds holding DSEP

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

SAMC

Spectrum Asset Management (California) Newport Beach, California $360M AUM 19.03% 1-Year Est. Return

RFG

REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $49B AUM 25.55% 1-Year Est. Return

Winnow Wealth Waco, Texas $147M AUM 23.82% 1-Year Est. Return

WTFG

Wood Tarver Financial Group Boise, Idaho $424M AUM 24.33% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

FFS

Founders Financial Securities Towson, Maryland $1.95B AUM 22.17% 1-Year Est. Return

Rockefeller Capital Management's DSEP Position: Q2 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Deep Buffer ETF September (DSEP) stake by 15% in Q2 2026, selling an estimated $183K and leaving 23,192 shares worth $1.1M. The position accounts for ﹤0.01% of the portfolio, ranked #1647.

Rockefeller Capital Management first reported a position in DSEP in Q3 2022 and has held it in 16 quarters since. The position peaked at $2.42M in Q1 2023. 109 funds tracked by Wall St. Rank hold DSEP as of Q2 2026.

Rockefeller Capital Management held 23,192 shares of FT Vest US Equity Deep Buffer ETF September worth $1.1M as of Q2 2026.
Rockefeller Capital Management sold 3,935 FT Vest US Equity Deep Buffer ETF September shares in Q2 2026, an estimated $183K.
FT Vest US Equity Deep Buffer ETF September made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1647 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF September in Q3 2022 and has held it in 16 quarters since.
Rockefeller Capital Management's FT Vest US Equity Deep Buffer ETF September position peaked at $2.42M in Q1 2023.
109 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF September as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.