Rockefeller Capital Management
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Rockefeller Capital Management’s FT Vest US Equity Deep Buffer ETF September DSEP Stock Holding History

Rockefeller Capital Management’s Portfolio DSEP Stock Details DSEP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.19M Sell
27,127
-1,426
-5% -$64K ﹤0.01% 1533
2025
Q4 		$1.28M Sell
28,553
-8
-0% -$356 ﹤0.01% 1449
2025
Q3 		$1.26M Sell
28,561
-1,841
-6% -$79.8K ﹤0.01% 1321
2025
Q2 		$1.29M Sell
30,402
-4,727
-13% -$191K ﹤0.01% 1250
2025
Q1 		$1.39M Sell
35,129
-2,465
-7% -$100K ﹤0.01% 1163
2024
Q4 		$1.52M Buy
37,594
+6,737
+22% +$273K ﹤0.01% 1111
2024
Q3 		$1.24M Sell
30,857
-2,112
-6% -$83.3K ﹤0.01% 1154
2024
Q2 		$1.29M Sell
32,969
-1,023
-3% -$39.3K ﹤0.01% 1124
2024
Q1 		$1.3M Sell
33,992
-412
-1% -$15.4K ﹤0.01% 1166
2023
Q4 		$1.25M Buy
34,404
+2,959
+9% +$103K ﹤0.01% 1072
2023
Q3 		$1.07M Buy
31,445
+10,537
+50% +$363K ﹤0.01% 1056
2023
Q2 		$715K Sell
20,908
-54,616
-72% -$1.79M ﹤0.01% 1218
2023
Q1 		$2.42M Buy
75,524
+979
+1% +$30.8K 0.01% 754
2022
Q4 		$2.28M Buy
74,545
+53,521
+255% +$1.63M 0.01% 708
2022
Q3 		$617K Buy
+21,024
New +$642K ﹤0.01% 1188

Other funds holding DSEP

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
SAMC
Spectrum Asset Management (California) Newport Beach, California $315M AUM 19.93% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $507M AUM 18.73% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
WW
Winnow Wealth Waco, Texas $130M AUM 17.71% 1-Year Est. Return
WTFG
Wood Tarver Financial Group Boise, Idaho $362M AUM 14.75% 1-Year Est. Return
MML Investors Services
MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Rockefeller Capital Management's DSEP Position: Q1 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Deep Buffer ETF September (DSEP) stake by 5% in Q1 2026, selling an estimated $64K and leaving 27,127 shares worth $1.19M. The position accounts for ﹤0.01% of the portfolio, ranked #1533.

Rockefeller Capital Management first reported a position in DSEP in Q3 2022 and has held it in 15 quarters since. The position peaked at $2.42M in Q1 2023. 110 funds tracked by Wall St. Rank hold DSEP as of Q1 2026.

  • Rockefeller Capital Management held 27,127 shares of FT Vest US Equity Deep Buffer ETF September worth $1.19M as of Q1 2026.
  • Rockefeller Capital Management sold 1,426 FT Vest US Equity Deep Buffer ETF September shares in Q1 2026, an estimated $64K.
  • FT Vest US Equity Deep Buffer ETF September made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1533 holding.
  • Rockefeller Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF September in Q3 2022 and has held it in 15 quarters since.
  • Rockefeller Capital Management's FT Vest US Equity Deep Buffer ETF September position peaked at $2.42M in Q1 2023.
  • 110 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF September as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.