Rockefeller Capital Management’s FT Vest US Equity Deep Buffer ETF September DSEP Stock Holding History

Rockefeller Capital Management’s Portfolio DSEP Stock Details DSEP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$1.12M	Sell	22,959 -233	-1%	-$11.2K	﹤0.01%	1668
2026 Q2	$1.1M	Sell	23,192 -3,935	-15%	-$183K	﹤0.01%	1647
2026 Q1	$1.19M	Sell	27,127 -1,426	-5%	-$64K	﹤0.01%	1533
2025 Q4	$1.28M	Sell	28,553 -8	-0%	-$356	﹤0.01%	1449
2025 Q3	$1.26M	Sell	28,561 -1,841	-6%	-$79.8K	﹤0.01%	1321
2025 Q2	$1.29M	Sell	30,402 -4,727	-13%	-$191K	﹤0.01%	1250
2025 Q1	$1.39M	Sell	35,129 -2,465	-7%	-$100K	﹤0.01%	1163
2024 Q4	$1.52M	Buy	37,594 +6,737	+22%	+$273K	﹤0.01%	1111
2024 Q3	$1.24M	Sell	30,857 -2,112	-6%	-$83.3K	﹤0.01%	1154
2024 Q2	$1.29M	Sell	32,969 -1,023	-3%	-$39.3K	﹤0.01%	1124
2024 Q1	$1.3M	Sell	33,992 -412	-1%	-$15.4K	﹤0.01%	1166
2023 Q4	$1.25M	Buy	34,404 +2,959	+9%	+$103K	﹤0.01%	1072
2023 Q3	$1.07M	Buy	31,445 +10,537	+50%	+$363K	﹤0.01%	1056
2023 Q2	$715K	Sell	20,908 -54,616	-72%	-$1.79M	﹤0.01%	1218
2023 Q1	$2.42M	Buy	75,524 +979	+1%	+$30.8K	0.01%	754
2022 Q4	$2.28M	Buy	74,545 +53,521	+255%	+$1.63M	0.01%	708
2022 Q3	$617K	Buy	+21,024	New	+$642K	﹤0.01%	1188

Other funds holding DSEP

Spectrum Asset Management (California) Newport Beach, California $346M AUM 13.82% 1-Year Est. Return

REAP Financial Group Austin, Texas $611M AUM 16.39% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $77B AUM 19.24% 1-Year Est. Return

Kestra Advisory Services Austin, Texas $35.1B AUM 20.13% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Ogorek Anthony Joseph Williamsville, New York $403M AUM 15.31% 1-Year Est. Return

Winnow Wealth Waco, Texas $151M AUM 17.14% 1-Year Est. Return

Founders Financial Securities Towson, Maryland $2.03B AUM 15.42% 1-Year Est. Return

Rockefeller Capital Management's DSEP Position: Q3 2026 in Review

Rockefeller Capital Management reduced its FT Vest US Equity Deep Buffer ETF September (DSEP) stake by 1% in Q3 2026, selling an estimated $11.2K and leaving 22,959 shares worth $1.12M. The position accounts for ﹤0.01% of the portfolio, ranked #1668.

Rockefeller Capital Management first reported a position in DSEP in Q3 2022 and has held it in 17 quarters since. The position peaked at $2.42M in Q1 2023. 99 funds tracked by Wall St. Rank hold DSEP as of Q3 2026.

Rockefeller Capital Management held 22,959 shares of FT Vest US Equity Deep Buffer ETF September worth $1.12M as of Q3 2026.
Rockefeller Capital Management sold 233 FT Vest US Equity Deep Buffer ETF September shares in Q3 2026, an estimated $11.2K.
FT Vest US Equity Deep Buffer ETF September made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #1668 holding.
Rockefeller Capital Management first reported a position in FT Vest US Equity Deep Buffer ETF September in Q3 2022 and has held it in 17 quarters since.
Rockefeller Capital Management's FT Vest US Equity Deep Buffer ETF September position peaked at $2.42M in Q1 2023.
99 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF September as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.