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FT Vest US Equity Deep Buffer ETF September

56 hedge funds and large institutions have $67.9M invested in FT Vest US Equity Deep Buffer ETF September in 2023 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less funds holding

Funds holding: 5956 (-3)

10.84% less ownership

Funds ownership: 56.65%45.81% (-11%)

24% less capital invested

Capital invested by funds: $88.9M → $67.9M (-$21M)

27% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 11

44% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 25

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
56
Holders Change
-3
Holders Change %
-5.08%
% of All Funds
0.89%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
8
Increased
14
Reduced
25
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFG
1
Beacon Financial Group
Texas
$13.5M -$1.07M -30,980 -7%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.93M -$3.33M -96,511 -40%
AWM
3
AE Wealth Management
Kansas
$4.76M +$848K +24,596 +21%
PAG
4
Private Advisory Group
Washington
$3.24M -$75.5K -2,190 -2%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$3.15M +$4.72K +137 +0.1%
HFM
6
Hartford Financial Management
Connecticut
$3.14M -$62.1K -1,802 -2%
Osaic Holdings
7
Osaic Holdings
Arizona
$3.07M -$487K -14,118 -14%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.89M +$546K +15,822 +23%
Truist Financial
9
Truist Financial
North Carolina
$2.69M -$889K -25,764 -25%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$2.33M +$182K +5,283 +8%
RJA
11
Raymond James & Associates
Florida
$1.36M +$716K +20,769 +108%
IP
12
Ignite Planners
California
$1.26M -$1.05M -30,506 -45%
PCG
13
Prosperity Consulting Group
Maryland
$1.17M +$135K +3,919 +13%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$1.12M +$1.12M +32,385 +5,207%
HI
15
Harbour Investments
Wisconsin
$1.09M +$191K +5,545 +21%
Rockefeller Capital Management
16
Rockefeller Capital Management
New York
$1.07M +$363K +10,537 +50%
MA
17
Mutual Advisors
Nebraska
$1.05M -$63.1K -1,830 -6%
CSPIA
18
Cary Street Partners Investment Advisory
Virginia
$961K -$4.83K -140 -0.5%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$934K -$487K -14,125 -34%
CFGS
20
Concourse Financial Group Securities
Alabama
$891K -$15.7K -454 -2%
PFS
21
Prospera Financial Services
Texas
$885K -$3.17K -92 -0.4%
IF
22
Integrity Financial
Wyoming
$810K +$366K +10,603 +80%
KAS
23
Kestra Advisory Services
Texas
$764K +$121K +3,518 +19%
OBWG
24
Onyx Bridge Wealth Group
New York
$751K -$3.45K -100 -0.5%
CAN
25
Cetera Advisor Networks
California
$716K +$725K +21,017 New

DSEP Hedge Fund Activity: Q3 2023 in Review

56 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Equity Deep Buffer ETF September (DSEP) for Q3 2023, worth a combined $67.9M — down 24% from $88.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of DSEP and 8 opened new positions — a net loss of 3 holders — while 25 trimmed existing stakes and 14 added.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $1.12M. The largest seller was Advance Capital Management, cutting an estimated $12M.

  • 56 institutional investors held FT Vest US Equity Deep Buffer ETF September (DSEP) as of Q3 2023, down from 59 in Q2 2023.
  • Funds reported $67.9M of FT Vest US Equity Deep Buffer ETF September stock for Q3 2023, down 24% quarter-over-quarter.
  • 8 funds opened new FT Vest US Equity Deep Buffer ETF September positions in Q3 2023 and 11 closed out, a net change of -3 holders.
  • The largest FT Vest US Equity Deep Buffer ETF September buyer in Q3 2023 was Carson Wealth (CWM LLC), an estimated $1.12M added.
  • The largest FT Vest US Equity Deep Buffer ETF September seller in Q3 2023 was Advance Capital Management, an estimated $12M sold.

Based on aggregated 13F filings for Q3 2023.