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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDQ
1051
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$887K ﹤0.01%
36,481
+3,375
+10% +$81.8K
FXL icon
1052
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$883K ﹤0.01%
9,655
+9,626
+33,193% +$888K
FFEB icon
1053
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$880K ﹤0.01%
24,750
-27,987
-53% -$984K
NICE icon
1054
Nice
NICE
$5.97B
$880K ﹤0.01%
4,581
-3,467
-43% -$668K
WU icon
1055
Western Union
WU
$2.21B
$880K ﹤0.01%
64,036
+5,579
+10% +$77K
BBAX icon
1056
JPMorgan BetaBuilders Developed Asia Pacific-ex Japan ETF
BBAX
$6.89B
$878K ﹤0.01%
17,955
-4,072
-18% -$189K
FBND icon
1057
Fidelity Total Bond ETF
FBND
$27.3B
$873K ﹤0.01%
19,409
+638
+3% +$28.6K
DTH icon
1058
WisdomTree International High Dividend Fund
DTH
$663M
$872K ﹤0.01%
24,328
+12,065
+98% +$408K
JCI icon
1059
Johnson Controls International
JCI
$92.2B
$872K ﹤0.01%
13,647
+2,543
+23% +$156K
IHRT icon
1060
iHeartMedia
IHRT
$583M
$871K ﹤0.01%
142,250
+62,000
+77% +$477K
MUC icon
1061
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$870K ﹤0.01%
81,068
-6,055
-7% -$64.5K
CCK icon
1062
Crown Holdings
CCK
$13.1B
$869K ﹤0.01%
10,589
+7,885
+292% +$628K
FDEC icon
1063
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$868K ﹤0.01%
27,341
+17,841
+188% +$564K
GHI icon
1064
Greystone Housing Impact Investors LP
GHI
$135M
$865K ﹤0.01%
50,579
+16,525
+49% +$295K
NXPI icon
1065
NXP Semiconductors
NXPI
$60.4B
$864K ﹤0.01%
5,473
-30,254
-85% -$4.8M
RSPG icon
1066
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$546M
$863K ﹤0.01%
11,885
+4,248
+56% +$311K
BST icon
1067
BlackRock Science and Technology Trust
BST
$1.69B
$858K ﹤0.01%
30,269
+4,709
+18% +$143K
NJR icon
1068
New Jersey Resources
NJR
$5.58B
$857K ﹤0.01%
17,286
+16,105
+1,364% +$735K
QQEW icon
1069
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.82B
$856K ﹤0.01%
9,652
+19
+0.2% +$1.7K
RCI icon
1070
Rogers Communications
RCI
$18.6B
$849K ﹤0.01%
18,129
-57
-0.3% -$2.43K
LICY
1071
DELISTED
Li-Cycle Holdings Corp.
LICY
$849K ﹤0.01%
22,304
+5,647
+34% +$254K
BALT icon
1072
Innovator Defined Wealth Shield ETF
BALT
$2.77B
$845K ﹤0.01%
31,795
+20,595
+184% +$541K
CQP icon
1073
Cheniere Energy
CQP
$31.3B
$841K ﹤0.01%
14,801
-1,233
-8% -$70.6K
FMC icon
1074
FMC
FMC
$1.33B
$841K ﹤0.01%
6,749
+173
+3% +$21.2K
NUMV icon
1075
Nuveen ESG Mid-Cap Value ETF
NUMV
$458M
$841K ﹤0.01%
28,280
– –
41 42
43
44 45

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.