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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRDG
1001
DELISTED
Bridge Investment Group
BRDG
$1.02M 0.01%
70,325
-508
-0.7% -$8.21K
WAB icon
1002
Wabtec
WAB
$49.3B
$1.02M 0.01%
12,536
-139
-1% -$12.3K
IYE icon
1003
iShares US Energy ETF
IYE
$1.71B
$1.02M 0.01%
25,879
-27,236
-51% -$1.12M
ETG
1004
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$1.02M 0.01%
67,377
+19,881
+42% +$343K
HYG icon
1005
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$1.02M 0.01%
14,250
+81
+0.6% +$6.12K
BME icon
1006
BlackRock Health Sciences Trust
BME
$570M
$1.01M 0.01%
26,157
+22,353
+588% +$952K
OKTA icon
1007
Okta
OKTA
$25.8B
$1.01M 0.01%
17,818
+1,202
+7% +$103K
ACWX icon
1008
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$1.01M 0.01%
25,312
-5,168
-17% -$230K
CEG icon
1009
Constellation Energy
CEG
$95.6B
$1.01M 0.01%
12,112
-15,590
-56% -$1.15M
IYZ icon
1010
iShares US Telecommunications ETF
IYZ
$1.26B
$1M 0.01%
48,160
-2,768
-5% -$69K
LCID icon
1011
Lucid Motors
LCID
$2.77B
$1M 0.01%
7,193
+3,556
+98% +$616K
FTEC icon
1012
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$1M 0.01%
11,026
-771
-7% -$80.2K
HEFA icon
1013
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.71B
$998K 0.01%
33,420
-533
-2% -$17K
HFRO
1014
Highland Opportunities and Income Fund
HFRO
$407M
$995K 0.01%
102,462
+14,956
+17% +$171K
LTHM
1015
DELISTED
Livent Corporation
LTHM
$995K 0.01%
32,497
+1,237
+4% +$34.7K
SMLF icon
1016
iShares US Small Cap Equity Factor ETF
SMLF
$4.27B
$993K 0.01%
22,188
-44,371
-67% -$2.2M
ZEN
1017
DELISTED
ZENDESK INC
ZEN
$987K 0.01%
13,000
+203
+2% +$15.4K
SPSM icon
1018
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.4B
$972K 0.01%
28,553
-270
-0.9% -$10.2K
TCPC icon
1019
BlackRock TCP Capital
TCPC
$345M
$972K 0.01%
88,953
+1,045
+1% +$13.6K
DIVO icon
1020
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.81B
$966K 0.01%
30,201
+17,556
+139% +$606K
ARE icon
1021
Alexandria Real Estate Equities
ARE
$8.56B
$964K 0.01%
6,882
-2,024
-23% -$311K
EVT icon
1022
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.16B
$959K 0.01%
44,128
-396
-0.9% -$9.81K
NFJ
1023
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$958K 0.01%
89,770
-4,614
-5% -$56.6K
LDOS icon
1024
Leidos
LDOS
$17.3B
$957K ﹤0.01%
10,956
+920
+9% +$89.9K
TWST icon
1025
Twist Bioscience
TWST
$7.25B
$956K ﹤0.01%
27,144
+1,684
+7% +$71.5K
39 40
41
42 43

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.