Rockefeller Capital Management’s iShares US Small Cap Equity Factor ETF SMLF Stock Holding History

Rockefeller Capital Management’s Portfolio SMLF Stock Details SMLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$206K	Buy	2,471 +80	+3%	+$6.98K	﹤0.01%	2649
2026 Q2	$213K	Buy	2,391 +2,118	+776%	+$177K	﹤0.01%	2572
2026 Q1	$20.6K	Sell	273 -757	-73%	-$58.8K	﹤0.01%	3709
2025 Q4	$77.1K	Buy	1,030 +843	+451%	+$62.8K	﹤0.01%	2846
2025 Q3	$13.9K	Buy	+187	New	+$13.4K	﹤0.01%	3523
2023 Q3	–	Sell	-10,606	Closed	-$569K	–	1785
2023 Q2	$569K	Buy	10,606 +6	+0.1%	+$305	﹤0.01%	1290
2023 Q1	$543K	Buy	10,600 +123	+1%	+$6.45K	﹤0.01%	1324
2022 Q4	$520K	Sell	10,477 -11,711	-53%	-$584K	﹤0.01%	1266
2022 Q3	$993K	Sell	22,188 -44,371	-67%	-$2.2M	0.01%	1016
2022 Q2	$3.12M	Buy	+66,559	New	+$3.4M	0.02%	637
2021 Q3	–	Sell	-90	Closed	-$4K	–	3835
2021 Q2	$4K	Buy	+90	New	+$4.85K	﹤0.01%	3110
2020 Q1	–	Sell	-2,253	Closed	-$97K	–	2472
2019 Q4	$97K	Buy	+2,253	New	+$93.3K	﹤0.01%	983

Other funds holding SMLF

Strategic Financial Services Utica, New York $2.27B AUM 12.86% 1-Year Est. Return

LPL Financial San Diego, California $468B AUM 17.69% 1-Year Est. Return

Valmark Advisers Akron, Ohio $9.7B AUM 10.44% 1-Year Est. Return

Acropolis Investment Management St. Louis, Missouri $2.49B AUM 10.8% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $115B AUM 18.52% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.32T AUM 44.66% 1-Year Est. Return

Annex Advisory Services Brookfield, Wisconsin $6.11B AUM 13.75% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $106B AUM 21.33% 1-Year Est. Return

Vantagepoint Investment Advisers Washington, District of Columbia $13.3B AUM 14.1% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $375B AUM 21.05% 1-Year Est. Return

Rockefeller Capital Management's SMLF Position: Q3 2026 in Review

Rockefeller Capital Management increased its iShares US Small Cap Equity Factor ETF (SMLF) stake by 3.3% in Q3 2026, buying an estimated $6.98K and bringing the position to 2,471 shares worth $206K. The position accounts for ﹤0.01% of the portfolio, ranked #2649.

Rockefeller Capital Management first reported a position in SMLF in Q4 2019 and has held it in 12 quarters since. The position peaked at $3.12M in Q2 2022. 277 funds tracked by Wall St. Rank hold SMLF as of Q3 2026.

Rockefeller Capital Management held 2,471 shares of iShares US Small Cap Equity Factor ETF worth $206K as of Q3 2026.
Rockefeller Capital Management bought 80 iShares US Small Cap Equity Factor ETF shares in Q3 2026, an estimated $6.98K.
iShares US Small Cap Equity Factor ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q3 2026, its #2649 holding.
Rockefeller Capital Management first reported a position in iShares US Small Cap Equity Factor ETF in Q4 2019 and has held it in 12 quarters since.
Rockefeller Capital Management's iShares US Small Cap Equity Factor ETF position peaked at $3.12M in Q2 2022.
277 funds tracked by Wall St. Rank held iShares US Small Cap Equity Factor ETF as of Q3 2026.

Based on Rockefeller Capital Management's 13F filing for Q3 2026, filed 13 Nov 2026.