Rockefeller Capital Management’s iShares US Small Cap Equity Factor ETF SMLF Stock Holding History

Rockefeller Capital Management’s Portfolio SMLF Stock Details SMLF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$20.6K	Sell	273 -757	-73%	-$58.8K	﹤0.01%	3709
2025 Q4	$77.1K	Buy	1,030 +843	+451%	+$62.8K	﹤0.01%	2846
2025 Q3	$13.9K	Buy	+187	New	+$13.4K	﹤0.01%	3523
2023 Q3	–	Sell	-10,606	Closed	-$569K	–	1785
2023 Q2	$569K	Buy	10,606 +6	+0.1%	+$305	﹤0.01%	1290
2023 Q1	$543K	Buy	10,600 +123	+1%	+$6.45K	﹤0.01%	1324
2022 Q4	$520K	Sell	10,477 -11,711	-53%	-$584K	﹤0.01%	1266
2022 Q3	$993K	Sell	22,188 -44,371	-67%	-$2.2M	0.01%	1016
2022 Q2	$3.12M	Buy	+66,559	New	+$3.4M	0.02%	637
2021 Q3	–	Sell	-90	Closed	-$4K	–	3835
2021 Q2	$4K	Buy	+90	New	+$4.85K	﹤0.01%	3110
2020 Q1	–	Sell	-2,253	Closed	-$97K	–	2472
2019 Q4	$97K	Buy	+2,253	New	+$93.3K	﹤0.01%	983

Other funds holding SMLF

SFS

Strategic Financial Services Utica, New York $2.1B AUM 19.14% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Charles Schwab San Francisco, California $654B AUM 26.35% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

ACM

Advance Capital Management Southfield, Michigan $2.64B AUM 13.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Valmark Advisers Akron, Ohio $8.42B AUM 14.36% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Acropolis Investment Management St. Louis, Missouri $2.54B AUM 18.96% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Rockefeller Capital Management's SMLF Position: Q1 2026 in Review

Rockefeller Capital Management reduced its iShares US Small Cap Equity Factor ETF (SMLF) stake by 73% in Q1 2026, selling an estimated $58.8K and leaving 273 shares worth $20.6K. The position accounts for ﹤0.01% of the portfolio, ranked #3709.

Rockefeller Capital Management first reported a position in SMLF in Q4 2019 and has held it in 10 quarters since. The position peaked at $3.12M in Q2 2022. 269 funds tracked by Wall St. Rank hold SMLF as of Q1 2026.

Rockefeller Capital Management held 273 shares of iShares US Small Cap Equity Factor ETF worth $20.6K as of Q1 2026.
Rockefeller Capital Management sold 757 iShares US Small Cap Equity Factor ETF shares in Q1 2026, an estimated $58.8K.
iShares US Small Cap Equity Factor ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3709 holding.
Rockefeller Capital Management first reported a position in iShares US Small Cap Equity Factor ETF in Q4 2019 and has held it in 10 quarters since.
Rockefeller Capital Management's iShares US Small Cap Equity Factor ETF position peaked at $3.12M in Q2 2022.
269 funds tracked by Wall St. Rank held iShares US Small Cap Equity Factor ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.