Rockefeller Capital Management Portfolio holdings

AUM $40.5B

AUM

$40.5B

AUM Growth

+$1.91B (+5%)

Cap. Flow

+$3.64B

Cap. Flow % of AUM

8.99%

Top 10 Holdings %Top 10 Hldgs %

24.12%

Holding

1,757

New

105

Increased

879

Reduced

624

Closed

103

Top Buys

1	Salesforce CRM	$1.37B
2	Synopsys SNPS	$139M
3	Microsoft MSFT	$103M
4	NVIDIA NVDA	$92.7M
5	SPDR S&P 500 ETF Trust SPY	$81.2M

Top Sells

1	Oracle ORCL	$87.6M
2	RGEF Rockefeller Global Equity ETF RGEF	$68.1M
3	Vanguard Total World Stock ETF VT	$30.9M
4	RSMC Rockefeller U.S. Small-Mid Cap ETF RSMC	$25M
5	Costco COST	$24.3M

Sector Composition

1	Technology	21.34%
2	Financials	9.78%
3	Healthcare	6.78%
4	Industrials	5.94%
5	Consumer Discretionary	5.84%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
976	976 First Trust Industrials/Producer Durables AlphaDEX Fund FXR $1.78B	$2.34M	0.01%	33,641 -141	-0.4%	-$9.82K
977	977 AllianceBernstein AB $4.44B	$2.34M	0.01%	61,095 +5,533	+10%	+$212K
978	TBLD 978 Thornburg Income Builder Opportunities Trust TBLD $605M	$2.32M	0.01%	129,465 +4,399	+4%	+$78.9K
979	979 FT Vest Growth-100 Buffer ETF March QMAR $434M	$2.32M	0.01%	82,000 -3,800	-4%	-$108K
980	980 First Trust Ultra Short Duration Municipal ETF FUMB $199M	$2.31M	0.01%	114,967 -422,456	-79%	-$8.49M
981	981 HP HPQ $23.7B	$2.31M	0.01%	83,247 -14,031	-14%	-$389K
982	982 Fidelity Total Bond ETF FBND $18.5B	$2.29M	0.01%	50,118 +6,639	+15%	+$303K
983	983 CBRE Group CBRE $38.3B	$2.29M	0.01%	17,492 -4,148	-19%	-$542K
984	984 WisdomTree US Total Dividend Fund DTD $1.35B	$2.28M	0.01%	29,624 +110	+0.4%	+$8.47K
985	985 Dimensional International Core Equity Market ETF DFAI $10.2B	$2.28M	0.01%	72,867 -1,564	-2%	-$48.8K
986	986 NEOS S&P 500 High Income ETF SPYI $3.74B	$2.27M	0.01%	47,331 +15,248	+48%	+$730K
987	987 Artisan Partners APAM $2.87B	$2.26M	0.01%	57,811 +26,152	+83%	+$1.02M
988	988 VictoryShares Free Cash Flow ETF VFLO $4.03B	$2.26M	0.01%	65,797	New	+$2.26M
989	989 PPL Corp PPL $25.2B	$2.24M	0.01%	62,069 +15,463	+33%	+$558K
990	990 American Century US Quality Growth ETF QGRO $1.7B	$2.24M	0.01%	23,913 +725	+3%	+$67.9K
991	991 SPDR Portfolio Long Term Treasury ETF SPTL $11.1B	$2.24M	0.01%	82,126 -322,185	-80%	-$8.78M
992	992 HSBC HSBC $211B	$2.23M	0.01%	38,916 +10,295	+36%	+$591K
993	BTX 993 BlackRock Technology and Private Equity Term Trust BTX $1.52B	$2.23M	0.01%	356,708 +4,380	+1%	+$27.4K
994	994 SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF EEMX $83.3M	$2.23M	0.01%	66,415 +770	+1%	+$25.9K
995	GRAL 995 GRAIL, Inc. Common Stock GRAL $1.38B	$2.22M	0.01%	87,055 -52,434	-38%	-$1.34M
996	996 Tortoise North American Pipeline Fund TPYP $713M	$2.22M	0.01%	60,903 -1,765	-3%	-$64.2K
997	997 FT Vest US Equity Buffer ETF August FAUG $910M	$2.21M	0.01%	48,540 -11,594	-19%	-$527K
998	GHY 998 PGIM Global High Yield Fund GHY $540M	$2.21M	0.01%	164,485 +16,000	+11%	+$215K
999	EDD 999 Morgan Stanley Emerging Markets Domestic Debt Fund EDD $329M	$2.2M	0.01%	467,808	–	–
1000	1000 Pacer Global Cash Cows Dividend ETF GCOW $2.28B	$2.2M	0.01%	59,439 -13,858	-19%	-$512K