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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXG icon
976
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$4.33M 0.01%
499,489
+28,360
+6% +$266K
USHY icon
977
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.2B
$4.32M 0.01%
117,178
-101,343
-46% -$3.78M
WAB icon
978
Wabtec
WAB
$51.7B
$4.31M 0.01%
17,264
-723
-4% -$175K
FJUL icon
979
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
$4.3M 0.01%
78,653
+48,406
+160% +$2.71M
BAI
980
iShares A.I. Innovation and Tech Active ETF
BAI
$12.1B
$4.3M 0.01%
130,586
+102,389
+363% +$3.51M
EWU icon
981
iShares MSCI United Kingdom ETF
EWU
$4.09B
$4.29M 0.01%
94,255
-203
-0.2% -$9.35K
BMNR
982
BitMine Immersion Technologies
BMNR
$10.6B
$4.28M 0.01%
216,468
+44,043
+26% +$1.04M
OUNZ icon
983
VanEck Merk Gold Trust
OUNZ
$2.49B
$4.26M 0.01%
94,640
+1,308
+1% +$61.3K
NEA icon
984
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$4.26M 0.01%
379,232
-52,082
-12% -$606K
VUSB icon
985
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$4.25M 0.01%
85,402
+21,771
+34% +$1.09M
NUV icon
986
Nuveen Municipal Value Fund
NUV
$1.91B
$4.25M 0.01%
472,560
+3,750
+0.8% +$34.2K
TM icon
987
Toyota
TM
$221B
$4.25M 0.01%
20,613
+4,807
+30% +$1.09M
NUMV icon
988
Nuveen ESG Mid-Cap Value ETF
NUMV
$455M
$4.22M 0.01%
108,909
+8,963
+9% +$360K
HYD icon
989
VanEck High Yield Muni ETF
HYD
$4.45B
$4.22M 0.01%
84,168
+5,157
+7% +$263K
COHR icon
990
Coherent
COHR
$47.6B
$4.21M 0.01%
17,669
+2,372
+16% +$543K
ESGU icon
991
iShares ESG Aware MSCI USA ETF
ESGU
$17.8B
$4.2M 0.01%
29,722
+1,612
+6% +$238K
MMIT icon
992
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$4.2M 0.01%
174,242
+1,877
+1% +$45.9K
ROUS icon
993
Hartford Multifactor US Equity ETF
ROUS
$695M
$4.2M 0.01%
71,055
+1,107
+2% +$66.5K
STLD icon
994
Steel Dynamics
STLD
$37.5B
$4.17M 0.01%
23,170
-2,470
-10% -$450K
EZU icon
995
iShare MSCI Eurozone ETF
EZU
$9.44B
$4.15M 0.01%
66,248
-25,004
-27% -$1.64M
NEAR icon
996
iShares Short Maturity Bond ETF
NEAR
$4.82B
$4.14M 0.01%
81,347
+5,985
+8% +$306K
PKG icon
997
Packaging Corp of America
PKG
$22.6B
$4.12M 0.01%
19,399
-719
-4% -$160K
CGW icon
998
Invesco S&P Global Water Index ETF
CGW
$1.06B
$4.11M 0.01%
64,341
+708
+1% +$46.4K
FELE icon
999
Franklin Electric
FELE
$4.85B
$4.11M 0.01%
44,574
+7,320
+20% +$718K
ESGE icon
1000
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
$4.1M 0.01%
90,122
+3,682
+4% +$174K
38 39
40
41 42

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.