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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGRO icon
926
iShares International Dividend Growth ETF
IGRO
$1.29B
$4.89M 0.01%
58,383
-162
-0.3% -$13.9K
VIOO icon
927
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.18B
$4.88M 0.01%
42,501
-7,170
-14% -$841K
PEB.PRE icon
928
Pebblebrook Hotel Trust 6.375% Series E Preferred Shares
PEB.PRE
$88.4M
$4.87M 0.01%
253,296
-1,034
-0.4% -$20.6K
NU icon
929
Nu Holdings
NU
$70.9B
$4.84M 0.01%
336,528
+180,194
+115% +$2.92M
GLNG icon
930
Golar LNG
GLNG
$4.95B
$4.83M 0.01%
89,294
+8,402
+10% +$371K
DFUV icon
931
Dimensional US Marketwide Value ETF
DFUV
$15.5B
$4.82M 0.01%
99,429
+14,587
+17% +$716K
ONON icon
932
On Holding
ONON
$12.6B
$4.77M 0.01%
140,076
+21,415
+18% +$935K
PAYX icon
933
Paychex
PAYX
$42.3B
$4.76M 0.01%
51,714
-905
-2% -$89.5K
EVT icon
934
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.08B
$4.75M 0.01%
193,503
-12,590
-6% -$322K
MYI icon
935
BlackRock MuniYield Quality Fund III
MYI
$715M
$4.73M 0.01%
449,596
+200,303
+80% +$2.21M
LITE icon
936
Lumentum
LITE
$50.7B
$4.72M 0.01%
6,716
+2,093
+45% +$1.15M
MQY icon
937
BlackRock MuniYield Quality Fund
MQY
$811M
$4.71M 0.01%
428,896
+193,305
+82% +$2.23M
FTCB icon
938
First Trust Core Investment Grade ETF
FTCB
$2.54B
$4.7M 0.01%
224,415
+223,029
+16,092% +$4.73M
NSSC icon
939
Napco Security Technologies
NSSC
$1.33B
$4.7M 0.01%
118,793
+3,037
+3% +$127K
TFLO icon
940
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$4.69M 0.01%
92,730
-744
-0.8% -$37.6K
PAA icon
941
Plains All American Pipeline
PAA
$17.2B
$4.69M 0.01%
210,240
+23,596
+13% +$480K
NZF icon
942
Nuveen Municipal Credit Income Fund
NZF
$2.42B
$4.69M 0.01%
384,691
+23,773
+7% +$300K
PR
943
Permian Resources
PR
$16.5B
$4.68M 0.01%
219,295
+195,232
+811% +$3.37M
AXON
944
Axon Enterprise
AXON
$44.1B
$4.67M 0.01%
11,001
-517
-4% -$269K
IDEV icon
945
iShares Core MSCI International Developed Markets ETF
IDEV
$31.3B
$4.64M 0.01%
55,478
+4,336
+8% +$373K
WEC icon
946
WEC Energy
WEC
$37B
$4.63M 0.01%
40,024
+4,901
+14% +$551K
CQQQ icon
947
Invesco China Technology ETF
CQQQ
$3B
$4.61M 0.01%
100,227
– –
FQAL icon
948
Fidelity Quality Factor ETF
FQAL
$1.41B
$4.61M 0.01%
63,519
+18,045
+40% +$1.37M
EEMX icon
949
State Street SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF
EEMX
$167M
$4.61M 0.01%
104,309
-93
-0.1% -$4.27K
HSBC icon
950
HSBC
HSBC
$356B
$4.6M 0.01%
55,786
+14,330
+35% +$1.21M
36 37
38
39 40

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.