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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
(+1.6%)
Cap. Flow
+$2.42B
Cap. Flow
% of AUM
4.29%
Top 10 Holdings %
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$95.5M |
| 2 |
EQT Corp
EQT
|
+$84.7M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$74.4M |
| 4 |
Amazon
AMZN
|
+$65.3M |
| 5 |
NVIDIA
NVDA
|
+$64.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
EOG Resources
EOG
|
+$65.4M |
| 2 |
Shopify
SHOP
|
+$54.9M |
| 3 |
ICICI Bank
IBN
|
+$42.8M |
| 4 |
Willis Towers Watson
WTW
|
+$37.1M |
| 5 |
Caterpillar
CAT
|
+$36.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.21% |
| 2 | Financials | 8.18% |
| 3 | Industrials | 6.8% |
| 4 | Healthcare | 5.97% |
| 5 | Communication Services | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
901
Dimensional US Core Equity Market ETF
DFAU
$12.3B
| $5.24M | 0.01% |
116,101
+5,704
| +5% | +$268K |
|
902
LyondellBasell Industries
LYB
$18.8B
| $5.23M | 0.01% |
64,973
+23,078
| +55% | +$1.37M |
|
903
Unilever
UL
$144B
| $5.23M | 0.01% |
91,771
+13,303
| +17% | +$892K |
|
904
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
| $5.22M | 0.01% |
145,334
+717
| +0.5% | +$25.9K |
|
905
Cloudflare
NET
$93.7B
| $5.18M | 0.01% |
25,099
-472
| -2% | -$90K |
|
906
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
| $5.17M | 0.01% |
83,645
+1,206
| +1% | +$74.6K |
|
907
FT Vest Buffered Allocation Growth ETF
BUFG
$325M
| $5.16M | 0.01% |
192,273
+15,416
| +9% | +$424K |
|
908
iShares ESG Optimized MSCI USA ETF
SUSA
$4B
| $5.16M | 0.01% |
39,041
-199
| -0.5% | -$27.6K |
|
909
Broadridge
BR
$18.3B
| $5.14M | 0.01% |
31,647
-2,746
| -8% | -$522K |
|
910
Invesco Dividend Achievers ETF
PFM
$799M
| $5.12M | 0.01% |
100,252
-473
| -0.5% | -$24.9K |
|
911
DraftKings
DKNG
$12.2B
| $5.07M | 0.01% |
234,642
+130,282
| +125% | +$3.53M |
|
|
MEGI
912
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$792M
| $5.07M | 0.01% |
344,840
+3,072
| +0.9% | +$44.8K |
|
913
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $5.04M | 0.01% |
112,560
-2,807
| -2% | -$127K |
|
914
Simpson Manufacturing
SSD
$8.16B
| $5.03M | 0.01% |
29,284
+3,627
| +14% | +$669K |
|
915
Innovator Defined Wealth Shield ETF
BALT
$2.72B
| $5.01M | 0.01% |
149,669
+74,569
| +99% | +$2.51M |
|
916
Occidental Petroleum
OXY
$53.6B
| $4.98M | 0.01% |
76,655
+5,935
| +8% | +$298K |
|
917
Corcept Therapeutics
CORT
$10.1B
| $4.98M | 0.01% |
123,497
+57,700
| +88% | +$2.16M |
|
918
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.52B
| $4.95M | 0.01% |
54,090
-78
| -0.1% | -$7.28K |
|
919
Yum! Brands
YUM
$41.4B
| $4.94M | 0.01% |
31,780
+2,064
| +7% | +$327K |
|
920
iShares Global Tech ETF
IXN
$8.1B
| $4.94M | 0.01% |
49,375
+24,779
| +101% | +$2.62M |
|
921
Goldman Sachs Hedge Industry VIP ETF
GVIP
$549M
| $4.92M | 0.01% |
33,769
+2,866
| +9% | +$444K |
|
922
KeyCorp
KEY
$24.3B
| $4.91M | 0.01% |
244,671
+15,103
| +7% | +$316K |
|
923
Cheesecake Factory
CAKE
$4.42B
| $4.9M | 0.01% |
89,538
-1,819
| -2% | -$108K |
|
924
BlackRock Science and Technology Term Trust
BSTZ
$1.88B
| $4.9M | 0.01% |
221,159
+125,389
| +131% | +$2.81M |
|
925
Carlyle Secured Lending
CGBD
$719M
| $4.9M | 0.01% |
447,638
+19,122
| +4% | +$226K |
|
Similar funds
Rockefeller Capital Management's Q1 2026 Portfolio in Review
As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.
- Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
- Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
- Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
- Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
- Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
- Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
- Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.
Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.