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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYF icon
876
iShares US Financials ETF
IYF
$4.61B
$2.83M 0.01%
27,198
-1,242
-4% -$125K
FTXL icon
877
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
$2.81M 0.01%
30,141
-977
-3% -$91.1K
DYNF icon
878
BlackRock US Equity Factor Rotation ETF
DYNF
$40B
$2.81M 0.01%
56,835
+1,984
+4% +$94.5K
JBLU icon
879
JetBlue
JBLU
$2.29B
$2.81M 0.01%
+428,218
New +$2.41M
TDIV icon
880
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
$2.8M 0.01%
34,921
-254
-0.7% -$19.5K
FPEI icon
881
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$2.78M 0.01%
145,874
-2,148
-1% -$40.1K
FTHI icon
882
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.43B
$2.78M 0.01%
+120,716
New +$2.73M
PLCE icon
883
Children's Place
PLCE
$59.8M
$2.77M 0.01%
+179,091
New +$1.58M
GCOW icon
884
Pacer Global Cash Cows Dividend ETF
GCOW
$3.48B
$2.77M 0.01%
75,912
-55,325
-42% -$1.95M
PAA icon
885
Plains All American Pipeline
PAA
$16.1B
$2.77M 0.01%
159,443
+3,781
+2% +$67.7K
EMN icon
886
Eastman Chemical
EMN
$8.42B
$2.77M 0.01%
24,755
-2,892
-10% -$289K
INCY icon
887
Incyte
INCY
$24.4B
$2.77M 0.01%
41,868
-148
-0.4% -$9.44K
ALB icon
888
Albemarle
ALB
$15.5B
$2.74M 0.01%
28,909
+10,646
+58% +$945K
CCEP icon
889
Coca-Cola Europacific Partners
CCEP
$47.9B
$2.74M 0.01%
34,823
+855
+3% +$65.5K
STLD icon
890
Steel Dynamics
STLD
$37.6B
$2.72M 0.01%
21,588
-6,662
-24% -$809K
NEAR icon
891
iShares Short Maturity Bond ETF
NEAR
$4.85B
$2.72M 0.01%
52,997
+196
+0.4% +$9.96K
HPQ icon
892
HP
HPQ
$27.5B
$2.71M 0.01%
75,632
-10,306
-12% -$363K
HTGC icon
893
Hercules Capital
HTGC
$3.23B
$2.71M 0.01%
137,868
+3,239
+2% +$63.8K
NAD icon
894
Nuveen Quality Municipal Income Fund
NAD
$2.78B
$2.7M 0.01%
218,358
-307,188
-58% -$3.69M
CGGR icon
895
Capital Group Growth ETF
CGGR
$25.3B
$2.7M 0.01%
77,698
+13,328
+21% +$442K
AIRR icon
896
First Trust RBA American Industrial Renaissance ETF
AIRR
$10.7B
$2.68M 0.01%
35,897
+19,124
+114% +$1.35M
JHML icon
897
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
$2.66M 0.01%
38,236
-1,890
-5% -$126K
SWKS icon
898
Skyworks Solutions
SWKS
$10.6B
$2.65M 0.01%
26,783
+5,036
+23% +$534K
BIDU icon
899
Baidu
BIDU
$37.2B
$2.64M 0.01%
25,063
-19,891
-44% -$1.76M
LPLA icon
900
LPL Financial
LPLA
$28.6B
$2.63M 0.01%
+11,319
New +$2.55M
34 35
36
37 38

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.