Rockefeller Capital Management’s First Trust Institutional Preferred Securities and Income ETF FPEI Stock Holding History

Rockefeller Capital Management’s Portfolio FPEI Stock Details FPEI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$6.41M	Buy	332,355 +25,898	+8%	+$498K	0.01%	864
2026 Q1	$5.82M	Buy	306,457 +70,647	+30%	+$1.37M	0.01%	862
2025 Q4	$4.57M	Buy	235,810 +37,726	+19%	+$731K	0.01%	914
2025 Q3	$3.83M	Buy	198,084 +15,166	+8%	+$290K	0.01%	913
2025 Q2	$3.47M	Buy	182,918 +628	+0.3%	+$11.7K	0.01%	911
2025 Q1	$3.41M	Sell	182,290 -6,095	-3%	-$114K	0.01%	845
2024 Q4	$3.52M	Buy	188,385 +42,511	+29%	+$801K	0.01%	831
2024 Q3	$2.78M	Sell	145,874 -2,148	-1%	-$40.1K	0.01%	881
2024 Q2	$2.72M	Buy	148,022 +2,191	+2%	+$39.9K	0.01%	871
2024 Q1	$2.66M	Sell	145,831 -15,175	-9%	-$273K	0.01%	894
2023 Q4	$2.87M	Sell	161,006 -63,006	-28%	-$1.08M	0.01%	799
2023 Q3	$3.78M	Buy	224,012 +27,241	+14%	+$465K	0.01%	645
2023 Q2	$3.32M	Buy	196,771 +86,883	+79%	+$1.46M	0.01%	700
2023 Q1	$1.84M	Buy	109,888 +8,047	+8%	+$145K	0.01%	848
2022 Q4	$1.81M	Sell	101,841 -24,795	-20%	-$435K	0.01%	785
2022 Q3	$2.17M	Sell	126,636 -159,367	-56%	-$2.88M	0.01%	736
2022 Q2	$5.07M	Buy	286,003 +33,439	+13%	+$623K	0.03%	520
2022 Q1	$4.9M	Buy	252,564 +23,659	+10%	+$468K	0.02%	550
2021 Q4	$4.67M	Buy	228,905 +63,129	+38%	+$1.29M	0.02%	562
2021 Q3	$3.42M	Buy	165,776 +97,490	+143%	+$2.02M	0.02%	597
2021 Q2	$1.41M	Buy	68,286 +1,871	+3%	+$38.4K	0.01%	810
2021 Q1	$1.34M	Buy	66,415 +12,494	+23%	+$255K	0.01%	696
2020 Q4	$1.1M	Buy	53,921 +556	+1%	+$11K	0.01%	670
2020 Q3	$1.03M	Buy	+53,365	New	+$1.03M	0.01%	587

Other funds holding FPEI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

CPSAC

Chas P. Smith & Associates (CPS) Lakeland, Florida $1.97B AUM 20.77% 1-Year Est. Return

NewEdge Advisors New Orleans, Louisiana $33.6B AUM 31.03% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Montis Financial Waltham, Massachusetts $489M AUM 16.12% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Rockefeller Capital Management's FPEI Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Institutional Preferred Securities and Income ETF (FPEI) stake by 8.5% in Q2 2026, buying an estimated $498K and bringing the position to 332,355 shares worth $6.41M. The position accounts for 0.01% of the portfolio, ranked #864.

Rockefeller Capital Management first reported a position in FPEI in Q3 2020 and has held it in 24 quarters since. 215 funds tracked by Wall St. Rank hold FPEI as of Q2 2026.

Rockefeller Capital Management held 332,355 shares of First Trust Institutional Preferred Securities and Income ETF worth $6.41M as of Q2 2026.
Rockefeller Capital Management bought 25,898 First Trust Institutional Preferred Securities and Income ETF shares in Q2 2026, an estimated $498K.
First Trust Institutional Preferred Securities and Income ETF made up 0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #864 holding.
Rockefeller Capital Management first reported a position in First Trust Institutional Preferred Securities and Income ETF in Q3 2020 and has held it in 24 quarters since.
215 funds tracked by Wall St. Rank held First Trust Institutional Preferred Securities and Income ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.