We are live on
!
Find out more
Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
(+2.8%)
Cap. Flow
-$983M
Cap. Flow
% of AUM
-4.94%
Top 10 Holdings %
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AerCap
AER
|
+$54M |
| 2 |
JPMorgan Chase
JPM
|
+$45.5M |
| 3 |
American Express
AXP
|
+$44.9M |
| 4 |
Meta Platforms (Facebook)
META
|
+$42.9M |
| 5 |
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
|
+$39.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Medtronic
MDT
|
+$94.1M |
| 2 |
Reinsurance Group of America
RGA
|
+$89.9M |
| 3 |
Netflix
NFLX
|
+$81M |
| 4 |
Eli Lilly
LLY
|
+$76.3M |
| 5 |
Globe Life
GL
|
+$72.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.17% |
| 2 | Financials | 13.41% |
| 3 | Healthcare | 10.42% |
| 4 | Industrials | 6.36% |
| 5 | Consumer Discretionary | 5.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
826
Darden Restaurants
DRI
$24.4B
| $1.65M | 0.01% |
11,958
+418
| +4% | +$58.3K |
|
827
FT Vest Growth-100 Buffer ETF March
QMAR
$578M
| $1.65M | 0.01% |
87,300
| – | – |
|
828
Tompkins Financial
TMP
$1.42B
| $1.65M | 0.01% |
21,278
-868
| -4% | -$69.2K |
|
829
iShare MSCI Eurozone ETF
EZU
$9.91B
| $1.64M | 0.01% |
41,480
-74,706
| -64% | -$2.79M |
|
830
Fortive
FTV
$18.6B
| $1.63M | 0.01% |
33,760
+838
| +3% | +$40.6K |
|
831
Advance Auto Parts
AAP
$3.49B
| $1.63M | 0.01% |
11,112
+1,217
| +12% | +$197K |
|
832
Tenet Healthcare
THC
$21.1B
| $1.63M | 0.01% |
33,449
+26,592
| +388% | +$1.23M |
|
|
ETX
833
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $1.62M | 0.01% |
90,710
+4,049
| +5% | +$75.2K |
|
834
iShares MSCI Intl Value Factor ETF
IVLU
$4.55B
| $1.61M | 0.01% |
69,663
-1,303
| -2% | -$28.7K |
|
835
NetApp
NTAP
$37.2B
| $1.61M | 0.01% |
26,786
-1,555
| -5% | -$103K |
|
836
Trade Desk
TTD
$6.49B
| $1.6M | 0.01% |
35,808
-2,118
| -6% | -$107K |
|
837
Baxter International
BAX
$14.2B
| $1.6M | 0.01% |
31,446
-294
| -0.9% | -$15.8K |
|
838
John Hancock Multifactor Mid Cap ETF
JHMM
$6.12B
| $1.6M | 0.01% |
34,417
-6,265
| -15% | -$291K |
|
839
New Fortress Energy
NFE
$101M
| $1.59M | 0.01% |
37,574
-10,500
| -22% | -$507K |
|
840
Barclays
BCS
$94.1B
| $1.59M | 0.01% |
204,304
-91,699
| -31% | -$669K |
|
841
First Trust Emerging Markets AlphaDEX Fund
FEM
$773M
| $1.59M | 0.01% |
75,522
+74,927
| +12,593% | +$1.5M |
|
842
Cloudflare
NET
$107B
| $1.59M | 0.01% |
35,171
-16,797
| -32% | -$831K |
|
|
BNY
843
Bank of New York Mellon
BNY
$107B
| $1.57M | 0.01% |
34,552
-2,488
| -7% | -$107K |
|
844
FT Vest US Equity Buffer ETF April
FAPR
$1.29B
| $1.57M | 0.01% |
53,700
| – | – |
|
845
Li Auto
LI
$12.7B
| $1.57M | 0.01% |
76,887
+2,370
| +3% | +$45.1K |
|
846
Haleon
HLN
$44.2B
| $1.57M | 0.01% |
196,018
+58,766
| +43% | +$400K |
|
847
First Trust Energy AlphaDEX Fund
FXN
$368M
| $1.56M | 0.01% |
91,151
+9,265
| +11% | +$166K |
|
848
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
| $1.56M | 0.01% |
45,567
-23
| -0.1% | -$803 |
|
849
Motorola Solutions
MSI
$77.4B
| $1.55M | 0.01% |
6,031
+286
| +5% | +$71.5K |
|
850
FTAI Aviation
FTAI
$22.2B
| $1.55M | 0.01% |
90,665
+5,000
| +6% | +$84K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2022 Portfolio in Review
As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.
- Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
- Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
- Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
- Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.