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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCBO
3951
Docebo
DCBO
$604M
$0 ﹤0.01%
20
– –
DCOM icon
3952
Dime Commercial Bancshares
DCOM
$1.76B
$0 ﹤0.01%
5
-64
-93% -$2.04K
DDS icon
3953
Dillards
DDS
$9.86B
$0 ﹤0.01%
1
-17,904
-100% -$4.74M
DFAS icon
3954
Dimensional US Small Cap ETF
DFAS
$15.8B
– –
-313
Closed -$15K
DFP
3955
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$429M
– –
-1,009
Closed -$21K
DHC
3956
Diversified Healthcare Trust
DHC
$2.03B
$0 ﹤0.01%
94
+74
+370% +$119
DLX icon
3957
Deluxe
DLX
$1.14B
$0 ﹤0.01%
55
-22
-29% -$462
DNOW icon
3958
DNOW Inc
DNOW
$3.04B
$0 ﹤0.01%
78
-120
-61% -$1.3K
DNUT icon
3959
Krispy Kreme
DNUT
$558M
– –
-45
Closed –
DQ
3960
Daqo New Energy
DQ
$1.01B
– –
-45
Closed -$3K
DSM
3961
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
– –
-97
Closed –
DXPE icon
3962
DXP Enterprises
DXPE
$3.01B
$0 ﹤0.01%
9
-40
-82% -$1.15K
EAF icon
3963
GrafTech
EAF
$210M
– –
-7
Closed –
EAT icon
3964
Brinker International
EAT
$9.69B
– –
-160
Closed -$3K
EBC icon
3965
Eastern Bankshares
EBC
$5.21B
– –
-36
Closed –
EBMT icon
3966
Eagle Bancorp Montana
EBMT
$187M
– –
-52
Closed -$1K
EC icon
3967
Ecopetrol
EC
$35.5B
$0 ﹤0.01%
75
-1,913
-96% -$19.7K
ECAT icon
3968
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.58B
– –
-78
Closed -$1K
ECPG icon
3969
Encore Capital Group
ECPG
$2.08B
$0 ﹤0.01%
12
-61
-84% -$3.51K
EFC
3970
Ellington Financial
EFC
$1.68B
$0 ﹤0.01%
10
-100
-91% -$1.49K
EFZ icon
3971
ProShares Trust Short MSCI EAFE
EFZ
$9.98M
– –
-209
Closed -$8K
EGHT icon
3972
8x8 Inc
EGHT
$328M
– –
-312
Closed -$1K
EGY icon
3973
Vaalco Energy
EGY
$602M
– –
-60
Closed –
EH
3974
EHang Holdings
EH
$438M
– –
-81
Closed –
EIG icon
3975
Employers Holdings
EIG
$879M
$0 ﹤0.01%
3
-91
-97% -$3.57K
157 158
159
160 161

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.