Rockefeller Capital Management’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Rockefeller Capital Management’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$7.86M	Sell	95,451 -910	-0.9%	-$70.5K	0.01%	804
2026 Q1	$6.85M	Sell	96,361 -12,449	-11%	-$914K	0.01%	807
2025 Q4	$7.58M	Buy	108,810 +13,216	+14%	+$911K	0.01%	749
2025 Q3	$6.54M	Buy	95,594 +3,204	+3%	+$214K	0.01%	749
2025 Q2	$5.89M	Buy	92,390 +58,808	+175%	+$3.53M	0.01%	744
2025 Q1	$2.01M	Buy	+33,582	New	+$2.16M	0.01%	1041
2023 Q2	–	Sell	-8,613	Closed	-$453K	–	1860
2023 Q1	$453K	Buy	8,613 +722	+9%	+$39.1K	﹤0.01%	1392
2022 Q4	$403K	Buy	+7,891	New	+$406K	﹤0.01%	1358
2022 Q3	–	Sell	-313	Closed	-$15K	–	3973
2022 Q2	$15K	Sell	313 -6,295	-95%	-$326K	﹤0.01%	2890
2022 Q1	$370K	Buy	+6,608	New	+$372K	﹤0.01%	1437

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Rockefeller Capital Management's DFAS Position: Q2 2026 in Review

Rockefeller Capital Management reduced its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 0.94% in Q2 2026, selling an estimated $70.5K and leaving 95,451 shares worth $7.86M. The position accounts for 0.01% of the portfolio, ranked #804.

Rockefeller Capital Management first reported a position in DFAS in Q1 2022 and has held it in 10 quarters since. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

Rockefeller Capital Management held 95,451 shares of U.S. Small Cap Portfolio ETF Class Shares worth $7.86M as of Q2 2026.
Rockefeller Capital Management sold 910 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $70.5K.
U.S. Small Cap Portfolio ETF Class Shares made up 0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #804 holding.
Rockefeller Capital Management first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q1 2022 and has held it in 10 quarters since.
917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.