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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FISI icon
3776
Financial Institutions
FISI
$821M
– –
-46
Closed -$1K
FLCA icon
3777
Franklin FTSE Canada ETF
FLCA
$830M
– –
-71
Closed -$2K
FROG icon
3778
JFrog
FROG
$10.8B
– –
-110
Closed -$3K
FTXL icon
3779
First Trust Nasdaq Semiconductor ETF
FTXL
$1.45B
– –
-52
Closed -$3K
FULT icon
3780
Fulton Financial
FULT
$4.64B
$0 ﹤0.01%
+17
New +$280
FUND
3781
Sprott Focus Trust
FUND
$308M
$0 ﹤0.01%
49
+2
+4% +$17
FUTU icon
3782
Futu Holdings
FUTU
$15.3B
$0 ﹤0.01%
18
-295
-94% -$16.9K
FYBR
3783
DELISTED
Frontier Communications
FYBR
$0 ﹤0.01%
1
-1,077
-100% -$33.4K
FYX icon
3784
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
– –
-840
Closed -$76K
GAL icon
3785
State Street Global Allocation ETF
GAL
$313M
– –
-1,397
Closed -$63K
TDAY
3786
USA Today Co
TDAY
$1.06B
$0 ﹤0.01%
1
– –
GDYN icon
3787
Grid Dynamics Holdings
GDYN
$615M
– –
-1,353
Closed -$39K
GECC icon
3788
Great Elm Capital Corp
GECC
$81.7M
$0 ﹤0.01%
10
– –
GEO icon
3789
The GEO Group
GEO
$4.04B
– –
-233
Closed -$1K
GIGB icon
3790
Goldman Sachs Access Investment Grade Corporate Bond ETF
GIGB
$973M
$0 ﹤0.01%
5
+2
+67% +$109
GLMD icon
3791
Galmed Pharmaceuticals
GLMD
$4.97M
– –
-197
Closed -$98K
GO icon
3792
Grocery Outlet
GO
$980M
$0 ﹤0.01%
14
-42
-75% -$1.08K
GOSS icon
3793
Gossamer Bio
GOSS
$87M
$0 ﹤0.01%
4
– –
GPRE icon
3794
Green Plains
GPRE
$1.03B
– –
-64
Closed -$2K
GRAB icon
3795
Grab
GRAB
$14.9B
$0 ﹤0.01%
+100
New +$763
GRP.U
3796
DELISTED
Granite Real Estate Investment Trust
GRP.U
– –
-100
Closed -$7K
GSG icon
3797
iShares S&P GSCI Commodity-Indexed Trust
GSG
$968M
– –
-2,000
Closed -$33K
GTES icon
3798
Gates Industrial Corporation Ltd.
GTES
$7.15B
– –
-698
Closed -$11K
HAFC icon
3799
Hanmi Financial
HAFC
$946M
– –
-66
Closed -$1K
HAUZ icon
3800
Xtrackers International Real Estate ETF
HAUZ
$1.07B
– –
-6
Closed –
150 151
152
153 154

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.