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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
3776
DELISTED
MFS Charter Income Trust
MCR
$17K ﹤0.01%
2,802
– –
UTMD icon
3777
Utah Medical Products
UTMD
$224M
$16.9K ﹤0.01%
273
– –
HWKN icon
3778
Hawkins
HWKN
$2.66B
$16.9K ﹤0.01%
110
-38
-26% -$5.56K
DLO icon
3779
dLocal
DLO
$4.43B
$16.8K ﹤0.01%
1,295
– –
TOPT
3780
iShares Top 20 U.S. Stocks ETF
TOPT
$666M
$16.8K ﹤0.01%
+587
New +$17.7K
HAFN icon
3781
Hafnia
HAFN
$3.85B
$16.8K ﹤0.01%
2,207
+57
+3% +$378
HERZ
3782
Herzfeld Credit Income Fund
HERZ
$32.3M
$16.8K ﹤0.01%
+1,082
New +$19K
HNST icon
3783
The Honest Company
HNST
$402M
$16.8K ﹤0.01%
5,700
– –
PDSB icon
3784
PDS Biotechnology
PDSB
$38.5M
$16.7K ﹤0.01%
27,664
+2,000
+8% +$1.5K
MKTX icon
3785
MarketAxess Holdings
MKTX
$5.71B
$16.6K ﹤0.01%
100
+12
+14% +$2.1K
NXDT
3786
NexPoint Diversified Real Estate Trust
NXDT
$236M
$16.5K ﹤0.01%
3,533
+2,580
+271% +$11.6K
WVE icon
3787
Wave Life Sciences
WVE
$1.09B
$16.4K ﹤0.01%
2,266
+1,405
+163% +$18.3K
ALNT icon
3788
Allient
ALNT
$1.49B
$16.4K ﹤0.01%
278
+222
+396% +$14K
ADUS icon
3789
Addus HomeCare
ADUS
$2.16B
$16.4K ﹤0.01%
175
+135
+338% +$14.3K
CLPT icon
3790
ClearPoint Neuro
CLPT
$448M
$16.4K ﹤0.01%
1,800
+300
+20% +$3.79K
DFP
3791
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$426M
$16.4K ﹤0.01%
814
+741
+1,015% +$15.7K
DFIS icon
3792
Dimensional International Small Cap ETF
DFIS
$5.82B
$16.3K ﹤0.01%
483
-3,274
-87% -$114K
ODV
3793
DELISTED
Osisko Development Corp
ODV
$16.3K ﹤0.01%
5,000
– –
PLUG icon
3794
Plug Power
PLUG
$2.86B
$16.2K ﹤0.01%
7,173
-2,097
-23% -$4.55K
PTLO icon
3795
Portillo's
PTLO
$329M
$16.1K ﹤0.01%
3,050
+1,975
+184% +$10.7K
TYRA icon
3796
Tyra Biosciences
TYRA
$1.9B
$16.1K ﹤0.01%
421
+337
+401% +$10.9K
HFWA icon
3797
Heritage Financial
HFWA
$1.22B
$16.1K ﹤0.01%
620
+13
+2% +$338
KNGZ icon
3798
First Trust Exchange-Traded Fund VI First Trust S&P 500 Diversified Dividend Aristocrats ETF
KNGZ
$63.5M
$15.8K ﹤0.01%
439
+16
+4% +$595
MHO icon
3799
M/I Homes
MHO
$3.74B
$15.8K ﹤0.01%
129
+19
+17% +$2.56K
GLIBA
3800
Liberty Capital Corp Series A GCI Group Common Stock
GLIBA
$943M
$15.8K ﹤0.01%
428
+304
+245% +$11.5K
150 151
152
153 154

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.