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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBVT
3726
DBV Technologies S.A. American Depositary Shares
DBVT
$727M
$20.4K ﹤0.01%
+1,246
New +$23.5K
NCZ
3727
Virtus Convertible & Income Fund II
NCZ
$273M
$20.4K ﹤0.01%
1,284
+1,064
+484% +$16.2K
MHO icon
3728
M/I Homes
MHO
$3.51B
$20.4K ﹤0.01%
127
-2
-2% -$268
GALT icon
3729
Galectin Therapeutics
GALT
$393M
$20.4K ﹤0.01%
4,386
– –
IMSRW
3730
Terrestrial Energy Warrant
IMSRW
$17.6M
$20.3K ﹤0.01%
6,000
– –
LOAR icon
3731
Loar Holdings
LOAR
$6.09B
$20.2K ﹤0.01%
251
+19
+8% +$1.21K
NTB icon
3732
Bank of N.T. Butterfield & Son
NTB
$2.32B
$20.2K ﹤0.01%
339
– –
OTEX icon
3733
Open Text
OTEX
$5.45B
$20.2K ﹤0.01%
910
+258
+40% +$5.85K
FLO icon
3734
Flowers Foods
FLO
$1.22B
$20.1K ﹤0.01%
2,549
-6,420
-72% -$51.4K
GIB icon
3735
CGI
GIB
$14B
$20.1K ﹤0.01%
311
+6
+2% +$409
SEPQ
3736
STF Tactical Growth & Income ETF
SEPQ
$90.8M
$19.9K ﹤0.01%
+700
New +$18.8K
VTS icon
3737
Vitesse Energy
VTS
$705M
$19.9K ﹤0.01%
1,260
+300
+31% +$5.31K
AZTA icon
3738
Azenta
AZTA
$1.49B
$19.8K ﹤0.01%
776
-1,104
-59% -$24.7K
CUT icon
3739
Invesco MSCI Global Timber ETF
CUT
$30.2M
$19.8K ﹤0.01%
708
– –
ESRT icon
3740
Empire State Realty Trust
ESRT
$712M
$19.8K ﹤0.01%
3,650
-107
-3% -$582
KOS icon
3741
Kosmos Energy
KOS
$1.58B
$19.5K ﹤0.01%
9,225
-3,667
-28% -$10.2K
SLDB icon
3742
Solid Biosciences
SLDB
$782M
$19.5K ﹤0.01%
1,947
-642
-25% -$4.87K
XRAY icon
3743
Dentsply Sirona
XRAY
$1.87B
$19.4K ﹤0.01%
1,828
-2,481
-58% -$27.1K
HERZ
3744
Herzfeld Credit Income Fund
HERZ
$31.4M
$19.1K ﹤0.01%
1,112
+30
+3% +$516
FRME icon
3745
First Merchants
FRME
$2.56B
$19K ﹤0.01%
435
-215
-33% -$8.73K
YELP icon
3746
Yelp
YELP
$978M
$19K ﹤0.01%
775
-411
-35% -$10.2K
UFCS icon
3747
United Fire Group
UFCS
$1.37B
$19K ﹤0.01%
362
+199
+122% +$8.84K
FCVT icon
3748
First Trust SSI Strategic Convertible Securities ETF
FCVT
$104M
$19K ﹤0.01%
352
-165
-32% -$8.39K
PSNY icon
3749
Polestar Automotive Holding UK
PSNY
$1.14B
$18.8K ﹤0.01%
1,000
– –
ACNB icon
3750
ACNB Corp
ACNB
$648M
$18.8K ﹤0.01%
316
– –
148 149
150
151 152

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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.