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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
+18.66%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$65.2B
AUM Growth
+$8.83B
Cap. Flow
+$1.57B
Cap. Flow %
2.41%
Top 10 Hldgs %
21.98%
Holding
4,913
New
231
Increased
2,022
Reduced
1,892
Closed
182

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$113M
2
LLY icon
Eli Lilly
LLY
+$56.8M
3
NVDA icon
NVIDIA
NVDA
+$48.2M
4
AMZN icon
Amazon
AMZN
+$47.4M
5
SRE icon
Sempra
SRE
+$45.7M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$88.8M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$84.8M
3
HLN icon
Haleon
HLN
+$46.3M
4
HON icon
Honeywell
HON
+$44.9M
5
MSFT icon
Microsoft
MSFT
+$41.1M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.45%
2 Technology 20.76%
3 Financials 7.88%
4 Industrials 6.94%
5 Communication Services 5.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNOV icon
3701
Innovator US Equity Power Buffer ETF November
PNOV
$894M
$22.2K ﹤0.01%
500
– –
EYPT icon
3702
EyePoint Inc
EYPT
$312M
$22.2K ﹤0.01%
1,550
-613
-28% -$8.2K
MITK icon
3703
Mitek Systems
MITK
$797M
$22.1K ﹤0.01%
1,100
– –
CGTX icon
3704
Cognition Therapeutics
CGTX
$89.1M
$22.1K ﹤0.01%
19,231
– –
SSP icon
3705
E.W. Scripps
SSP
$256M
$22.1K ﹤0.01%
7,968
-166
-2% -$628
HAPN
3706
Happen Inc
HAPN
$1.73B
$21.9K ﹤0.01%
1,057
-743
-41% -$12.7K
DRIV icon
3707
Global X Autonomous & Electric Vehicles ETF
DRIV
$363M
$21.8K ﹤0.01%
566
-377
-40% -$14.2K
DFEV icon
3708
Dimensional Emerging Markets Value ETF
DFEV
$2.18B
$21.7K ﹤0.01%
509
+3
+0.6% +$123
IVOV icon
3709
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.29B
$21.7K ﹤0.01%
190
-746
-80% -$81.3K
KNF icon
3710
Knife River
KNF
$3.1B
$21.7K ﹤0.01%
259
-150
-37% -$12.4K
IRT icon
3711
Independence Realty Trust
IRT
$3.45B
$21.6K ﹤0.01%
1,295
-1,611
-55% -$26.1K
QS icon
3712
QuantumScape Corp
QS
$3.02B
$21.6K ﹤0.01%
2,852
+635
+29% +$4.76K
TAL icon
3713
TAL Education Group
TAL
$6.66B
$21.5K ﹤0.01%
2,246
-15
-0.7% -$158
NRGV icon
3714
Energy Vault
NRGV
$800M
$21.3K ﹤0.01%
4,526
+1,453
+47% +$6.5K
SRTS icon
3715
Sensus Healthcare
SRTS
$48.4M
$21.1K ﹤0.01%
7,000
– –
NMI icon
3716
Nuveen Municipal Income
NMI
$117M
$21.1K ﹤0.01%
1,915
-275
-13% -$2.93K
MRVI icon
3717
Maravai LifeSciences
MRVI
$1.13B
$21.1K ﹤0.01%
3,380
-3,768
-53% -$16.3K
CABA icon
3718
Cabaletta Bio
CABA
$351M
$21K ﹤0.01%
6,750
+4,750
+238% +$15.6K
ALX
3719
Alexander's
ALX
$1.26B
$20.7K ﹤0.01%
75
– –
CALC icon
3720
CalciMedica
CALC
$11.9M
$20.6K ﹤0.01%
4,000
+3,000
+300% +$10.6K
FELG icon
3721
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.81B
$20.6K ﹤0.01%
+470
New +$20K
NWN icon
3722
Northwest Natural Holdings
NWN
$1.98B
$20.6K ﹤0.01%
419
-6
-1% -$307
SABA
3723
Saba Capital Income & Opportunities Fund II
SABA
$215M
$20.5K ﹤0.01%
2,459
+942
+62% +$7.91K
BSRR icon
3724
Sierra Bancorp
BSRR
$517M
$20.5K ﹤0.01%
502
– –
BBNX
3725
Beta Bionics
BBNX
$1.16B
$20.4K ﹤0.01%
1,305
+632
+94% +$7.52K
147 148
149
150 151

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NAMI
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Rockefeller Capital Management's Q2 2026 Portfolio in Review

As of Q2 2026, Rockefeller Capital Management held 4,913 positions worth $65.2B, up 16% from $56.4B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q2 2026 filing shows 231 new, 2,022 increased, 1,892 reduced and 182 closed positions. Its largest new stake was Honeywell Aerospace: 194,766 shares worth $43.1M. The largest sale was Salesforce, an estimated $88.8M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

  • Rockefeller Capital Management's largest Q2 2026 buy was Honeywell Aerospace: 194,766 shares worth $43.1M.
  • Rockefeller Capital Management added most to Apple in Q2 2026, an estimated $113M increase.
  • Rockefeller Capital Management's biggest Q2 2026 reduction was Salesforce, cutting an estimated $88.8M.
  • Rockefeller Capital Management fully exited Coterra Energy in Q2 2026, selling an estimated $7.46M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $65.2B portfolio in Q2 2026.
  • Rockefeller Capital Management opened 231 new positions and closed 182 in Q2 2026.
  • Rockefeller Capital Management's portfolio value rose 16% quarter-over-quarter to $65.2B.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.