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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KNCT icon
3351
Invesco Next Gen Connectivity ETF
KNCT
$160M
$28K ﹤0.01%
209
– –
QYLG icon
3352
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$166M
$27.9K ﹤0.01%
1,025
– –
SRTS icon
3353
Sensus Healthcare
SRTS
$50.2M
$27.9K ﹤0.01%
7,000
– –
PFLT icon
3354
PennantPark Floating Rate Capital
PFLT
$726M
$27.8K ﹤0.01%
3,000
– –
SCL icon
3355
Stepan Co
SCL
$1.47B
$27.6K ﹤0.01%
581
-42
-7% -$1.92K
TSHA icon
3356
Taysha Gene Therapies
TSHA
$1.85B
$27.5K ﹤0.01%
5,000
– –
CLOA icon
3357
BlackRock ETF Trust II iShares AAA CLO Active ETF
CLOA
$2.26B
$27.5K ﹤0.01%
+531
New +$27.5K
FBP icon
3358
First Bancorp
FBP
$4.41B
$27.4K ﹤0.01%
1,323
-280
-17% -$5.77K
IBOC icon
3359
International Bancshares
IBOC
$4.5B
$27.4K ﹤0.01%
412
+402
+4,020% +$27.2K
NUVB icon
3360
Nuvation Bio
NUVB
$2.3B
$27.4K ﹤0.01%
3,056
+2,156
+240% +$13.4K
CURB
3361
Curbline Properties
CURB
$3.42B
$27.3K ﹤0.01%
1,176
+654
+125% +$15.2K
VREX icon
3362
Varex Imaging
VREX
$778M
$27.3K ﹤0.01%
+2,342
New +$27.4K
OSBC icon
3363
Old Second Bancorp
OSBC
$1.28B
$27.2K ﹤0.01%
+1,396
New +$26.1K
JHAI
3364
Janus Henderson Global Artificial Intelligence ETF
JHAI
$27.3M
$27.2K ﹤0.01%
+1,000
New +$27.4K
WBTN
3365
WEBTOON Entertainment Inc
WBTN
$1.26B
$27.2K ﹤0.01%
+2,085
New +$32K
DRD
3366
DRDGold
DRD
$2.05B
$27.1K ﹤0.01%
875
– –
NG icon
3367
NovaGold Resources
NG
$3.36B
$27K ﹤0.01%
2,896
+896
+45% +$8.31K
GSM icon
3368
FerroAtlántica
GSM
$854M
$27K ﹤0.01%
5,810
-5,499
-49% -$25.4K
AVXL icon
3369
Anavex Life Sciences
AVXL
$314M
$26.9K ﹤0.01%
7,552
+152
+2% +$931
HBT icon
3370
HBT Financial
HBT
$1.3B
$26.8K ﹤0.01%
1,035
+9
+0.9% +$222
ETJ
3371
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$575M
$26.7K ﹤0.01%
3,030
-6,808
-69% -$60.1K
TDW icon
3372
Tidewater
TDW
$4.41B
$26.7K ﹤0.01%
529
+83
+19% +$4.38K
TDOC icon
3373
Teladoc Health
TDOC
$1.29B
$26.7K ﹤0.01%
3,810
-1,225
-24% -$9.59K
UTZ icon
3374
Utz Brands
UTZ
$1.25B
$26.5K ﹤0.01%
2,552
-18,810
-88% -$203K
LQDI icon
3375
iShares Inflation Hedged Corporate Bond ETF
LQDI
$69.3M
$26.5K ﹤0.01%
1,000
– –
133 134
135
136 137

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.