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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBT
3276
Beacon Financial Corp
BBT
$2.66B
$32K ﹤0.01%
1,213
+1,045
+622% +$26.5K
AEHR icon
3277
Aehr Test Systems
AEHR
$3.46B
$32K ﹤0.01%
1,583
– –
SLAB icon
3278
Silicon Laboratories
SLAB
$7.2B
$31.9K ﹤0.01%
244
-31
-11% -$4.08K
DRS icon
3279
Leonardo DRS
DRS
$12B
$31.9K ﹤0.01%
935
-28
-3% -$1.03K
NXJ
3280
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$31.6K ﹤0.01%
2,500
– –
FUBO icon
3281
FuboTV Inc
FUBO
$276M
$31.5K ﹤0.01%
1,043
+978
+1,505% +$39K
STEW
3282
SRH Total Return Fund
STEW
$1.82B
$31.5K ﹤0.01%
+1,700
New +$30.5K
ASCI
3283
abrdn International Small Cap Active ETF
ASCI
$80.8M
$31.4K ﹤0.01%
+911
New +$31.5K
LYTS icon
3284
LSI Industries
LYTS
$909M
$31.4K ﹤0.01%
1,714
+625
+57% +$12.7K
PFO
3285
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$31.4K ﹤0.01%
3,322
-3
-0.1% -$29
RRR icon
3286
Red Rock Resorts
RRR
$3.58B
$31.3K ﹤0.01%
506
+481
+1,924% +$28.1K
BKD icon
3287
Brookdale Senior Living
BKD
$3.27B
$31.2K ﹤0.01%
2,894
+704
+32% +$6.92K
OCUL icon
3288
Ocular Therapeutix
OCUL
$2.03B
$31.2K ﹤0.01%
+2,572
New +$31.2K
EXK
3289
Endeavour Silver
EXK
$3.03B
$31K ﹤0.01%
3,300
-18,000
-85% -$153K
LIEN
3290
Chicago Atlantic BDC
LIEN
$221M
$31K ﹤0.01%
3,000
-27,424
-90% -$287K
HFRO
3291
Highland Opportunities and Income Fund
HFRO
$404M
$31K ﹤0.01%
5,178
-7,592
-59% -$47.6K
DAN icon
3292
Dana Inc
DAN
$3.21B
$31K ﹤0.01%
1,302
-958
-42% -$20.3K
GLOB icon
3293
Globant
GLOB
$1.66B
$30.9K ﹤0.01%
473
-15
-3% -$943
FDIQ
3294
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.3M
$30.9K ﹤0.01%
500
– –
PRKS icon
3295
United Parks & Resorts
PRKS
$2.07B
$30.9K ﹤0.01%
851
+551
+184% +$22.9K
HE icon
3296
Hawaiian Electric Industries
HE
$2.02B
$30.8K ﹤0.01%
2,506
– –
CBU icon
3297
Community Bank
CBU
$3.37B
$30.8K ﹤0.01%
535
-147
-22% -$8.46K
CUT icon
3298
Invesco MSCI Global Timber ETF
CUT
$33.6M
$30.7K ﹤0.01%
1,058
-3,042
-74% -$87.2K
CGNT icon
3299
Cognyte Software
CGNT
$689M
$30.7K ﹤0.01%
3,268
+3,061
+1,479% +$26.5K
BSCS icon
3300
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.58B
$30.7K ﹤0.01%
1,488
– –
130 131
132
133 134

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.