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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHD icon
3101
BlackRock MuniHoldings Fund
MHD
$604M
$47K ﹤0.01%
4,000
-497
-11% -$5.82K
AMPY icon
3102
Amplify Energy
AMPY
$172M
$46.8K ﹤0.01%
10,245
+7,745
+310% +$38.5K
INSW icon
3103
International Seaways
INSW
$4.48B
$46.8K ﹤0.01%
963
+822
+583% +$40.7K
AGGY icon
3104
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$922M
$46.8K ﹤0.01%
1,061
– –
GEF icon
3105
Greif
GEF
$4.97B
$46.6K ﹤0.01%
689
+172
+33% +$10.8K
PHR icon
3106
Phreesia
PHR
$769M
$46.6K ﹤0.01%
2,755
+2,149
+355% +$44.3K
LOB icon
3107
Live Oak Bancshares
LOB
$1.95B
$46.6K ﹤0.01%
1,356
+23
+2% +$770
GLO
3108
Clough Global Opportunities Fund
GLO
$257M
$46.6K ﹤0.01%
8,227
– –
BKIE icon
3109
BNY Mellon International Equity ETF
BKIE
$1.34B
$46.6K ﹤0.01%
1,509
+549
+57% +$16.6K
CHRD icon
3110
Chord Energy
CHRD
$7.8B
$46.5K ﹤0.01%
501
+341
+213% +$31.6K
FSCS
3111
First Trust SMID Capital Strength ETF
FSCS
$59.3M
$46.5K ﹤0.01%
1,300
– –
AZTA icon
3112
Azenta
AZTA
$1.54B
$46.3K ﹤0.01%
1,392
+689
+98% +$22.5K
FYT icon
3113
First Trust Small Cap Value AlphaDEX Fund
FYT
$199M
$46.2K ﹤0.01%
814
-1,681
-67% -$93.8K
INDV icon
3114
Indivior Pharmaceuticals
INDV
$4.54B
$46.1K ﹤0.01%
1,286
+1,076
+512% +$32.9K
SNDR icon
3115
Schneider National
SNDR
$6.18B
$46K ﹤0.01%
1,733
+242
+16% +$5.71K
PCVX icon
3116
Vaxcyte
PCVX
$8.67B
$45.9K ﹤0.01%
995
+178
+22% +$7.96K
TPVG icon
3117
TriplePoint Venture Growth BDC
TPVG
$212M
$45.8K ﹤0.01%
7,000
+3,000
+75% +$18K
BGS icon
3118
B&G Foods
BGS
$276M
$45.6K ﹤0.01%
10,612
+5,055
+91% +$22.6K
GME icon
3119
GameStop
GME
$8.43B
$45.5K ﹤0.01%
2,264
+2,014
+806% +$45.2K
MRX
3120
Marex Group Limited Ordinary Shares
MRX
$4.36B
$45.3K ﹤0.01%
1,180
-100
-8% -$3.4K
FHLC icon
3121
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$45.2K ﹤0.01%
609
-1,048
-63% -$75.5K
BCX icon
3122
BlackRock Resources & Commodities Strategy Trust
BCX
$962M
$45.2K ﹤0.01%
4,115
-4,647
-53% -$47.7K
CLIR icon
3123
ClearSign Technologies
CLIR
$26.5M
$45.2K ﹤0.01%
8,121
+7,220
+801% +$57.5K
SMLV icon
3124
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
$45.1K ﹤0.01%
344
– –
AMSC icon
3125
American Superconductor
AMSC
$1.5B
$45K ﹤0.01%
1,563
+492
+46% +$21.3K
123 124
125
126 127

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.