Rockefeller Capital Management’s State Street SPDR US Small Cap Low Volatility Index ETF SMLV Stock Holding History

Rockefeller Capital Management’s Portfolio SMLV Stock Details SMLV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$47.2K	Hold	344	–	–	﹤0.01%	3307
2025 Q4	$45.1K	Hold	344	–	–	﹤0.01%	3124
2025 Q3	$44.6K	Buy	+344	New	+$44.4K	﹤0.01%	2969
2022 Q3	–	Sell	-40	Closed	-$4K	–	4333
2022 Q2	$4K	Sell	40 -10	-20%	-$1.08K	﹤0.01%	3571
2022 Q1	$5K	Hold	50	–	–	﹤0.01%	3353
2021 Q4	$5K	Hold	50	–	–	﹤0.01%	3290
2021 Q3	$5K	Buy	+50	New	+$5.63K	﹤0.01%	3189
2021 Q1	–	Sell	-40	Closed	-$3K	–	3378
2020 Q4	$3K	Buy	+40	New	+$3.48K	﹤0.01%	2585

Other funds holding SMLV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Dorval Corp Maple Grove, Minnesota $322M AUM 7.74% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

IEQ Capital Foster City, California $21.5B AUM 75.26% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return

RCP

Roan Capital Partners Johnson City, Tennessee $121M AUM

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Rockefeller Capital Management's SMLV Position: Q1 2026 in Review

Rockefeller Capital Management held its State Street SPDR US Small Cap Low Volatility Index ETF (SMLV) position steady in Q1 2026 at 344 shares worth $47.2K. The position accounts for ﹤0.01% of the portfolio, ranked #3307.

Rockefeller Capital Management first reported a position in SMLV in Q4 2020 and has held it in 8 quarters since. 94 funds tracked by Wall St. Rank hold SMLV as of Q1 2026.

Rockefeller Capital Management held 344 shares of State Street SPDR US Small Cap Low Volatility Index ETF worth $47.2K as of Q1 2026.
Rockefeller Capital Management left its State Street SPDR US Small Cap Low Volatility Index ETF share count unchanged in Q1 2026.
State Street SPDR US Small Cap Low Volatility Index ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #3307 holding.
Rockefeller Capital Management first reported a position in State Street SPDR US Small Cap Low Volatility Index ETF in Q4 2020 and has held it in 8 quarters since.
94 funds tracked by Wall St. Rank held State Street SPDR US Small Cap Low Volatility Index ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.