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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRRK icon
3076
Scholar Rock
SRRK
$5.67B
$70.2K ﹤0.01%
1,428
+977
+217% +$43.8K
EPR icon
3077
EPR Properties
EPR
$4.76B
$70K ﹤0.01%
1,400
+194
+16% +$10.7K
DFIN icon
3078
Donnelley Financial Solutions
DFIN
$1.16B
$69.9K ﹤0.01%
1,483
-10,229
-87% -$502K
GEF icon
3079
Greif
GEF
$4.92B
$69.9K ﹤0.01%
1,042
+353
+51% +$25K
JPLD icon
3080
JPMorgan Limited Duration Bond ETF
JPLD
$3.96B
$69.8K ﹤0.01%
+1,338
New +$70.2K
TNL icon
3081
Travel + Leisure Co
TNL
$4.66B
$69.6K ﹤0.01%
1,005
-236
-19% -$17K
AWF
3082
AllianceBernstein Global High Income Fund
AWF
$870M
$69.6K ﹤0.01%
6,840
– –
HYMC icon
3083
Hycroft Mining Holding Corp
HYMC
$1.82B
$69.6K ﹤0.01%
+1,976
New +$76.4K
NNE
3084
Nano Nuclear Energy
NNE
$854M
$69.4K ﹤0.01%
3,389
+547
+19% +$14.9K
CELC icon
3085
Celcuity
CELC
$4.21B
$69.4K ﹤0.01%
608
+488
+407% +$53.2K
NHI icon
3086
National Health Investors
NHI
$3.72B
$69.1K ﹤0.01%
855
-167
-16% -$13.9K
UTG icon
3087
Reaves Utility Income Fund
UTG
$3.54B
$69.1K ﹤0.01%
1,760
– –
SOBO
3088
South Bow Corp
SOBO
$7.74B
$69.1K ﹤0.01%
2,072
+829
+67% +$25.2K
ETHO icon
3089
Amplify Etho Climate Leadership US ETF
ETHO
$186M
$69K ﹤0.01%
1,044
-2,718
-72% -$185K
CXSE icon
3090
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$493M
$68.8K ﹤0.01%
1,819
– –
COMP icon
3091
Compass
COMP
$8.51B
$68.6K ﹤0.01%
9,378
+8,237
+722% +$86.5K
PFSI icon
3092
PennyMac Financial
PFSI
$3.92B
$68.5K ﹤0.01%
784
+600
+326% +$64.5K
FAN icon
3093
First Trust Global Wind Energy ETF
FAN
$278M
$68.5K ﹤0.01%
2,769
+269
+11% +$6.2K
FMNB icon
3094
Farmers National Banc Corp
FMNB
$939M
$68.4K ﹤0.01%
+5,200
New +$68.3K
IMCG icon
3095
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.92B
$68.3K ﹤0.01%
867
– –
GLOF icon
3096
iShares Global Equity Factor ETF
GLOF
$216M
$68.1K ﹤0.01%
+1,306
New +$70.3K
ALM
3097
Almonty Industries
ALM
$3.14B
$68K ﹤0.01%
4,693
+360
+8% +$5.15K
ORRF icon
3098
Orrstown Financial Services
ORRF
$840M
$67.7K ﹤0.01%
1,877
+1,500
+398% +$54.4K
MANU icon
3099
Manchester United
MANU
$3.97B
$67.7K ﹤0.01%
4,026
+4,025
+402,500% +$68.6K
WOR icon
3100
Worthington Enterprises
WOR
$2.75B
$67.6K ﹤0.01%
1,297
+540
+71% +$28.9K
122 123
124
125 126

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.