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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,314
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Technology 18.21%
2 Financials 8.18%
3 Industrials 6.8%
4 Healthcare 5.97%
5 Communication Services 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSAC icon
3051
Banco Santander Chile
BSAC
$16.3B
$73.2K ﹤0.01%
2,193
+1,820
+488% +$61.5K
FLO icon
3052
Flowers Foods
FLO
$1.49B
$73.1K ﹤0.01%
8,969
+5,512
+159% +$55.3K
PDBA icon
3053
Invesco Agriculture Commodity Strategy No K-1 ETF
PDBA
$305M
$72.9K ﹤0.01%
2,000
– –
TERN
3054
DELISTED
Terns Pharmaceuticals
TERN
$72.8K ﹤0.01%
1,381
+1,107
+404% +$45.5K
LLYVK icon
3055
Liberty Live Group Series C
LLYVK
$9.07B
$72.7K ﹤0.01%
772
-137
-15% -$12.3K
IIPR icon
3056
Innovative Industrial Properties
IIPR
$1.71B
$72.6K ﹤0.01%
1,448
+52
+4% +$2.62K
CMBS icon
3057
iShares CMBS ETF
CMBS
$474M
$72.5K ﹤0.01%
1,487
+131
+10% +$6.45K
HBM icon
3058
Hudbay
HBM
$10.1B
$72.4K ﹤0.01%
3,463
-1,470
-30% -$34.4K
HGLB
3059
Highland Global Allocation Fund
HGLB
$175M
$72.4K ﹤0.01%
9,012
– –
GPI icon
3060
Group 1 Automotive
GPI
$3.42B
$72.2K ﹤0.01%
218
-5,246
-96% -$1.83M
BSCX icon
3061
Invesco BulletShares 2033 Corporate Bond ETF
BSCX
$1.02B
$72.1K ﹤0.01%
+3,411
New +$73K
WKC icon
3062
World Kinect Corp
WKC
$2.04B
$71.7K ﹤0.01%
3,107
+2,464
+383% +$62.5K
CMU
3063
DELISTED
MFS High Yield Municipal Trust
CMU
$71.6K ﹤0.01%
20,000
– –
PNI
3064
PIMCO New York Municipal Income Fund II
PNI
$76.2M
$71.4K ﹤0.01%
+10,427
New +$72.9K
CHRD icon
3065
Chord Energy
CHRD
$7.9B
$71.4K ﹤0.01%
502
+1
+0.2% +$109
METC icon
3066
Ramaco Resources Class A
METC
$599M
$71.3K ﹤0.01%
4,610
-20
-0.4% -$354
SPHR icon
3067
Sphere Entertainment
SPHR
$5.14B
$71.3K ﹤0.01%
607
-1
-0.2% -$105
AIO
3068
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$71.1K ﹤0.01%
3,319
+54
+2% +$1.21K
ATMU icon
3069
Atmus Filtration Technologies
ATMU
$4.22B
$71K ﹤0.01%
1,250
-70
-5% -$4.14K
BFS
3070
Saul Centers
BFS
$836M
$71K ﹤0.01%
2,178
+77
+4% +$2.55K
PSIX
3071
Power Solutions International
PSIX
$636M
$70.6K ﹤0.01%
1,160
-652
-36% -$46.5K
GSEU icon
3072
Goldman Sachs ActiveBeta Europe Equity ETF
GSEU
$124M
$70.6K ﹤0.01%
1,561
+1,391
+818% +$65.2K
WSFS icon
3073
WSFS Financial
WSFS
$4.12B
$70.4K ﹤0.01%
1,075
+524
+95% +$33K
PRGS icon
3074
Progress Software
PRGS
$1.66B
$70.3K ﹤0.01%
2,739
+1,407
+106% +$53.8K
WHR icon
3075
Whirlpool
WHR
$2.43B
$70.2K ﹤0.01%
1,302
+301
+30% +$22.1K
121 122
123
124 125

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 20% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.