We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAIN icon
2676
Hain Celestial
HAIN
$54.5M
$18K ﹤0.01%
428
+15
+4% +$640
HGV icon
2677
Hilton Grand Vacations
HGV
$3.33B
$18K ﹤0.01%
348
– –
IBMQ icon
2678
iShares iBonds Dec 2028 Term Muni Bond ETF
IBMQ
$662M
$18K ﹤0.01%
685
-147
-18% -$4K
LPX icon
2679
Louisiana-Pacific
LPX
$5.22B
$18K ﹤0.01%
235
-44
-16% -$3.02K
NNOX icon
2680
Nano X Imaging
NNOX
$72.4M
$18K ﹤0.01%
1,273
– –
PAGP icon
2681
Plains GP Holdings
PAGP
$4.96B
$18K ﹤0.01%
1,840
+29
+2% +$312
RWX icon
2682
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$18K ﹤0.01%
516
+117
+29% +$4.21K
TBLD
2683
Thornburg Income Builder Opportunities Trust
TBLD
$715M
$18K ﹤0.01%
+1,000
New +$19.3K
TGI
2684
DELISTED
Triumph Group
TGI
$18K ﹤0.01%
1,000
– –
TXRH icon
2685
Texas Roadhouse
TXRH
$13.7B
$18K ﹤0.01%
211
+174
+470% +$15.5K
SUM
2686
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$18K ﹤0.01%
458
+341
+291% +$12.5K
CSSE
2687
DELISTED
Chicken Soup for the Soul Entertainment, Inc. Class A Common Stock
CSSE
$18K ﹤0.01%
1,350
– –
CLAA.U
2688
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
$18K ﹤0.01%
1,850
– –
NFTZ
2689
DELISTED
Defiance Digital Revolution ETF
NFTZ
$18K ﹤0.01%
+1,000
New +$20K
CLIM.WS
2690
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$18K ﹤0.01%
16,566
+6,340
+62% +$6.96K
AVGOP
2691
DELISTED
Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A
AVGOP
$18K ﹤0.01%
+9
New +$15.8K
ATH
2692
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$18K ﹤0.01%
223
+149
+201% +$12.2K
ANVS icon
2693
Annovis Bio
ANVS
$80.4M
$17K ﹤0.01%
1,000
– –
BGR icon
2694
BlackRock Energy and Resources Trust
BGR
$418M
$17K ﹤0.01%
1,878
– –
BLDP
2695
Ballard Power Systems
BLDP
$763M
$17K ﹤0.01%
1,407
+1,347
+2,245% +$20.4K
DJCO icon
2696
Daily Journal
DJCO
$786M
$17K ﹤0.01%
50
– –
ECOR icon
2697
electroCore
ECOR
$75.7M
$17K ﹤0.01%
1,949
– –
EFC
2698
Ellington Financial
EFC
$1.68B
$17K ﹤0.01%
1,046
– –
FFC
2699
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$784M
$17K ﹤0.01%
808
– –
KAI icon
2700
Kadant
KAI
$3.91B
$17K ﹤0.01%
75
+65
+650% +$14.5K
106 107
108
109 110

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.