Rockefeller Capital Management’s Broadcom Inc. 8.00% Mandatory Convertible Preferred Stock, Series A AVGOP Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-8	Closed	-$11K	–	4430
2022 Q3	$11K	Hold	8	–	–	﹤0.01%	3064
2022 Q2	$12K	Sell	8 -9	-53%	-$13.5K	﹤0.01%	3047
2022 Q1	$33K	Buy	17 +8	+89%	+$15.5K	﹤0.01%	2507
2021 Q4	$18K	Buy	+9	New	+$18K	﹤0.01%	2701