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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+3.13%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$55.5B
AUM Growth
+$4.41B
Cap. Flow
+$3.33B
Cap. Flow %
5.99%
Top 10 Hldgs %
23.77%
Holding
4,890
New
464
Increased
2,466
Reduced
1,299
Closed
219

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$169M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$123M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$109M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$94.9M
5
AMZN icon
Amazon
AMZN
+$91M

Top Sells

Rank Stock Value
1
CRM icon
Salesforce
CRM
+$1.15B
2
RSMC
Rockefeller U.S. Small-Mid Cap ETF
RSMC
+$183M
3
RGEF
Rockefeller Global Equity ETF
RGEF
+$154M
4
SNPS icon
Synopsys
SNPS
+$149M
5
VT icon
Vanguard Total World Stock ETF
VT
+$131M

Sector Composition

Rank Sector Weight
1 Technology 19.93%
2 Financials 9.2%
3 Healthcare 6.21%
4 Communication Services 6.18%
5 Industrials 6.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DY icon
2651
Dycom Industries
DY
$12B
$116K ﹤0.01%
342
-126
-27% -$39.7K
PSO icon
2652
Pearson
PSO
$9.89B
$115K ﹤0.01%
8,214
-161,295
-95% -$2.23M
LKQ icon
2653
LKQ Corp
LKQ
$6.22B
$115K ﹤0.01%
3,818
+1,196
+46% +$36.1K
IVZ icon
2654
Invesco
IVZ
$14B
$115K ﹤0.01%
4,361
+992
+29% +$24.2K
HPS
2655
John Hancock Preferred Income Fund III
HPS
$458M
$114K ﹤0.01%
7,937
-2,760
-26% -$41.5K
ISD
2656
PGIM High Yield Bond Fund
ISD
$419M
$114K ﹤0.01%
7,881
– –
NIE
2657
Virtus Equity & Convertible Income Fund
NIE
$736M
$114K ﹤0.01%
4,569
– –
DJIA icon
2658
Global X Dow 30 Covered Call ETF
DJIA
$188M
$114K ﹤0.01%
+5,170
New +$115K
NXST icon
2659
Nexstar Media Group
NXST
$5.91B
$113K ﹤0.01%
557
+29
+5% +$5.66K
VVR icon
2660
Invesco Senior Income Trust
VVR
$459M
$113K ﹤0.01%
34,690
-11,317
-25% -$37.4K
KBA icon
2661
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$149M
$113K ﹤0.01%
3,660
– –
FTCA
2662
Franklin California Municipal Income ETF
FTCA
$565M
$113K ﹤0.01%
+15,407
New +$113K
MOMO
2663
Hello Group
MOMO
$870M
$113K ﹤0.01%
17,182
– –
LAD icon
2664
Lithia Motors
LAD
$8.35B
$112K ﹤0.01%
337
+174
+107% +$55.3K
SMG icon
2665
ScottsMiracle-Gro
SMG
$3.63B
$112K ﹤0.01%
1,920
-905
-32% -$50.8K
ACIW icon
2666
ACI Worldwide
ACIW
$5.34B
$112K ﹤0.01%
2,342
+676
+41% +$32.8K
QQXT icon
2667
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$159M
$112K ﹤0.01%
1,124
-16,005
-93% -$1.58M
OR icon
2668
OR Royalties Inc
OR
$6.32B
$111K ﹤0.01%
3,150
– –
SPXC icon
2669
SPX Corp
SPXC
$10.6B
$111K ﹤0.01%
557
+110
+25% +$22.4K
AQST icon
2670
Aquestive Therapeutics
AQST
$538M
$111K ﹤0.01%
17,196
-18,309
-52% -$114K
BCO icon
2671
Brink's
BCO
$4.55B
$111K ﹤0.01%
950
+217
+30% +$24.8K
SCHI icon
2672
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.4B
$111K ﹤0.01%
4,820
+3,885
+416% +$89.6K
EVTR icon
2673
Eaton Vance Total Return Bond ETF
EVTR
$5.71B
$110K ﹤0.01%
+2,130
New +$110K
BCE icon
2674
BCE
BCE
$21B
$110K ﹤0.01%
4,600
+2,937
+177% +$68.4K
NPO icon
2675
Enpro
NPO
$7.04B
$109K ﹤0.01%
511
+313
+158% +$69.2K
105 106
107
108 109

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Rockefeller Capital Management's Q4 2025 Portfolio in Review

As of Q4 2025, Rockefeller Capital Management held 4,890 positions worth $55.5B, up 8.6% from $51.1B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Rockefeller Capital Management deployed $3.33B of net new capital in Q4 2025, opening 464 new positions and adding to 2,466 existing holdings. Its largest new stake was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 24% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Salesforce, an estimated $1.15B trimmed.

  • Rockefeller Capital Management's largest Q4 2025 buy was Equable Shares Hedged Equity ETF: 593,362 shares worth $17.4M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q4 2025, an estimated $169M increase.
  • Rockefeller Capital Management's biggest Q4 2025 reduction was Salesforce, cutting an estimated $1.15B.
  • Rockefeller Capital Management fully exited PROS Holdings in Q4 2025, selling an estimated $22M.
  • Rockefeller Capital Management's ten largest holdings make up 24% of its $55.5B portfolio in Q4 2025.
  • Rockefeller Capital Management opened 464 new positions and closed 219 in Q4 2025.
  • Rockefeller Capital Management's portfolio value rose 8.6% quarter-over-quarter to $55.5B.

Based on Rockefeller Capital Management's 13F filing for Q4 2025, filed 17 Feb 2026.