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ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
1-Year Est. Return 13.58%
This Fund
S&P 500
This Quarter Est. Return
+2.28%
1 Year Est. Return
-13.58%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$125M
AUM Growth
-$3.55M
Cap. Flow
-$5.45M
Cap. Flow %
-4.35%
Top 10 Hldgs %
35.87%
Holding
64
New
3
Increased
5
Reduced
18
Closed
4

Top Buys

Rank Stock Value
1
CARO
Carolina Financial Corp.
CARO
+$3.16M
2
SBT
Sterling Bancorp, Inc. Common Stock
SBT
+$934K
3
TCF
TCF Financial Corporation
TCF
+$514K
4
MRBK icon
Meridian
MRBK
+$471K
5
EFSC icon
Enterprise Financial Services Corp
EFSC
+$306K

Top Sells

Rank Stock Value
1
FSBK
First South Bancorp Inc/VA
FSBK
+$3.13M
2
EGBN icon
Eagle Bancorp
EGBN
+$2.32M
3
TOWN icon
Towne Bank
TOWN
+$881K
4
FCB
FCB Financial Holdings, Inc.
FCB
+$662K
5
LBAI
Lakeland Bancorp Inc
LBAI
+$649K

Sector Composition

Rank Sector Weight
1 Financials 88.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNFP icon
26
Pinnacle Financial Partners Inc
PNFP
$15.9B
$2.38M 1.9%
35,912
– –
CZFC
27
DELISTED
Citizens First Corporation
CZFC
$2.28M 1.82%
95,000
– –
HOMB icon
28
Home BancShares
HOMB
$6.22B
$2.19M 1.75%
94,077
– –
RNST icon
29
Renasant Corp
RNST
$3.95B
$2.14M 1.71%
52,300
– –
OZK icon
30
Bank OZK
OZK
$5.58B
$2.13M 1.7%
44,000
– –
PBNC
31
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
$1.94M 1.55%
36,401
– –
MPB icon
32
Mid Penn Bancorp
MPB
$972M
$1.82M 1.45%
55,000
– –
AX icon
33
Axos Financial
AX
$5.65B
$1.73M 1.38%
58,000
– –
LTXB
34
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.73M 1.38%
41,000
– –
PLBC icon
35
Plumas Bancorp
PLBC
$427M
$1.66M 1.32%
71,391
– –
TCBI icon
36
Texas Capital Bancshares
TCBI
$4.3B
$1.51M 1.21%
17,000
– –
BKJ
37
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.4M 1.11%
80,276
-823
-1% -$13.7K
GWB
38
DELISTED
Great Western Bancorp, Inc.
GWB
$1.09M 0.87%
27,500
– –
SBT
39
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$928K 0.74%
+73,100
New +$934K
PNBK icon
40
Patriot National Bancorp
PNBK
$134M
$919K 0.73%
51,500
– –
SVBI
41
DELISTED
Severn Bancorp Inc/MD
SVBI
$845K 0.67%
116,468
-10,000
-8% -$70.4K
HTH icon
42
Hilltop Holdings
HTH
$2.25B
$836K 0.67%
33,000
-1,500
-4% -$36.8K
WAL icon
43
Western Alliance Bancorporation
WAL
$8.84B
$793K 0.63%
14,000
– –
BOTJ icon
44
Bank Of The James
BOTJ
$125M
$754K 0.6%
55,516
– –
FSBW icon
45
FS Bancorp
FSBW
$316M
$677K 0.54%
24,812
– –
FBIZ icon
46
First Business Financial Services
FBIZ
$579M
$669K 0.53%
30,226
– –
SSFN
47
DELISTED
Stewardship Financial Corp
SSFN
$668K 0.53%
65,200
+29,700
+84% +$290K
FIBK icon
48
First Interstate BancSystem
FIBK
$3.71B
$625K 0.5%
15,600
– –
TCF
49
DELISTED
TCF Financial Corporation
TCF
$625K 0.5%
30,500
+27,500
+917% +$514K
CWBC
50
Community West Bancshares
CWBC
$677M
$587K 0.47%
29,100
– –
1
2
3

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River Oaks Capital's Q4 2017 Portfolio in Review

As of Q4 2017, River Oaks Capital held 64 positions worth $125M, down 2.8% from $129M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

River Oaks Capital withdrew a net $5.45M in Q4 2017, closing 4 positions and reducing 18 holdings. Its most notable exit was First South Bancorp Inc/VA, an estimated $3.13M position sold in full.

By sector, the portfolio is most concentrated in Financials at 88% of assets, up from 85% a quarter earlier.

Against the trend, River Oaks Capital opened a new position in Carolina Financial Corp. worth $3.18M.

  • River Oaks Capital's largest Q4 2017 buy was Carolina Financial Corp.: 85,581 shares worth $3.18M.
  • River Oaks Capital added most to TCF Financial Corporation in Q4 2017, an estimated $514K increase.
  • River Oaks Capital's biggest Q4 2017 reduction was Towne Bank, cutting an estimated $881K.
  • River Oaks Capital fully exited First South Bancorp Inc/VA in Q4 2017, selling an estimated $3.13M.
  • River Oaks Capital's ten largest holdings make up 36% of its $125M portfolio in Q4 2017.
  • River Oaks Capital opened 3 new positions and closed 4 in Q4 2017.
  • River Oaks Capital's portfolio value fell 2.8% quarter-over-quarter to $125M.

Based on River Oaks Capital's 13F filing for Q4 2017, filed 12 Feb 2018.