ROC

River Oaks Capital Portfolio holdings

AUM $67.9M
This Quarter Return
+2.29%
1 Year Return
-13.55%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$125M
AUM Growth
+$125M
Cap. Flow
-$4.89M
Cap. Flow %
-3.9%
Top 10 Hldgs %
35.87%
Holding
64
New
3
Increased
5
Reduced
18
Closed
4

Top Buys

1
CARO
Carolina Financial Corp.
CARO
$3.18M
2
SBT
Sterling Bancorp, Inc. Common Stock
SBT
$928K
3
TCF
TCF Financial Corporation
TCF
$564K
4
MRBK icon
Meridian
MRBK
$500K
5
EFSC icon
Enterprise Financial Services Corp
EFSC
$316K

Top Sells

1
FSBK
First South Bancorp Inc/VA
FSBK
$3.13M
2
EGBN icon
Eagle Bancorp
EGBN
$2.32M
3
TOWN icon
Towne Bank
TOWN
$812K
4
FCB
FCB Financial Holdings, Inc.
FCB
$662K
5
LBAI
Lakeland Bancorp Inc
LBAI
$616K

Sector Composition

1 Financials 88.35%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PNFP icon
26
Pinnacle Financial Partners
PNFP
$7.54B
$2.38M 1.9% 35,912 – –
CZFC
27
DELISTED
Citizens First Corporation
CZFC
$2.28M 1.82% 95,000 – –
HOMB icon
28
Home BancShares
HOMB
$5.87B
$2.19M 1.75% 94,077 – –
RNST icon
29
Renasant Corp
RNST
$3.72B
$2.14M 1.71% 52,300 – –
OZK icon
30
Bank OZK
OZK
$5.91B
$2.13M 1.7% 44,000 – –
PBNC
31
DELISTED
PARAGON COMMERCIAL CORPORATION
PBNC
$1.94M 1.55% 36,401 – –
MPB icon
32
Mid Penn Bancorp
MPB
$693M
$1.82M 1.45% 55,000 – –
AX icon
33
Axos Financial
AX
$5.15B
$1.73M 1.38% 58,000 – –
LTXB
34
DELISTED
LegacyTexas Financial Group Inc
LTXB
$1.73M 1.38% 41,000 – –
PLBC icon
35
Plumas Bancorp
PLBC
$301M
$1.66M 1.32% 71,391 – –
TCBI icon
36
Texas Capital Bancshares
TCBI
$3.96B
$1.51M 1.21% 17,000 – –
BKJ
37
DELISTED
Bancorp of New Jersey, Inc.
BKJ
$1.4M 1.11% 76,453 -784 -1% -$14.3K
GWB
38
DELISTED
Great Western Bancorp, Inc.
GWB
$1.1M 0.87% 27,500 – –
SBT
39
DELISTED
Sterling Bancorp, Inc. Common Stock
SBT
$928K 0.74% +73,100 New +$928K
PNBK icon
40
Patriot National Bancorp
PNBK
$157M
$919K 0.73% 51,500 – –
SVBI
41
DELISTED
Severn Bancorp Inc/MD
SVBI
$845K 0.67% 116,468 -10,000 -8% -$72.6K
HTH icon
42
Hilltop Holdings
HTH
$2.21B
$836K 0.67% 33,000 -1,500 -4% -$38K
WAL icon
43
Western Alliance Bancorporation
WAL
$9.88B
$793K 0.63% 14,000 – –
BOTJ icon
44
Bank Of The James
BOTJ
$70.6M
$754K 0.6% 50,469 – –
FSBW icon
45
FS Bancorp
FSBW
$324M
$677K 0.54% 12,406 – –
FBIZ icon
46
First Business Financial Services
FBIZ
$435M
$669K 0.53% 30,226 – –
SSFN
47
DELISTED
Stewardship Financial Corp
SSFN
$668K 0.53% 65,200 +29,700 +84% +$304K
FIBK icon
48
First Interstate BancSystem
FIBK
$3.43B
$625K 0.5% 15,600 – –
TCF
49
DELISTED
TCF Financial Corporation
TCF
$625K 0.5% 30,500 +27,500 +917% +$564K
CWBC
50
Community West Bancshares
CWBC
$408M
$587K 0.47% 29,100 – –
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